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person · Reporting owner

Kiai Parsa

Disclosed activity across 2 companies

Tapewire entity
18853
SEC CIK
0001766850

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MEDIFAST INCMED · Entity 6587DirectorAugust 26, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MEDIFAST INC

Report date August 26, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectNotes707,492 Reported balance After 2026-08-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-26 · Purchase · Acquired 41,975 · Balance 707,492

F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectNotes20,270 Reported balance After 2026-08-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-26 · Purchase · Acquired 1,175 · Balance 20,270

F2: Ownership of Steamboat Capital Partners II, LP (II).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F2: Ownership of Steamboat Capital Partners II, LP (II).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Wheeler Real Estate Investment Trust, Inc.

Report date November 07, 2023 · Filed November 09, 2023

Jointly reported with Steamboat Capital Partners, LLC

Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote282,794 Reported balance After 2023-11-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote5,998 Reported balance After 2023-11-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote247,569 Reported balance After 2023-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote3,038 Reported balance After 2023-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2021 Filed Nov 2, 2021 16:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 748 $16.06 Strike: $16.96 $12,011.68
Disclosure

SEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 96,631

Underlying: Common Stock, $0.01 par value · 1,102 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $16 to $16.20.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 96,631 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 16:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 255 $8.01 Strike: $40.00 $2,041.73
Disclosure

SEC source: 0001213900-21-056039 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,599

Underlying: Common Stock, $0.01 par value · 159 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $8.16.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,599 shares of Series B Convertible Preferred Stock (Series B).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 18:31 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 748 $16.00 Strike: $16.96 $11,968.00
Disclosure

SEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 97,379

Underlying: Common Stock, $0.01 par value · 1,102 shares

Expires not disclosed

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 97,379 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 18:31 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 255 $8.15 Strike: $40.00 $2,078.84
Disclosure

SEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,854

Underlying: Common Stock, $0.01 par value · 159 shares

Expires not disclosed

F3 · price: This is the average price. The prices at which shares were actually sold range from $8.00 to $8.355.

F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B).

F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,854 shares of Series B Convertible Preferred Stock (Series B).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:31 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 692 $15.70 Strike: $16.96 $10,864.40
Disclosure

SEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 98,127

Underlying: Common Stock, $0.01 par value · 1,020 shares

Expires not disclosed

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98,127 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:31 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 246 $8.04 Strike: $40.00 $1,977.84
Disclosure

SEC source: 0001213900-21-055351 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,109

Underlying: Common Stock, $0.01 par value · 153 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40, 109 shares of Series B Convertible Preferred Stock (Series B).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5,9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 15:01 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 652 $15.75 Strike: $16.96 $10,269.00
Disclosure

SEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 98,819

Underlying: Common Stock, $0.01 par value · 961 shares

Expires not disclosed

F9 · derivative.exercise_date: Convertible at any time, with no expiration date.

F9 · derivative.expiration_date: Convertible at any time, with no expiration date.

F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 98, 819 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 26, 2021 Filed Oct 27, 2021 15:01 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 231 $8.39 Strike: $40.00 $1,939.08
Disclosure

SEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,355

Underlying: Common Stock, $0.01 par value · 144 shares

Expires not disclosed

F5 · price: This is the average price. The prices at which shares were actually sold range from $8.19 to $8.59.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B).

F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,355 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 15:01 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 641 $15.63 Strike: $16.96 $10,020.24
Disclosure

SEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,471

Underlying: Common Stock, $0.01 par value · 944 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.80.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9 · derivative.exercise_date: Convertible at any time, with no expiration date.

F9 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 99,471 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 15:01 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 219 $8.65 Strike: $40.00 $1,894.35
Disclosure

SEC source: 0001213900-21-054778 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,586

Underlying: Common Stock, $0.01 par value · 136 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $8.60 to $8.70.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,586 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,6,11 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 19:59 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 644 $16.00 Strike: $16.96 $10,304.00
Disclosure

SEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,112

Underlying: Common Stock, $0.01 par value · 949 shares

Expires not disclosed

F6 · derivative.exercise_date: Convertible at any time, with no expiration date.

F6 · derivative.expiration_date: Convertible at any time, with no expiration date.

F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 100,112 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 19:59 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 217 $8.50 Strike: $40.00 $1,844.50
Disclosure

SEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,805

Underlying: Common Stock, $0.01 par value · 135 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 40,805 shares of Series B Convertible Preferred Stock (Series B).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:59 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 639 $16.23 Strike: $16.96 $10,369.18
Disclosure

SEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,756

Underlying: Common Stock, $0.01 par value · 941 shares

Expires not disclosed

F7 · price: This is the average price. The prices at which shares were actually sold range from $16.21 to $16.25.

