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Maddox Mike

Disclosed activity across 3 companies

Tapewire entity
18530
SEC CIK
0001776678

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVB FINANCIAL CORPCVBF · Entity 4071DirectorAugust 31, 2026August 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVB FINANCIAL CORP

Report date August 31, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,138 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Purchase · Acquired 10,000 · Balance 13,138

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CROSSFIRST BANKSHARES, INC.

Report date March 01, 2025 · Filed March 04, 2025

Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 1
1 source row

Row 1 · 2025-03-01 · Disposition to issuer · Disposed 180,350 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 2
1 source row

Row 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-03-01 · Disposition to issuer · Disposed 7,100 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-03-01 · Disposition to issuer · Disposed 100 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-01 · Disposition to issuer · Disposed 6,895 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-01 · Disposition to issuer · Disposed 17,527 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24Direct0 Reported balance After 2025-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-01 · Disposition to issuer · Disposed 57,142 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01Direct0 Reported balance After 2025-03-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-01 · Disposition to issuer · Disposed 22,858 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26Direct0 Reported balance After 2025-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2030-06-01Direct0 Reported balance After 2025-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-01 · Disposition to issuer · Disposed 25,907 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

FIRST BUSEY CORP /NV/

Report date October 31, 2025 · Filed January 29, 2026

Section 16 reporting ended · disclosed 2026-01-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect252,470.6021 Ending reported balance After 2026-01-27 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-10-31 · Grant · Acquired 4.1917 · Balance 211,586.4854

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Row 2 · 2025-12-31 · Grant · Acquired 270.1167 · Balance 211,856.6021

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

Row 3 · 2026-01-27 · Grant · Acquired 40,614 · Balance 252,470.6021

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect50 Reported balance Holding disclosure · report date 2025-10-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 50

Common StockSEC Table I · non-derivativeIndirectSpouse4,739 Reported balance Holding disclosure · report date 2025-10-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,739

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectSpouse100 Reported balance Holding disclosure · report date 2025-10-31 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 100

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectSpouse40,280 Reported balance Holding disclosure · report date 2025-10-31 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 40,280

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24Direct38,142 Reported balance Holding disclosure · report date 2025-10-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 38,142

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01Direct15,257 Reported balance Holding disclosure · report date 2025-10-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 15,257

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.01 · Expires 2030-06-01Direct17,292 Reported balance Holding disclosure · report date 2025-10-31 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 17,292

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26Direct40,050 Reported balance Holding disclosure · report date 2025-10-31 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 40,050

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 533 $15.73 $8,384.09
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,070

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2022 Filed Feb 25, 2022 18:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 13,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001906 · form4-02252022_030256.xml · derivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,793

Underlying: Common Stock · 13,793 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2023, approximately 1/3 of the units will vest on February 24, 2024, and approximately 1/3 of the units will vest on February 24, 2025.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2023, approximately 1/3 of the units will vest on February 24, 2024, and approximately 1/3 of the units will vest on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:57 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,274 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001919 · form4-02282022_070257.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,274 shares

Expires 2022-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 5,170 units that are scheduled to vest on February 28, 2022, 8,871 units that are scheduled to vest on February 24, 2023, 3,619 units that are scheduled to vest on February 27, 2023, 8,871 units that are scheduled to vest on February 24, 2024, and 4,598 units that are scheduled to vest on February 24, 2025.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:57 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,415 $15.86 $22,441.90
Disclosure

SEC source: 0001415889-22-001919 · form4-02282022_070257.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,776

Read SEC document
February 24, 2022 Filed Feb 28, 2022 10:57 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,274 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001919 · form4-02282022_070257.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 15:44 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 PurchaseCommon Stock 1,000 $14.07 $14,070.00
Disclosure

SEC source: 0001415889-21-005605 · form4-12012021_121248.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,917

F1 · balance_after: Amount of beneficial ownership has decreased since last filing due to transfer of shares to ex-spouse.

Read SEC document
November 30, 2021 Filed Feb 28, 2023 16:07 UTC Amendment CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 PurchaseCommon Stock 1,000 $14.07 $14,070.00
Disclosure

SEC source: 0001415889-23-003429 · form4a-02282023_090217.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,708

F1 · balance_after: On December 1, 2021, the reporting person filed a Form 4, which inadvertently reported that, following his purchase of shares on November 1, 2021, he owned 96,917 shares. In fact, as reported in this amendment following the November 1, 2021 purchase, the reporting person directly owned 99,708 shares of common stock. The original Form 4 incorrectly reported the number of shares transferred to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,792 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · derivative · entry 6

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F4 · derivative.exercise_date: 03/01/2021

F4 · derivative.expiration_date: 03/01/2021

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 5,170 units that are scheduled to vest on February 28, 2022 and 3,619 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 12,821 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · derivative · entry 5

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,827 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 5,170 units that are scheduled to vest on February 28, 2022 and 3,619 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 12,821 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 510 $13.64 $6,956.40
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,091

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,792 $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 520 $13.64 $7,092.80
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,809

