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person · Reporting owner

Kiai Parsa

Disclosed activity across 2 companies

Tapewire entity
18853
SEC CIK
0001766850

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MEDIFAST INCMED · Entity 6587DirectorAugust 26, 2026August 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MEDIFAST INC

Report date August 26, 2026 · Filed August 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectNotes707,492 Reported balance After 2026-08-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-26 · Purchase · Acquired 41,975 · Balance 707,492

F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectNotes20,270 Reported balance After 2026-08-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-26 · Purchase · Acquired 1,175 · Balance 20,270

F2: Ownership of Steamboat Capital Partners II, LP (II).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Filing footnotes · ownership attribution and instrument terms

F1: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F2: Ownership of Steamboat Capital Partners II, LP (II).

F3: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II. Kiai disclaims beneficial ownership of securities reported hereon except to the extent of his pecuniary interest therein.

F4: This is an average price. Actual prices paid for the shares purchased on 8/26/26 and reported on this line range from $12.12 to $12.38. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Wheeler Real Estate Investment Trust, Inc.

Report date November 07, 2023 · Filed November 09, 2023

Jointly reported with Steamboat Capital Partners, LLC

Section 16 reporting ended · disclosed 2023-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote282,794 Reported balance After 2023-11-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-11-07 · Sale · Disposed 272,073 · Balance 282,794

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote5,998 Reported balance After 2023-11-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-11-07 · Sale · Disposed 2,229 · Balance 5,998

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote247,569 Reported balance After 2023-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-11-07 · Sale · Disposed 6,005 · Balance 247,569

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Series D Cumulative Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $169.60IndirectSee footnote3,038 Reported balance After 2023-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-11-07 · Sale · Disposed 74 · Balance 3,038

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Persons ceased to be beneficial owners of more than 10% of Series D Cumulative Convertible Preferred Stock during the course of 11/7/23. This is the number of shares sold on 11/7/23, prior to such cessation, rounded up in each case.

F2: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $0.29 to $.345. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Convertible at any time. (Also redeemable for $25 plus accrued and unpaid dividends. Redemption proceeds are payable, at the option of the Issuer, in cash or common stock.)

F4: This is an average price. Actual prices received for the shares sold on 11/7/23 and reported on this line range from $13.81 to $13.925. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares reported on this line represent the number of shares sold on 11/7/23 before the Reporting Persons ceased to be beneficial owners of more than 10% of the Series D Cumulative Convertible Preferred Shares, rounded up in each case.

F5: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F6: Ownership of Steamboat Capital Partners II, LP (II).

F7: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 6,809 $1.66 $11,284.56
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 19,099

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 18:35 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 1,498 $1.66 $2,482.64
Disclosure

SEC source: 0001213900-22-072693 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,202

F1 · price: This was an average price. Actual prices paid for the shares purchased on 11/11/22 range from $1.65 to $1.75. Actual prices paid for the shares purchased on 11/14/22 ranges from $1.74 to $1.78. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 199 $1.72 $341.80
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 3

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 199

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Ownership of Steamboat Capital Partners II, LP (II).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 12,290 $1.72 $21,109.30
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,290

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Ownership of Steamboat Capital Partners Master Fund, LP (Master) which has delegated investment discretion to Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:38 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 PurchaseCommon Stock, $0.01 par value 2,704 $1.72 $4,644.39
Disclosure

SEC source: 0001213900-22-071963 · ownership.xml · nonDerivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,704

F1 · price: This was an average price. Actual prices paid range from $1.64 to $1.75. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA).

F5 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 2 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,985 $12.81 Strike: $16.96 $38,231.88
Disclosure

SEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,569

Underlying: Common Stock, $0.01 par value · 4,400 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $12.80 to $12.89. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 17:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 669 $3.85 Strike: $40.00 $2,575.65
Disclosure

SEC source: 0001213900-22-053701 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,983

Underlying: Common Stock, $0.01 par value · 418 shares

Expires not disclosed

F2 · price: This was the actual price, not an average price.

