Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Director · Chairman of Fund | September 17, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date September 17, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Barings Non-Qualified Thrift PlanSEC Table II · derivative / convertible security | Direct | 302,314.1718 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Sale · Disposed 10,077.14 · Balance 302,314.1718 F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. |
| Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-09-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 18, 2026 13:25 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 10,077.14 | $18.98 | $191,264.12 |
DisclosureSEC source: 0001225208-26-007867 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 302,314.1718 Underlying: Common Shares ("Shares of Beneficial Interest") · 10,077.14 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 28, 2026 Filed Aug 31, 2026 16:01 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,204.3956 | $19.74 | $122,474.77 |
DisclosureSEC source: 0001225208-26-007381 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,391.3118 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,204.3956 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 17, 2026 Filed Jun 18, 2026 14:57 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 9,877 | $17.62 | $174,032.74 |
DisclosureSEC source: 0001225208-26-006104 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,186.9162 Underlying: Common Shares ("Shares of Beneficial Interest") · 9,877 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 18:03 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,856.0504 | $18.04 | $123,683.15 |
DisclosureSEC source: 0001225208-26-005709 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,063.9162 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,856.0504 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| March 17, 2026 Filed Mar 18, 2026 19:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 9,662.745 | $19.53 | $188,713.41 |
DisclosureSEC source: 0001225208-26-003789 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,207.8658 Underlying: Common Shares ("Shares of Beneficial Interest") · 9,662.745 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 17, 2025 Filed Dec 18, 2025 17:29 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 9,460.17 | $19.45 | $184,000.31 |
DisclosureSEC source: 0001225208-25-010122 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,185.6927 Underlying: Common Shares ("Shares of Beneficial Interest") · 9,460.17 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · date: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 03, 2025 Filed Nov 5, 2025 21:55 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,080.262 | $20.76 | $126,226.24 |
DisclosureSEC source: 0001225208-25-008973 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,645.8627 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,080.262 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 19:33 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 9,281.34 | $22.84 | $211,985.81 |
DisclosureSEC source: 0001225208-25-008060 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,565.6007 Underlying: Common Shares ("Shares of Beneficial Interest") · 9,281.34 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 29, 2025 Filed Sep 3, 2025 20:33 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 5,842.5705 | $21.84 | $127,601.74 |
DisclosureSEC source: 0001225208-25-007724 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,846.9407 Underlying: Common Shares ("Shares of Beneficial Interest") · 5,842.5705 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 17, 2025 Filed Jun 18, 2025 19:24 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 9,114.41 | $20.91 | $190,582.31 |
DisclosureSEC source: 0001225208-25-006047 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,004.3702 Underlying: Common Shares ("Shares of Beneficial Interest") · 9,114.41 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 19:35 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,942.85 | $20.01 | $178,946.43 |
DisclosureSEC source: 0001225208-25-003475 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,942.4262 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,942.85 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 19:38 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,964.2909 | $19.98 | $179,106.53 |
DisclosureSEC source: 0001225208-24-010932 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,714.4766 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,964.2909 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 17, 2024 Filed Dec 20, 2024 18:21 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,728.3887 | $19.98 | $174,393.21 |
DisclosureSEC source: 0001225208-24-010948 · doc4a.xml · derivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,950.3774 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,728.3887 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 16:23 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,714.1451 | $19.36 | $129,985.85 |
DisclosureSEC source: 0001225208-24-009667 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,678.7676 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,714.1451 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 18:11 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,551.7005 | $19.25 | $164,620.23 |
DisclosureSEC source: 0001225208-24-008755 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,964.6225 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,551.7005 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:26 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,367.496 | $18.08 | $151,284.33 |
DisclosureSEC source: 0001225208-24-006920 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 326,332.3418 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,367.496 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 17, 2024 Filed May 21, 2024 20:28 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleBarings Non-Qualified Thrift Plan · Derivative | 8,183.3354 | $17.62 | $144,190.37 |
