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person · Reporting owner

Tsuchimoto Kim R

Disclosed activity across 1 company

Tapewire entity
18684
SEC CIK
0001333516

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Monopar TherapeuticsMNPR · Entity 5152DirectorAugust 26, 2026August 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Monopar Therapeutics

Report date August 26, 2026 · Filed August 29, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2026-08-26 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
8 source rows

Row 1 · 2026-08-26 · Exercise / conversion · Acquired 2,055 · Balance 2,055

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Row 2 · 2026-08-26 · Exercise / conversion · Acquired 2,035 · Balance 4,090

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

Row 3 · 2026-08-26 · Sale · Disposed 485 · Balance 3,605

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 4 · 2026-08-26 · Sale · Disposed 615 · Balance 2,990

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 5 · 2026-08-26 · Sale · Disposed 700 · Balance 2,290

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 6 · 2026-08-26 · Sale · Disposed 1,098 · Balance 1,192

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 7 · 2026-08-26 · Sale · Disposed 602 · Balance 590

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Row 8 · 2026-08-26 · Sale · Disposed 590 · Balance 0

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2028-08-27Direct6,165 Reported balance After 2026-08-26 transaction · row 10 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 10 · 2026-08-26 · Exercise / conversion · Acquired 2,055 · Balance 6,165

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F2: On August 28, 2018, the reporting person was granted stock options to purchase up to 8,220 shares of common stock. The options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2029-06-30Direct8,140 Reported balance After 2026-08-26 transaction · row 11 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 11 · 2026-08-26 · Exercise / conversion · Acquired 2,035 · Balance 8,140

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F3: On February 2, 2022, the reporting person was granted stock options to purchase up to 16,279 shares of common stock. The options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Common StockSEC Table I · non-derivativeIndirectSee footnote11,486 Reported balance Holding disclosure · report date 2026-08-26 · row 9 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 9 · Balance 11,486

F10: Represents shares held by the Kim R. Tsuchimoto Trust dated October 6, 2015.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 Plan executed by the reporting person on May 27, 2026.

F2: On August 28, 2018, the reporting person was granted stock options to purchase up to 8,220 shares of common stock. The options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

F3: On February 2, 2022, the reporting person was granted stock options to purchase up to 16,279 shares of common stock. The options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.07 to $109.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.07 to $110.04, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.14 to $111.05, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.30 to $112.27, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.30 to $113.25, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.35 to $114.34, inclusive. The reporting person undertakes to provide to Monopar Therapeutics Inc., any security holder of Monopar Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (9) to this Form 4.

F10: Represents shares held by the Kim R. Tsuchimoto Trust dated October 6, 2015.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 3, 2023 21:03 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 5,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-000166 · rdgdoc.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 23:59 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 5,066 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-013282 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,445

Underlying: Common Stock · 5,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 23:59 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 1,753 $1.52 $2,664.56
Disclosure

SEC source: 0001654954-22-013282 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,779

Read SEC document
September 30, 2022 Filed Oct 3, 2022 23:59 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 5,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-013282 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:05 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 8,913 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-009136 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,511

Underlying: Common Stock · 8,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.exercise_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F3 · derivative.expiration_date: On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:05 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 3,083 $2.30 $7,087.82
Disclosure

SEC source: 0001654954-22-009136 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,466

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:05 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 8,913 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-009136 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-004489 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,424

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 500 $2.55 $1,275.00
Disclosure

SEC source: 0001654954-22-004489 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,636

Read SEC document
March 31, 2022 Filed Apr 1, 2022 21:28 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-004489 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:36 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 61,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-22-001172 · section16.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,645

Underlying: Common Stock · 61,532 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2022 and 3/48ths per quarter thereafter (September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024, March 31, 2025, June 30, 2025, September 30, 2025, December 31, 2025)

Read SEC document
February 02, 2022 Filed Feb 5, 2022 00:36 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 81,395 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0001654954-22-001172 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,395

Underlying: Common Stock · 81,395 shares

Expires 2032-02-01

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2022 and 1/48ths per month thereafter.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,461

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 505 $3.21 $1,621.05
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,915

Read SEC document
January 01, 2022 Filed Jan 4, 2022 19:31 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000128 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,652

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 501 $3.21 $1,608.21
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Read SEC document
December 31, 2021 Filed Jan 4, 2022 19:27 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000127 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 23:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 1,221 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,873

Underlying: Common Stock · 1,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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September 30, 2021 Filed Oct 1, 2021 23:29 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 423 $4.87 $2,060.01
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,469