F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:44 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,884 $13.54 Strike: $16.96 $25,516.52
Disclosure

SEC source: 0001213900-21-065642 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 62,554

Underlying: Common Stock, $0.01 par value · 2,777 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $13.51 to 13.61. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 18:49 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,000 $13.88 Strike: $16.96 $27,756.20
Disclosure

SEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 64,438

Underlying: Common Stock, $0.01 par value · 2,948 shares

Expires not disclosed

F4 · price: This is the average price. The prices at which shares were actually sold range from $13.75 to $14.04. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 18:49 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,200 $14.27 Strike: $16.96 $17,121.48
Disclosure

SEC source: 0001213900-21-065399 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 66,438

Underlying: Common Stock, $0.01 par value · 1,768 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $14.00 to $14.50. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F7 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 18:21 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,700 $14.55 Strike: $16.96 $39,282.30
Disclosure

SEC source: 0001213900-21-064919 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,638

Underlying: Common Stock, $0.01 par value · 3,980 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $14.50 to $14.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time, with no expiration date.

F1 · derivative.expiration_date: Convertible at any time, with no expiration date.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F6 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnote 3 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 20:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,700 $15.05 Strike: $16.96 $40,628.79
Disclosure

SEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 70,338

Underlying: Common Stock, $0.01 par value · 3,980 shares

Expires not disclosed

F9 · price: This is the average price. The prices at which shares were actually sold range from $15.00 to $15.21. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · derivative.exercise_date: Convertible at any time, with no expiration date.

F6 · derivative.expiration_date: Convertible at any time, with no expiration date.

F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,700 $15.45 Strike: $16.96 $41,705.01
Disclosure

SEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,038

Underlying: Common Stock, $0.01 par value · 3,980 shares

Expires not disclosed

F7 · price: This is the average price. The prices at which shares were actually sold range from $15.40 to $15.45. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6 · derivative.exercise_date: Convertible at any time, with no expiration date.

F6 · derivative.expiration_date: Convertible at any time, with no expiration date.

F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 20:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 480 $7.21 Strike: $40.00 $3,458.50
Disclosure

SEC source: 0001213900-21-064387 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,652

Underlying: Common Stock, $0.01 par value · 300 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.15 to $7.25. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F13 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,8 and 10 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,400 $15.50 Strike: $16.96 $37,202.16
Disclosure

SEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 75,738

Underlying: Common Stock, $0.01 par value · 3,537 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.52. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 7, 2021 18:04 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 1,100 $7.31 Strike: $40.00 $8,037.70
Disclosure

SEC source: 0001213900-21-063847 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 30,132

Underlying: Common Stock, $0.01 par value · 687 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.30 to $7.36

F3 · price: The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F12 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 9 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 19:03 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,100 $15.33 Strike: $16.96 $32,194.26
Disclosure

SEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 78,138

Underlying: Common Stock, $0.01 par value · 3,095 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $15.26 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 19:03 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 900 $7.44 Strike: $40.00 $6,696.99
Disclosure

SEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 31,232

Underlying: Common Stock, $0.01 par value · 562 shares

Expires not disclosed

F3 · price: This is the average price. The prices at which shares were actually sold range from $7.31 to $8.00. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:03 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,108 $15.74 Strike: $16.96 $33,171.49
Disclosure

SEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 80,238

Underlying: Common Stock, $0.01 par value · 3,107 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $15.68 to $15.76. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 19:03 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 918 $7.74 Strike: $40.00 $7,100.73
Disclosure

SEC source: 0001213900-21-063277 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,132

Underlying: Common Stock, $0.01 par value · 573 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 18:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 2,077 $15.59 Strike: $16.96 $32,386.66
Disclosure

SEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 82,346

Underlying: Common Stock, $0.01 par value · 3,061 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $15.57 to $15.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 82,346 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 18:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 918 $7.26 Strike: $40.00 $6,668.08
Disclosure

SEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,050

Underlying: Common Stock, $0.01 par value · 573 shares

Expires not disclosed

F3 · price: This is the average price. The prices at which shares were actually sold range from $7.26 to $7.27. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 18:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,808 $15.95 Strike: $16.96 $28,837.78
Disclosure

SEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 84,423

Underlying: Common Stock, $0.01 par value · 2,665 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $15.95 to $15.97. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 84,423 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 18:08 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 2 $7.91 Strike: $40.00 $15.82
Disclosure

SEC source: 0001213900-21-062783 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,968

Underlying: Common Stock, $0.01 par value · 1 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 18:27 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,210 $15.75 Strike: $16.96 $19,057.50
Disclosure

SEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 86,231

Underlying: Common Stock, $0.01 par value · 1,783 shares

Expires not disclosed

F5 · derivative.exercise_date: Convertible at any time, with no expiration date.

F5 · derivative.expiration_date: Convertible at any time, with no expiration date.