DisclosureSEC source: 0001225208-24-006286 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,150.0839 Underlying: Common Shares ("Shares of Beneficial Interest") · 8,183.3354 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 29, 2023 Filed Jan 26, 2024 16:39 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,612.7965 | $18.43 | $121,873.84 |
DisclosureSEC source: 0001225208-24-001169 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,333.4194 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,612.7965 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 06, 2023 Filed Dec 1, 2023 13:56 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 7,393.5599 | $16.16 | $119,479.93 |
DisclosureSEC source: 0001225208-23-010567 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,720.6228 Underlying: Common Shares ("Shares of Beneficial Interest") · 7,393.5599 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 16:52 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 7,360.0316 | $14.55 | $107,088.46 |
DisclosureSEC source: 0001225208-23-008552 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,327.0629 Underlying: Common Shares ("Shares of Beneficial Interest") · 7,360.0316 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 15:33 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 6,743.0753 | $14.20 | $95,751.67 |
DisclosureSEC source: 0001225208-23-006464 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,967.0313 Underlying: Common Shares ("Shares of Beneficial Interest") · 6,743.0753 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 16:58 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 5,883.6167 | $13.96 | $82,135.29 |
DisclosureSEC source: 0001225208-23-000105 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,223.9559 Underlying: Common Shares ("Shares of Beneficial Interest") · 5,883.6167 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · timeliness: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 07, 2022 Filed Nov 14, 2022 11:00 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 5,773.542 | $12.95 | $74,767.37 |
DisclosureSEC source: 0001225208-22-011598 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,340.3392 Underlying: Common Shares ("Shares of Beneficial Interest") · 5,773.542 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 16:16 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 498.9653 | $13.56 | $6,765.97 |
DisclosureSEC source: 0001225208-22-009863 · doc4.xml · derivative · entry 3 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,566.7971 Underlying: Common Shares ("Shares of Beneficial Interest") · 498.9653 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 29, 2022 Filed Aug 31, 2022 16:16 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,502.1969 | $13.56 | $61,049.79 |
DisclosureSEC source: 0001225208-22-009863 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,067.8318 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,502.1969 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 15:25 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,719.259 | $14.13 | $66,683.13 |
DisclosureSEC source: 0001225208-22-007639 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,565.6349 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,719.259 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 11:01 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,146.9608 | $15.84 | $65,687.86 |
DisclosureSEC source: 0001225208-22-000007 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,846.3758 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,146.9608 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:18 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,042.3297 | $16.01 | $64,717.70 |
DisclosureSEC source: 0001225208-21-013715 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,699.415 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,042.3297 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 15:43 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,201.493 | $15.16 | $63,709.34 |
DisclosureSEC source: 0001225208-21-011042 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,657.0852 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,201.493 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · timeliness: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 03, 2021 Filed May 5, 2021 18:11 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,216.3692 | $14.87 | $62,697.41 |
DisclosureSEC source: 0001225208-21-007561 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,455.5921 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,216.3692 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · timeliness: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 17:55 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,671.9385 | $13.18 | $61,576.15 |
DisclosureSEC source: 0001225208-21-000010 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,239.2229 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,671.9385 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 19:36 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 5,088.9384 | $11.86 | $60,354.81 |
DisclosureSEC source: 0001225208-20-012948 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,567.2844 Underlying: Common Shares ("Shares of Beneficial Interest") · 5,088.9384 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 18:47 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,480.6832 | $13.23 | $59,279.44 |
DisclosureSEC source: 0001225208-20-010260 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,478.3459 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,480.6832 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 04, 2020 Filed May 6, 2020 14:22 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,410.6727 | $13.20 | $58,220.88 |
DisclosureSEC source: 0001225208-20-007162 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,997.6626 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,410.6727 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 31, 2019 Filed Jan 6, 2020 18:33 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,239.796 | $16.87 | $71,504.16 |
