Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MEDIFAST INCMED · Entity 6587 | Director | August 26, 2026 | August 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MEDIFAST INC
Report date August 26, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectNotes | 707,492 |
Reported balance
After 2026-08-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-26 · Purchase · Acquired 41,975 · Balance 707,492 F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein. F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | IndirectNotes | 20,270 |
Reported balance
After 2026-08-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-26 · Purchase · Acquired 1,175 · Balance 20,270 F2: Ownership of Steamboat Capital Partners II, LP (II). F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein. F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
F2: Ownership of Steamboat Capital Partners II, LP (II).
F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.
F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Wheeler Real Estate Investment Trust, Inc.
Report date November 07, 2023 · Filed November 09, 2023
Jointly reported with Steamboat Capital Partners, LLC
Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 282,794 |
Reported balance
After 2023-11-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 5,998 |
Reported balance
After 2023-11-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998 F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case. F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 247,569 |
Reported balance
After 2023-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
| Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60 | IndirectSee footnote | 3,038 |
Reported balance
After 2023-11-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038 F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case. F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.) F6: Ownership of Steamboat Capital Partners II, LP (II). F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.
F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)
F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.
F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).
F6: Ownership of Steamboat Capital Partners II, LP (II).
F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.06 Strike: $16.96 | $12,011.68 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 96,631 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · price: This is the average price. The prices at which shares were actually sold range from $16 to $16.20. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F7 · derivative.exercise_date: Convertible at any time, with no expiration date. F7 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 16:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.01 Strike: $40.00 | $2,041.73 |
DisclosureSEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,599 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $8.16. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B). F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 748 | $16.00 Strike: $16.96 | $11,968.00 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 97,379 Underlying: Common Stock, $0.01 par value · 1,102 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 28, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 255 | $8.15 Strike: $40.00 | $2,078.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,854 Underlying: Common Stock, $0.01 par value · 159 shares Expires not disclosed F3 · price: This is the average price. The prices at which shares were actually sold range from $8.00 to $8.355. F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 692 | $15.70 Strike: $16.96 | $10,864.40 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,127 Underlying: Common Stock, $0.01 par value · 1,020 shares Expires not disclosed F8 · derivative.exercise_date: Convertible at any time, with no expiration date. F8 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 27, 2021 Filed Oct 29, 2021 18:31 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 246 | $8.04 Strike: $40.00 | $1,977.84 |
DisclosureSEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,109 Underlying: Common Stock, $0.01 par value · 153 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 652 | $15.75 Strike: $16.96 | $10,269.00 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 98,819 Underlying: Common Stock, $0.01 par value · 961 shares Expires not disclosed F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 231 | $8.39 Strike: $40.00 | $1,939.08 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,355 Underlying: Common Stock, $0.01 par value · 144 shares Expires not disclosed F5 · price: This is the average price. The prices at which shares were actually sold range from $8.19 to $8.59. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 641 | $15.63 Strike: $16.96 | $10,020.24 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 99,471 Underlying: Common Stock, $0.01 par value · 944 shares Expires not disclosed F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.80. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F9 · derivative.exercise_date: Convertible at any time, with no expiration date. F9 · derivative.expiration_date: Convertible at any time, with no expiration date. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 25, 2021 Filed Oct 27, 2021 15:01 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 219 | $8.65 Strike: $40.00 | $1,894.35 |
DisclosureSEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,586 Underlying: Common Stock, $0.01 par value · 136 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $8.60 to $8.70. F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B). F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 19:59 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 644 | $16.00 Strike: $16.96 | $10,304.00 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,112 Underlying: Common Stock, $0.01 par value · 949 shares Expires not disclosed F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D). F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 22, 2021 Filed Oct 25, 2021 19:59 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 217 | $8.50 Strike: $40.00 | $1,844.50 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 40,805 Underlying: Common Stock, $0.01 par value · 135 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B). F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:59 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries D Cumulative Convertible Preferred Stock · Derivative | 639 | $16.23 Strike: $16.96 | $10,369.18 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 100,756 Underlying: Common Stock, $0.01 par value · 941 shares Expires not disclosed F7 · price: This is the average price. The prices at which shares were actually sold range from $16.21 to $16.25. F8 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · derivative.exercise_date: Convertible at any time, with no expiration date. F6 · derivative.expiration_date: Convertible at any time, with no expiration date. F9 · balance_after: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D). F9 · ownership.nature: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 21, 2021 Filed Oct 25, 2021 19:59 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | SaleSeries B Convertible Preferred Stock · Derivative | 271 | $8.75 Strike: $40.00 | $2,371.25 |
DisclosureSEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,022 Underlying: Common Stock, $0.01 par value · 169 shares Expires not disclosed F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B). F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B). F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 22:26 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 2 | $10.00 Strike: $40.00 | $20.00 |
DisclosureSEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,568 Underlying: Common Stock, $0.01 par value · 1 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II"), which after such transaction, owns 2568 shares of Series B Cumulative Preferred Stock. F5 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II"), which after such transaction, owns 2568 shares of Series B Cumulative Preferred Stock. F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 22:26 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 152 | $10.00 Strike: $40.00 | $1,520.17 |
DisclosureSEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 185,230 Underlying: Common Stock, $0.01 par value · 95 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F4 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA") and which, after such transaction, owns 185,230 shares of Series B Cumulative Preferred Stock. F4 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA") and which, after such transaction, owns 185,230 shares of Series B Cumulative Preferred Stock. F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 22:26 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 47 | $10.00 Strike: $40.00 | $470.05 |
DisclosureSEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 41,293 Underlying: Common Stock, $0.01 par value · 29 shares Expires not disclosed F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which, after such transaction, own 41,293 shares of Series B Cumulative Preferred Stock. F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which, after such transaction, own 41,293 shares of Series B Cumulative Preferred Stock. F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 22 | $10.43 Strike: $40.00 | $229.41 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 8 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,570 Underlying: Common Stock, $0.01 par value · 13 shares Expires not disclosed F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F15 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2570 shares of Series B Cumulative Preferred Stock. F15 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2570 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 1,594 | $10.43 Strike: $40.00 | $16,621.44 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 7 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 185,382 Underlying: Common Stock, $0.01 par value · 996 shares Expires not disclosed F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F14 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 185, 382 shares of Series B Cumulative Preferred Stock. F14 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 185, 382 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 491 | $10.43 Strike: $40.00 | $5,119.90 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 6 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,340 Underlying: Common Stock, $0.01 par value · 306 shares Expires not disclosed F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F13 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 41,340 shares of Series B Cumulative Preferred Stock. F13 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 41,340 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 194 | $10.39 Strike: $40.00 | $2,015.68 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 5 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 41,831 Underlying: Common Stock, $0.01 par value · 121 shares Expires not disclosed F10 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.41. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 41,831 shares of Series B Cumulative Preferred Stock. F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 41,831 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 04, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries D Convertible Cumulative Preferred Stock · Derivative | 4,950 | $16.33 Strike: $16.96 | $80,853.30 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 1 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 101,395 Underlying: Common Stock, $0.01 par value · 7,296 shares Expires not disclosed F2 · price: This is an average price. The price at which the shares were actually sold ranges from $16.00 to $16.60. F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. F1 · derivative.exercise_date: Convertible at any time, without expiration date. F1 · derivative.expiration_date: Convertible at any time, without expiration date. F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 101,395 shares of Series D Convertible Cumulative Preferred Stock ("Series D"). The ownership of Steamboat Capital Partners Master Fund, LP ("Master"), which has delegated investment discretion to IA and owns 328,828 shares of Series D, and Steamboat Capital Partners II, LP ("II"), which owns 4319 shares of Series D, remain unchanged. F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 101,395 shares of Series D Convertible Cumulative Preferred Stock ("Series D"). The ownership of Steamboat Capital Partners Master Fund, LP ("Master"), which has delegated investment discretion to IA and owns 328,828 shares of Series D, and Steamboat Capital Partners II, LP ("II"), which owns 4319 shares of Series D, remain unchanged. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 27, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 5 | $10.73 Strike: $40.00 | $53.64 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 4 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,592 Underlying: Common Stock, $0.01 par value · 3 shares Expires not disclosed F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F9 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2592 shares of Series B Cumulative Preferred Stock. F9 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2592 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 27, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 399 | $10.73 Strike: $40.00 | $4,280.67 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 3 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 186,976 Underlying: Common Stock, $0.01 par value · 249 shares Expires not disclosed F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F8 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 186,976 shares of Series B Cumulative Preferred Stock. F8 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 186,976 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 27, 2021 Filed Oct 7, 2021 01:35 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | SaleSeries B Cumulative Preferred Stock · Derivative | 126 | $10.73 Strike: $40.00 | $1,351.79 |
DisclosureSEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 2 Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,025 Underlying: Common Stock, $0.01 par value · 78 shares Expires not disclosed F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75. F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58. F7 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 42,025 shares of Series B Cumulative Preferred Stock. F7 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 42,025 shares of Series B Cumulative Preferred Stock. F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 13:52 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 156 | $1.09 | $170.62 |
DisclosureSEC source: 0001766020-20-000003 · primary_doc.xml · nonDerivative · entry 2 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners Master Fund, LP · CIK 0001765894 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Note 5 Disclosed balance after: 0 F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · shares: Shares were bought to cover a short position that predated becoming subject to Section 16. F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein. F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · balance_after: Shares were bought to cover a short position that predated becoming subject to Section 16. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
| May 13, 2020 Filed May 15, 2020 13:52 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 8,239 | $1.09 | $9,010.99 |
DisclosureSEC source: 0001766020-20-000003 · primary_doc.xml · nonDerivative · entry 1 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners Master Fund, LP · CIK 0001765894 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Note 5 Disclosed balance after: 0 F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · shares: Shares were bought to cover a short position that predated becoming subject to Section 16. F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein. F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · balance_after: Shares were bought to cover a short position that predated becoming subject to Section 16. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 7, 2020 13:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 713 | $1.00 | $709.72 |
DisclosureSEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 4 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnore Disclosed balance after: 0 F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F6 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
| May 06, 2020 Filed May 7, 2020 13:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 21,892 | $1.00 | $21,791.30 |
DisclosureSEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 3 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F6 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
| May 05, 2020 Filed May 7, 2020 13:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 681 | $1.13 | $767.08 |
DisclosureSEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 2 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B. F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
| May 05, 2020 Filed May 7, 2020 13:22 UTC | Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 | PurchaseCommon Stock, $0.01 par value | 35,885 | $1.13 | $40,420.86 |
DisclosureSEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 1 Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner Kiai Parsa · CIK 0001766850 · 10% owner Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B). F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16. F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.