F6 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F6 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 18:27 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 200 $7.81 Strike: $40.00 $1,562.00
Disclosure

SEC source: 0001213900-21-062291 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,970

Underlying: Common Stock, $0.01 par value · 125 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F9 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2 and 6 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 18:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 1,155 $15.62 Strike: $16.96 $18,043.87
Disclosure

SEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 87,441

Underlying: Common Stock, $0.01 par value · 1,702 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $15.50 to $15.64. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 87,441 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 18:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 785 $7.83 Strike: $40.00 $6,142.78
Disclosure

SEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,170

Underlying: Common Stock, $0.01 par value · 490 shares

Expires not disclosed

F4 · price: This is the average price. The prices at which shares were actually sold range from $7.80 to $7.96. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 150 $16.08 Strike: $16.96 $2,411.51
Disclosure

SEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 88,596

Underlying: Common Stock, $0.01 par value · 221 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $16.065 to $16.1. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,596 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 18:22 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 785 $7.72 Strike: $40.00 $6,062.24
Disclosure

SEC source: 0001213900-21-061882 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,955

Underlying: Common Stock, $0.01 par value · 490 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.65 to $7.84. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own the indicated number of shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:34 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 901 $16.05 Strike: $16.96 $14,462.04
Disclosure

SEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 88,746

Underlying: Common Stock, $0.01 par value · 1,328 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $16.05 to $16.06. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 88,746 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 17:34 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 589 $8.25 Strike: $40.00 $4,859.25
Disclosure

SEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,740

Underlying: Common Stock, $0.01 par value · 368 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 35,740 shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:34 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 819 $16.30 Strike: $16.96 $13,349.78
Disclosure

SEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 89,647

Underlying: Common Stock, $0.01 par value · 1,207 shares

Expires not disclosed

F8 · price: This is the average price. The prices at which shares were actually sold range from $16.30 to $16.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 89,647 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:34 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 536 $8.25 Strike: $40.00 $4,423.02
Disclosure

SEC source: 0001213900-21-061077 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,329

Underlying: Common Stock, $0.01 par value · 335 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.26. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,329 shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,4, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:07 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 819 $16.27 Strike: $16.96 $13,321.69
Disclosure

SEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 90,466

Underlying: Common Stock, $0.01 par value · 1,207 shares

Expires not disclosed

F10 · price: This is the average price. The prices at which shares were actually sold range from $16.26 to $16.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F11 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 90,466 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 17, 2021 Filed Nov 18, 2021 19:07 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 536 $8.30 Strike: $40.00 $4,448.32
Disclosure

SEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,865

Underlying: Common Stock, $0.01 par value · 335 shares

Expires not disclosed

F4 · price: This is the average price. The prices at which shares were actually sold range from $8.26 to $8.35. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B).

F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 36,865 shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 19:07 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 673 $16.25 Strike: $16.96 $10,936.25
Disclosure

SEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,285

Underlying: Common Stock, $0.01 par value · 992 shares

Expires not disclosed

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F9 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F9 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,285 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 19:07 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 440 $8.26 Strike: $40.00 $3,636.03
Disclosure

SEC source: 0001213900-21-060484 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,401

Underlying: Common Stock, $0.01 par value · 275 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $8.25 to $8.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F3 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B).

F3 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,401 shares of Series B Convertible Preferred Stock (Series B).

F14 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 3,5, 9 and 11 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 781 $16.33 Strike: $16.96 $12,753.73
Disclosure

SEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 91,958

Underlying: Common Stock, $0.01 par value · 1,151 shares

Expires not disclosed

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 91,958 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 16:48 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 292 $8.07 Strike: $40.00 $2,355.59
Disclosure

SEC source: 0001213900-21-058521 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 37,841

Underlying: Common Stock, $0.01 par value · 182 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $8.05 to $8.25.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 37,841 shares of Series B Convertible Preferred Stock (Series B).

F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 16:13 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 812 $16.28 Strike: $16.96 $13,220.01
Disclosure

SEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 92,739

Underlying: Common Stock, $0.01 par value · 1,196 shares

Expires not disclosed

F11 · price: This is the average price. The prices at which shares were actually sold range from $16.25 to $16.32.

F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 92,739 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 16:13 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 307 $7.78 Strike: $40.00 $2,388.61
Disclosure

SEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,133

Underlying: Common Stock, $0.01 par value · 191 shares

Expires not disclosed

F3 · price: This is the average price. The prices at which shares were actually sold range from $7.74 to $7.80.