F8 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · derivative.exercise_date: Convertible at any time, with no expiration date.

F6 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transactions were effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transactions, own 100,756 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 21, 2021 Filed Oct 25, 2021 19:59 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 271 $8.75 Strike: $40.00 $2,371.25
Disclosure

SEC source: 0001213900-21-054431 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,022

Underlying: Common Stock, $0.01 par value · 169 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 41,022 shares of Series B Convertible Preferred Stock (Series B).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2, 3, 9 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 22:26 UTC Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 2 $10.00 Strike: $40.00 $20.00
Disclosure

SEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,568

Underlying: Common Stock, $0.01 par value · 1 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II"), which after such transaction, owns 2568 shares of Series B Cumulative Preferred Stock.

F5 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II"), which after such transaction, owns 2568 shares of Series B Cumulative Preferred Stock.

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 22:26 UTC Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 152 $10.00 Strike: $40.00 $1,520.17
Disclosure

SEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 185,230

Underlying: Common Stock, $0.01 par value · 95 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA") and which, after such transaction, owns 185,230 shares of Series B Cumulative Preferred Stock.

F4 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA") and which, after such transaction, owns 185,230 shares of Series B Cumulative Preferred Stock.

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 22:26 UTC Wheeler Real Estate Investment Trust, Inc. WHLRP · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 47 $10.00 Strike: $40.00 $470.05
Disclosure

SEC source: 0001213900-21-052137 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 41,293

Underlying: Common Stock, $0.01 par value · 29 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $10.00 to $10.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 -trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which, after such transaction, own 41,293 shares of Series B Cumulative Preferred Stock.

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which, after such transaction, own 41,293 shares of Series B Cumulative Preferred Stock.

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 22 $10.43 Strike: $40.00 $229.41
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 8

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,570

Underlying: Common Stock, $0.01 par value · 13 shares

Expires not disclosed

F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F15 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2570 shares of Series B Cumulative Preferred Stock.

F15 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2570 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 1,594 $10.43 Strike: $40.00 $16,621.44
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 7

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 185,382

Underlying: Common Stock, $0.01 par value · 996 shares

Expires not disclosed

F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F14 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 185, 382 shares of Series B Cumulative Preferred Stock.

F14 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 185, 382 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 491 $10.43 Strike: $40.00 $5,119.90
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,340

Underlying: Common Stock, $0.01 par value · 306 shares

Expires not disclosed

F12 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.8475.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F13 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 41,340 shares of Series B Cumulative Preferred Stock.

F13 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 41,340 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

Read SEC document
October 04, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 194 $10.39 Strike: $40.00 $2,015.68
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,831

Underlying: Common Stock, $0.01 par value · 121 shares

Expires not disclosed

F10 · price: This is an average price. The prices at which shares were actually sold range from $10.39 to $10.41.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 41,831 shares of Series B Cumulative Preferred Stock.

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 41,831 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

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October 04, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries D Convertible Cumulative Preferred Stock · Derivative 4,950 $16.33 Strike: $16.96 $80,853.30
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 101,395

Underlying: Common Stock, $0.01 par value · 7,296 shares

Expires not disclosed

F2 · price: This is an average price. The price at which the shares were actually sold ranges from $16.00 to $16.60.

F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.

F1 · derivative.exercise_date: Convertible at any time, without expiration date.

F1 · derivative.expiration_date: Convertible at any time, without expiration date.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 101,395 shares of Series D Convertible Cumulative Preferred Stock ("Series D"). The ownership of Steamboat Capital Partners Master Fund, LP ("Master"), which has delegated investment discretion to IA and owns 328,828 shares of Series D, and Steamboat Capital Partners II, LP ("II"), which owns 4319 shares of Series D, remain unchanged.

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA") which accounts, after such transaction, own 101,395 shares of Series D Convertible Cumulative Preferred Stock ("Series D"). The ownership of Steamboat Capital Partners Master Fund, LP ("Master"), which has delegated investment discretion to IA and owns 328,828 shares of Series D, and Steamboat Capital Partners II, LP ("II"), which owns 4319 shares of Series D, remain unchanged.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

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September 27, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 5 $10.73 Strike: $40.00 $53.64
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,592

Underlying: Common Stock, $0.01 par value · 3 shares

Expires not disclosed

F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F9 · balance_after: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2592 shares of Series B Cumulative Preferred Stock.

