Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BARINGS CORPORATE INVESTORSMCI · Entity 2765 | Director · Chairman of Fund | September 17, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BARINGS CORPORATE INVESTORS
Report date September 17, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Barings Non-Qualified Thrift PlanSEC Table II · derivative / convertible security | Direct | 302,314.1718 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Sale · Disposed 10,077.14 · Balance 302,314.1718 F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. |
| Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2026-09-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2017 Filed Feb 3, 2017 22:37 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 5,000 | $14.78 | $73,900.00 |
DisclosureSEC source: 0001225208-17-002354 · doc4.xml · nonDerivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman · President of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:37 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 5,000 | $14.80 | $74,000.00 |
DisclosureSEC source: 0001225208-17-002354 · doc4.xml · nonDerivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Chairman · President of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 02, 2017 Filed Feb 13, 2017 13:15 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 5,000 | $14.78 | $73,900.00 |
DisclosureSEC source: 0001225208-17-002882 · doc4a.xml · nonDerivative · entry 2 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| February 02, 2017 Filed Feb 13, 2017 13:15 UTC Amendment | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | PurchaseCommon Shares ("Shares of Beneficial Interest") | 5,000 | $14.80 | $74,000.00 |
DisclosureSEC source: 0001225208-17-002882 · doc4a.xml · nonDerivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Chairman of Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| November 07, 2016 Filed Nov 14, 2016 11:01 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | OtherBabson Capital Non Qualified Thrift Plan · Derivative | 3,035.7533 | $16.54 | $50,211.36 |
DisclosureSEC source: 0001225208-16-041483 · doc4.xml · derivative · entry 1 NOREEN CLIFFORD M · CIK 0001194963 · Chairman · President of Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,406.9616 Underlying: Common Shares ("Shares of Beneficial Interest") · 3,035.7533 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F2 · kind: Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant. F3 · shares: Purchased pursuant to a dividend reinvestment plan. F1 · derivative.exercise_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. F1 · derivative.expiration_date: Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.