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person · Reporting owner

HANDLER RICHARD B

Disclosed activity across 4 companies

Tapewire entity
18909
SEC CIK
0001211677

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Golden Nugget Online Gaming, Inc.LCA · Entity 127461Director · PresidentMay 06, 2019May 07, 2019
Hillman Solutions Corp.LCY · Entity 4721Director · PresidentOctober 08, 2020October 09, 2020
Jefferies Financial Group Inc.JEF · Entity 3502Director · CEOOctober 01, 2026October 03, 2026
Landcadia Holdings IV, Inc.LCA · Entity 92795Director · PresidentMarch 24, 2021March 25, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Golden Nugget Online Gaming, Inc.

Report date May 06, 2019 · Filed May 07, 2019

This filing explicitly reported no securities owned.

Hillman Solutions Corp.

Report date October 08, 2020 · Filed October 09, 2020

This filing explicitly reported no securities owned.

Jefferies Financial Group Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,854,174 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Gift · Disposed 842 · Balance 12,854,174

F1: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2012 Trust287,858 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 287,858

Common StockSEC Table I · non-derivativeIndirectBy Spouse of Reporting Person's Trust279,504 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 279,504

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2003 Trust231,268 Reported balance Holding disclosure · report date 2026-10-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 231,268

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2022 LLC331,685 Reported balance Holding disclosure · report date 2026-10-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 331,685

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2022-A LLC85,584 Reported balance Holding disclosure · report date 2026-10-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 85,584

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2023-A LLC120,753 Reported balance Holding disclosure · report date 2026-10-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 120,753

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2023-B LLC121,898 Reported balance Holding disclosure · report date 2026-10-01 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 121,898

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2024-B LLC3,637 Reported balance Holding disclosure · report date 2026-10-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 3,637

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-B LLC17,340 Reported balance Holding disclosure · report date 2026-10-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 17,340

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-B Trust320,382 Reported balance Holding disclosure · report date 2026-10-01 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 320,382

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-D Trust244,140 Reported balance Holding disclosure · report date 2026-10-01 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 244,140

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-M Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-O Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-Q Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Trustee of Profit Sharing Plan132,465 Reported balance Holding disclosure · report date 2026-10-01 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 132,465

Filing footnotes · ownership attribution and instrument terms

F1: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

Landcadia Holdings IV, Inc.

Report date March 24, 2021 · Filed March 25, 2021

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2024 Filed Jul 31, 2024 20:15 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-013365 · marketforms-66685.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,296,554

F1 · kind: Charitable gift of shares to a charitable foundation.

F1 · shares: Charitable gift of shares to a charitable foundation.

Read SEC document
May 30, 2024 Filed Jun 1, 2024 01:33 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 82,404 $45.79 $3,773,279.16
Disclosure

SEC source: 0001214659-24-010392 · marketforms-66136.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,396,554

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
April 24, 2024 Filed Apr 25, 2024 01:32 UTC Jefferies Financial Group Inc. JEF · Entity 3502 SaleCommon Stock 1,500,000 $43.50 $65,250,900.00
Disclosure

SEC source: 0001140361-24-021824 · form4.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,314,150

Read SEC document
March 14, 2024 Filed Mar 16, 2024 01:40 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 68,198 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,814,150

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 01:40 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 1,663 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 280,173

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 01:40 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 69,861 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004659 · marketforms-65223.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2023-A LLC

Disclosed balance after: 57,940

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 02:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 59,903 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,745,952

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 02:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 1,688 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 278,510

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 02:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 61,591 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-004281 · marketforms-65119.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 85,584

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and Reporting Person's direct ownership account. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 23:21 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 90,790 $41.26 $3,745,995.40
Disclosure

SEC source: 0001214659-24-003686 · marketforms-64846.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686,049

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
February 27, 2024 Filed Mar 1, 2024 02:52 UTC Amendment Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 90,790 $41.26 $3,745,995.40
Disclosure

SEC source: 0001140361-24-010576 · form4.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,686,049

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 01:52 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 127,801 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-003075 · marketforms-64752.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2023-A LLC

Disclosed balance after: 127,801

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
February 14, 2024 Filed Feb 17, 2024 01:52 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 127,801 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-003075 · marketforms-64752.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,595,259

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:34 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 105,257 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-002261 · marketforms-64648.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 147,175

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
February 07, 2024 Filed Feb 10, 2024 01:34 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 105,257 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-002261 · marketforms-64648.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,723,060

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members. This transfer reflects tax planning and results in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 496,450 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,828,317

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 496,450 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 0

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 4,917 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 276,823

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 300,463 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 496,450

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
January 11, 2024 Filed Jan 13, 2024 02:04 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 305,380 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-000726 · marketforms-64309.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 331,685

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:38 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 95,879 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016530 · marketforms-63879.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,331,867

F1 · kind: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

F1 · shares: Restricted stock units (RSUs) earned in respect of prior compensation year 2021 grant of Long-Term Performance-Linked RSUs.