F9 · ownership.nature: The transaction was effected for Steamboat Capital Partners II, LP ("II") which, after such transaction, owns 2592 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

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September 27, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 399 $10.73 Strike: $40.00 $4,280.67
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 186,976

Underlying: Common Stock, $0.01 par value · 249 shares

Expires not disclosed

F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F8 · balance_after: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 186,976 shares of Series B Cumulative Preferred Stock.

F8 · ownership.nature: The transaction was effected for Steamboat Capital Partners Master Fund, LP ("Master") which has delegated investment discretion to Steamboat Capital Partners, LLC ("IA"). After such transaction, Master owns 186,976 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

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September 27, 2021 Filed Oct 7, 2021 01:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 SaleSeries B Cumulative Preferred Stock · Derivative 126 $10.73 Strike: $40.00 $1,351.79
Disclosure

SEC source: 0001635663-21-000008 · primary_doc.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 42,025

Underlying: Common Stock, $0.01 par value · 78 shares

Expires not disclosed

F6 · price: This is an average price. The prices at which the shares were actually sold range from $10.70 to $10.75.

F5 · derivative.exercise_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · derivative.expiration_date: Convertible at any time without expiration, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F7 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 42,025 shares of Series B Cumulative Preferred Stock.

F7 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC ("IA"), which accounts, after such transaction, own 42,025 shares of Series B Cumulative Preferred Stock.

F16 · ownership.nature: Steamboat Capital Partners GP, LLC ("GP") is the general partner of, and is entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the certain accounts managed by IA and referred to in footnotes 4,7,11 and 13 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of his or its pecuniary interest therein.

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May 13, 2020 Filed May 15, 2020 13:52 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 156 $1.09 $170.62
Disclosure

SEC source: 0001766020-20-000003 · primary_doc.xml · nonDerivative · entry 2

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners Master Fund, LP · CIK 0001765894 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Note 5

Disclosed balance after: 0

F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · shares: Shares were bought to cover a short position that predated becoming subject to Section 16.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein.

F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · balance_after: Shares were bought to cover a short position that predated becoming subject to Section 16.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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May 13, 2020 Filed May 15, 2020 13:52 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 8,239 $1.09 $9,010.99
Disclosure

SEC source: 0001766020-20-000003 · primary_doc.xml · nonDerivative · entry 1

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners Master Fund, LP · CIK 0001765894 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Note 5

Disclosed balance after: 0

F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · shares: Shares were bought to cover a short position that predated becoming subject to Section 16.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.08 to $1.10 inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth herein.

F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · balance_after: Shares were bought to cover a short position that predated becoming subject to Section 16.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai, and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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May 06, 2020 Filed May 7, 2020 13:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 713 $1.00 $709.72
Disclosure

SEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 4

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnore

Disclosed balance after: 0

F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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May 06, 2020 Filed May 7, 2020 13:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 21,892 $1.00 $21,791.30
Disclosure

SEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 3

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.99 to $1.00, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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May 05, 2020 Filed May 7, 2020 13:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 681 $1.13 $767.08
Disclosure

SEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 2

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · shares: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F2 · balance_after: Shares were acquired by Steamboat Capital Partners II, LP (II) which owns 9536 shares of Series D and 6702 shares of Series B.

F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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May 05, 2020 Filed May 7, 2020 13:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLRD · Entity 8666 PurchaseCommon Stock, $0.01 par value 35,885 $1.13 $40,420.86
Disclosure

SEC source: 0001766020-20-000002 · primary_doc.xml · nonDerivative · entry 1

Steamboat Capital Partners GP, LLC · CIK 0001766020 · 10% owner

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Steamboat Capital Partners II LP · CIK 0001737290 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · shares: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · shares: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.11 to $1.15, inclusive. The relevant filers undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F1 · balance_after: Shares were acquired by Steamboat Capital Partners Master Fund, LP (Master) which owns 511,644 shares of Series D Cumulative Convertible Preferred Stock (Series D) and 381,253 shares of Series B Convertible Preferred Stock (Series B).

F3 · balance_after: Shares were bought to cover a short position that pre-dated becoming subject to Section 16.

F5 · ownership.direct: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and receives a performance allocation from, each of Master and II. Parsa Kiai (Kiai) is the Managing Member of GP. Accordingly, GP and Kiai may be deemed to have a pecuniary interest in shares owned by Master and II. GP, Master, Kiai and II are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.