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September 30, 2021 Filed Oct 1, 2021 23:29 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,221 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-010719 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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June 30, 2021 Filed Jul 2, 2021 21:13 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Units · Derivative 2,442 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-007597 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,094

Underlying: Common Stock · 2,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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June 30, 2021 Filed Jul 2, 2021 21:13 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 823 $5.89 $4,847.47
Disclosure

SEC source: 0001654954-21-007597 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,671

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June 30, 2021 Filed Jul 2, 2021 21:13 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 2,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-007597 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

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January 26, 2021 Filed Jan 28, 2021 23:53 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 19,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000915 · section16.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,228

Underlying: Common Stock · 19,536 shares

Expires not disclosed

F2 · derivative.exercise_date: RSUs vest 6/48ths on June 30, 2021 and 3/48ths each quarter-end thereafter (September 30, 2021, December 31, 2021, March 31, 2022, June 30, 2022, September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024)

F2 · derivative.expiration_date: RSUs vest 6/48ths on June 30, 2021 and 3/48ths each quarter-end thereafter (September 30, 2021, December 31, 2021, March 31, 2022, June 30, 2022, September 30, 2022, December 31, 2022, March 31, 2023, June 30, 2023, September 30, 2023, December 31, 2023, March 31, 2024, June 30, 2024, September 30, 2024, December 31, 2024)

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January 26, 2021 Filed Jan 28, 2021 23:53 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 27,427 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0001654954-21-000915 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,427

Underlying: Common Stock · 27,427 shares

Expires 2031-01-25

F1 · derivative.exercise_date: Options vest 6/48ths on June 30, 2021 and 1/48th monthly on the last day of each month thereafter.

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January 01, 2021 Filed Jan 5, 2021 23:23 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionRestricted Stock Unit · Derivative 1,231 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-000162 · section16.xml · derivative · entry 3

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Underlying: Common Stock · 1,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents shares acquired on vesting and settlement of restricted stock units.

F2 · derivative.exercise_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

F2 · derivative.expiration_date: On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.

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January 01, 2021 Filed Jan 5, 2021 23:23 UTC Monopar Therapeutics MNPR · Entity 5152 Tax withholdingCommon Stock 504 $6.12 $3,084.48
Disclosure

SEC source: 0001654954-21-000162 · section16.xml · nonDerivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:23 UTC Monopar Therapeutics MNPR · Entity 5152 Exercise / conversionCommon Stock 1,231 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000162 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares acquired on vesting and settlement of restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 21, 2020 02:02 UTC Monopar Therapeutics MNPR · Entity 5152 GrantStock Options · Derivative 20,455 $0.00 Strike: $14.35 $0.00
Disclosure

SEC source: 0001654954-20-001796 · section16.xml · derivative · entry 2

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,455

Underlying: Common Stock · 20,455 shares

Expires 2030-01-31

F2 · derivative.exercise_date: Stock Options vest 6/48ths on the 6-month anniversary of vesting commencement date of January 1, 2020, and 1/48th per month thereafter.

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January 31, 2020 Filed Feb 21, 2020 02:02 UTC Monopar Therapeutics MNPR · Entity 5152 GrantRestricted Stock Units · Derivative 4,923 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001654954-20-001796 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

Underlying: Common Stock · 4,923 shares

Expires not disclosed

F1 · derivative.exercise_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

F1 · derivative.expiration_date: Restricted stock units vest 25% on January 1, 2021, 25% on January 1, 2022, 25% on January 1, 2023, and 25% on January 1, 2024.

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December 18, 2019 Filed Dec 20, 2019 23:30 UTC Monopar Therapeutics MNPR · Entity 5152 PurchaseCommon stock 325 $8.00 $2,600.00
Disclosure

SEC source: 0001654954-19-014148 · section16.xml · nonDerivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

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August 28, 2018 Filed Sep 27, 2018 23:10 UTC Amendment Monopar Therapeutics NONE · Entity 5152 GrantStock options · Derivative 41,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010580 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,100

Underlying: Common Stock · 41,100 shares

Expires 2028-08-27

F1 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

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August 28, 2018 Filed Sep 27, 2018 18:31 UTC Monopar Therapeutics NONE · Entity 5152 GrantStock options · Derivative 41,100 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001654954-18-010546 · section16.xml · derivative · entry 1

Tsuchimoto Kim R · CIK 0001333516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,620

Underlying: Common stock · 41,100 shares

Expires 2028-08-27

F1 · derivative.exercise_date: Stock options vest 6/51 on the six-month anniversary of vesting commencement date of October 1, 2018 and 1/51 per month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.