DisclosureSEC source: 0001225208-20-000439 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,586.9899 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,239.796 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:27 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,201.1842 | $16.72 | $70,243.80 |
DisclosureSEC source: 0001225208-19-014104 · doc4a.xml · derivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,347.1939 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,201.1842 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| November 04, 2019 Filed Nov 5, 2019 20:10 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,201.1842 | $16.72 | $70,243.80 |
DisclosureSEC source: 0001225208-19-014102 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,347.1939 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,201.1842 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:45 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan - TA · Derivative | 7,501.6741 | $52.60 | $394,561.80 |
DisclosureSEC source: 0001225208-19-013199 · doc4.xml · derivative · entry 3 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares ("Shares of Beneficial Interest") · 7,501.6741 shares Expires not disclosed F2 · security: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: The specific transaction(s) itemized herein represents a reallocation within the Reporting Person's non-qualified compensation deferral plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:45 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 23,360.7051 | $16.89 | $394,562.31 |
DisclosureSEC source: 0001225208-19-013199 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,146.0097 Underlying: Common Shares ("Shares of Beneficial Interest") · 23,360.7051 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: The specific transaction(s) itemized herein represents a reallocation within the Reporting Person's non-qualified compensation deferral plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 18:34 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,905.8426 | $15.89 | $62,063.84 |
DisclosureSEC source: 0001225208-19-010875 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Director · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,785.3045 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,905.8426 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| May 06, 2019 Filed May 13, 2019 16:29 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,852.5041 | $15.81 | $60,908.09 |
DisclosureSEC source: 0001225208-19-007797 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,879.4618 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,852.5041 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F3 · balance_after: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
| December 31, 2018 Filed Jan 7, 2019 22:31 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 4,060.5394 | $14.70 | $59,689.93 |
DisclosureSEC source: 0001225208-19-000695 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,026.9577 Underlying: Common Shares ("Shares of Beneficial Interest") · 4,060.5394 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 29, 2018 Filed Nov 13, 2018 23:08 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,838.5803 | $15.25 | $58,538.35 |
DisclosureSEC source: 0001225208-18-015472 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,966.4183 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,838.5803 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · timeliness: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 06, 2018 Filed Aug 10, 2018 20:11 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,772.4328 | $15.22 | $57,406.62 |
DisclosureSEC source: 0001225208-18-012488 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,127.838 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,772.4328 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F3 · derivative.underlying_shares: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
| May 07, 2018 Filed May 14, 2018 23:12 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,727.7026 | $15.10 | $56,288.31 |
DisclosureSEC source: 0001225208-18-009272 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,355.4051 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,727.7026 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| December 29, 2017 Filed Feb 14, 2018 22:15 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,617.5006 | $15.26 | $55,203.06 |
DisclosureSEC source: 0001225208-18-002923 · doc5.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,627.7024 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,617.5006 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 00:21 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBarings Non-Qualified Thrift Plan · Derivative | 3,378.4002 | $16.04 | $54,189.54 |
DisclosureSEC source: 0001225208-17-016696 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,010.2018 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,378.4002 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| August 01, 2017 Filed Aug 7, 2017 23:26 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBabson Capital Non Qualified Thrift Plan · Derivative | 3,484.8577 | $15.25 | $53,144.08 |
DisclosureSEC source: 0001225208-17-013349 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,631.8015 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,484.8577 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F3 · derivative.underlying_shares: Purchased pursuant to a dividend reinvestment plan. Read SEC document |
| May 04, 2017 Filed May 9, 2017 01:42 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBabson Capital Non Qualified Thrift Plan · Derivative | 3,437.5217 | $15.16 | $52,112.83 |
DisclosureSEC source: 0001225208-17-009346 · doc4.xml · derivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,648.6179 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,437.5217 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · timeliness: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 13:17 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 10,000 | $14.65 | $146,500.00 |
DisclosureSEC source: 0001225208-17-002883 · doc4.xml · nonDerivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.