F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B).

F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,133 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 16:13 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 812 $16.22 Strike: $16.96 $13,167.96
Disclosure

SEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 93,551

Underlying: Common Stock, $0.01 par value · 1,196 shares

Expires not disclosed

F9 · price: This is the average price. The prices at which shares were actually sold range from $16.13 to $16.25.

F4 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 93,551 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 16:13 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 307 $7.99 Strike: $40.00 $2,452.93
Disclosure

SEC source: 0001213900-21-058012 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,440

Underlying: Common Stock, $0.01 par value · 191 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F2 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B).

F2 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,440 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 2,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 18:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 806 $16.00 Strike: $16.96 $12,896.00
Disclosure

SEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 4

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 94,363

Underlying: Common Stock, $0.01 par value · 1,188 shares

Expires not disclosed

F7 · derivative.exercise_date: Convertible at any time, with no expiration date.

F7 · derivative.expiration_date: Convertible at any time, with no expiration date.

F8 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F8 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 94,363 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 04, 2021 Filed Nov 8, 2021 18:00 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 342 $7.87 Strike: $40.00 $2,692.70
Disclosure

SEC source: 0001213900-21-057254 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 38,747

Underlying: Common Stock, $0.01 par value · 213 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.85 to $7.92.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 38,747 shares of Series B Convertible Preferred Stock (Series B).

F11 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4 and 8 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 18:39 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 731 $16.01 Strike: $16.96 $11,706.01
Disclosure

SEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 6

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,169

Underlying: Common Stock, $0.01 par value · 1,077 shares

Expires not disclosed

F11 · price: This is the average price. The prices at which shares were actually sold range from $16.00 to $16.02.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F12 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F12 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,089 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

Read SEC document
November 03, 2021 Filed Nov 4, 2021 18:39 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 255 $7.80 Strike: $40.00 $1,989.00
Disclosure

SEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 2

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,089

Underlying: Common Stock, $0.01 par value · 159 shares

Expires not disclosed

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F5 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B).

F5 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,089 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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November 02, 2021 Filed Nov 4, 2021 18:39 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries D Cumulative Convertible Preferred Stock · Derivative 731 $15.77 Strike: $16.96 $11,531.45
Disclosure

SEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 5

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 95,900

Underlying: Common Stock, $0.01 par value · 1,077 shares

Expires not disclosed

F9 · price: This is the average price. The prices at which shares were actually sold range from $15.75 to $15.88.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8 · derivative.exercise_date: Convertible at any time, with no expiration date.

F8 · derivative.expiration_date: Convertible at any time, with no expiration date.

F10 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F10 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 95,900 shares of Series D Cumulative Convertible Preferred Stock (Series D).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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November 02, 2021 Filed Nov 4, 2021 18:39 UTC Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 SaleSeries B Convertible Preferred Stock · Derivative 255 $7.89 Strike: $40.00 $2,011.11
Disclosure

SEC source: 0001213900-21-056702 · ownership.xml · derivative · entry 1

Steamboat Capital Partners, LLC · CIK 0001635663 · 10% owner

Kiai Parsa · CIK 0001766850 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 39,344

Underlying: Common Stock, $0.01 par value · 159 shares

Expires not disclosed

F2 · price: This is the average price. The prices at which shares were actually sold range from $7.82 to $7.91.

F3 · price: The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · derivative.exercise_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F1 · derivative.expiration_date: Convertible at any time with no expiration date, but subject to mandatory conversion if the 20 trading day volume-weighted average closing price of the Common Stock, $0.01 par value, exceeds $58.

F4 · balance_after: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B).

F4 · ownership.nature: The transaction was effected for certain accounts managed by Steamboat Capital Partners, LLC (IA), which after such transaction, own 39,344 shares of Series B Convertible Preferred Stock (Series B).

F15 · ownership.nature: Steamboat Capital Partners GP, LLC (GP) is general partner of, and entitled to receive a performance allocation from, each of Master and II. IA is entitled to receive a performance fee from the managed accounts referred to in footnotes 4,5, 10 and 12 (the "MA"). Parsa Kiai ("Kiai") is the Managing Member of GP and IA. Accordingly, Kiai may be deemed to have a pecuniary interest in the shares owned by Master and II and IA and Kiai may be deemed to have a pecuniary interest in the shares owned by the MA. Kiai and IA are filers of this report, filing jointly but not as a group and each disclaims beneficial ownership of securities reported hereon except to the extent of its or his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.