F2 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:33 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 637,065 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016528 · marketforms-63877.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 637,065

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F1 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
December 15, 2023 Filed Dec 16, 2023 02:33 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 637,065 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-016528 · marketforms-63877.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,956,063

F1 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F1 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:35 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 159,957 $37.51 $5,999,987.07
Disclosure

SEC source: 0001214659-23-016529 · marketforms-63878.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,235,988

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F3 · balance_after: As of close of business on 12/15/2023, the filing date of this Form 4, the reporting person has total beneficial holdings (direct and indirect) of 18,114,781.

Read SEC document
December 13, 2023 Filed Dec 16, 2023 02:35 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 119,968 $37.51 $4,499,999.68
Disclosure

SEC source: 0001214659-23-016529 · marketforms-63878.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,076,031

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
November 28, 2023 Filed Dec 1, 2023 01:38 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 104,016 $34.63 $3,602,074.08
Disclosure

SEC source: 0001214659-23-015832 · marketforms-63611.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,593,128

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
August 25, 2023 Filed Aug 26, 2023 00:40 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 102,828 $34.73 $3,571,216.44
Disclosure

SEC source: 0001214659-23-011713 · marketforms-62341.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,489,112

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 21:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 68,619 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-010173 · marketforms-62152.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 234,148

F1 · kind: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

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July 26, 2023 Filed Jul 28, 2023 21:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 68,619 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-010173 · marketforms-62152.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,386,284

F1 · kind: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

F1 · shares: Shares transferred from an LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to Reporting Person's direct ownership account. These transfers result in no changes to Reporting Person's beneficial ownership holdings. These transactions may be exempt under Rule 16a-13.

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May 26, 2023 Filed May 31, 2023 00:38 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 115,911 $30.51 $3,536,444.61
Disclosure

SEC source: 0001214659-23-008070 · marketforms-61664.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,317,664

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

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March 16, 2023 Filed Mar 21, 2023 00:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 547,570 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,201,634

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 16, 2023 Filed Mar 21, 2023 00:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 547,570 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 0

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 16, 2023 Filed Mar 21, 2023 00:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 4,501 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 271,906

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 16, 2023 Filed Mar 21, 2023 00:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 361,456 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 547,570

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 16, 2023 Filed Mar 21, 2023 00:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 365,957 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 302,768

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 07, 2023 Filed Mar 9, 2023 22:59 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 267,405

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 07, 2023 Filed Mar 9, 2023 22:59 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 1,654 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 41,917

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 07, 2023 Filed Mar 9, 2023 22:59 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 58,708 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654,064

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

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March 07, 2023 Filed Mar 9, 2023 22:59 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 58,708 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 43,571

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 02:43 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 668,725 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003302 · marketforms-59711.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 668,725

F1 · kind: Shares gifted to an LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

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February 28, 2023 Filed Mar 1, 2023 02:43 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 668,725 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-003302 · marketforms-59711.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595,357

F1 · kind: Shares gifted to an LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · balance_after: This number also reflects other transactions on Feb. 24 and Feb. 28, 2023, reported separately.

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February 28, 2023 Filed Mar 1, 2023 02:42 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Tax withholdingCommon Stock 622,206 $37.76 $23,494,498.56
Disclosure

SEC source: 0001214659-23-003301 · marketforms-59710.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,264,082

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants in a transaction exempt under Rule 16b-3(e).

F2 · balance_after: This number also reflects a transaction on Feb. 24, 2023, reported separately.

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February 24, 2023 Filed Mar 1, 2023 02:46 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 99,753 $37.67 $3,757,695.51
Disclosure

SEC source: 0001214659-23-003304 · marketforms-59712.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595,357

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date.

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February 07, 2023 Filed Feb 10, 2023 23:45 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 102,279 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001971 · marketforms-59439.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 298,266

F1 · kind: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

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February 07, 2023 Filed Feb 10, 2023 23:45 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 102,279 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-001971 · marketforms-59439.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,786,535

F1 · kind: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

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January 24, 2023 Filed Jan 26, 2023 01:56 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Tax withholdingCommon Stock 646,708 $38.37 $24,814,185.96
Disclosure

SEC source: 0001214659-23-001128 · marketforms-58289.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888,814

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

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January 13, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 284,636 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 15

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535,522

F4 · kind: Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F4 · acquired: Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

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January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 413,919 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 14

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,250,886

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

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January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 413,919 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 13

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 195,987

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

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January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 9,951 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 12

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 265,751

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.