Read SEC document
March 01, 2021 Filed Mar 3, 2021 17:06 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,827 $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000008 · wf-form4_161480918412486.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,550 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000006 · wf-form4_161471729613561.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,550 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 5,170 units that are scheduled to vest on February 28, 2022 and 3,619 units that are scheduled to vest on February 27, 2023. The reporting person is also the holder of 12,821 Restricted Stock Units that are scheduled to vest as follows: approximately 1/3 on February 24, 2022, approximately 1/3 on February 24, 2023, and approximately 1/3 on February 24, 2024.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 441 $13.35 $5,887.35
Disclosure

SEC source: 0001776678-21-000006 · wf-form4_161471729613561.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,502

Read SEC document
February 28, 2021 Filed Mar 2, 2021 15:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000006 · wf-form4_161471729613561.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 15:22 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 12,821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000004 · wf-form4_161437093026864.xml · derivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,821

Underlying: Common Stock · 12,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2022, approximately 1/3 of the units will vest on February 24, 2023, and approximately 1/3 of the units will vest on February 24, 2024.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: approximately 1/3 of the units will vest on February 24, 2022, approximately 1/3 of the units will vest on February 24, 2023, and approximately 1/3 of the units will vest on February 24, 2024.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:24 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 10,182 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000002 · wf-form4_160979903595809.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,182 shares

Expires 2020-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 1,550 restricted stock units that are scheduled to vest on February 28, 2021, 3,619 restricted stock units that are scheduled to vest on March 1, 2021, 5,170 restricted stock units that are scheduled to vest on February 28, 2022, and 3,619 restricted stock units that are scheduled to vest on February 27, 2023. Mr. Maddox also has Stock Settled Appreciation Rights as previously reported.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:24 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 2,989 $10.75 $32,131.75
Disclosure

SEC source: 0001776678-21-000002 · wf-form4_160979903595809.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,393

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:24 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,182 $0.00 $0.00
Disclosure

SEC source: 0001776678-21-000002 · wf-form4_160979903595809.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 18:16 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 11,430 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001014108-20-000089 · primary_doc.xml · derivative · entry 5

Maddox Mike · CIK 0001776678 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,430 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2020 Filed Jul 22, 2020 18:16 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,695 $10.10 $17,119.50
Disclosure

SEC source: 0001014108-20-000089 · primary_doc.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,200

Read SEC document
July 21, 2020 Filed Jul 22, 2020 18:16 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 5,658 $10.10 $57,145.80
Disclosure

SEC source: 0001014108-20-000089 · primary_doc.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,895

Read SEC document
July 21, 2020 Filed Jul 22, 2020 18:16 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 11,430 $5.00 $57,150.00
Disclosure

SEC source: 0001014108-20-000089 · primary_doc.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 10,000 $0.00 Strike: $10.11 $0.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · derivative · entry 12

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 4,946 $10.11 $50,004.06
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 9

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,123

Read SEC document
July 15, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,484 $10.11 $15,003.24
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 8

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,069

Read SEC document
July 15, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,000 $10.11 $101,100.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 7

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 10,000 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · derivative · entry 11

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 10,000 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · derivative · entry 10

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 5,247 $9.53 $50,003.91
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,553

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,396 $9.53 $13,303.88
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,800

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,000 $9.53 $95,300.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 5,010 $9.98 $49,999.80
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,196

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,465 $9.98 $14,620.70
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,206

Read SEC document
July 14, 2020 Filed Jul 16, 2020 16:41 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,000 $9.98 $99,800.00
Disclosure

SEC source: 0001776678-20-000010 · wf-form4_159493205824365.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 15:46 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 10,000 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001776678-20-000008 · wf-form4_159173194160632.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 15:46 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,504 $10.25 $15,416.00
Disclosure

SEC source: 0001776678-20-000008 · wf-form4_159173194160632.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,550

F1 · shares: These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 15:46 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,000 $10.25 $102,500.00
Disclosure

SEC source: 0001776678-20-000008 · wf-form4_159173194160632.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Dec 14, 2020 15:05 UTC Amendment CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right · Derivative 10,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001776678-20-000012 · wf-form4a_160797633223494.xml · derivative · entry 4

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Dec 14, 2020 15:05 UTC Amendment CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 4,879 $10.25 $50,009.75
Disclosure

SEC source: 0001776678-20-000012 · wf-form4a_160797633223494.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,671

Read SEC document
June 05, 2020 Filed Dec 14, 2020 15:05 UTC Amendment CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,504 $10.25 $15,416.00
Disclosure

SEC source: 0001776678-20-000012 · wf-form4a_160797633223494.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,550

Read SEC document
June 05, 2020 Filed Dec 14, 2020 15:05 UTC Amendment CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 10,000 $5.00 $50,000.00
Disclosure

SEC source: 0001776678-20-000012 · wf-form4a_160797633223494.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of the Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 13:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 5,376 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-20-000006 · wf-form4_159120523007436.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376

Underlying: Common Stock · 5,376 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in three equal annual installments commencing on March 1, 2021.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in three equal annual installments commencing on March 1, 2021.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 13:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantStock Settled Appreciation Right · Derivative 25,907 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001776678-20-000006 · wf-form4_159120523007436.xml · derivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,907

Underlying: Common Stock · 25,907 shares

Expires 2030-06-01

F1 · derivative.exercise_date: Stock-settled appreciation rights scheduled to vest as follows: 8,636 vesting on March 1, 2021, 8,636 vesting on February 28, 2022, and 8,635 vesting on February 27, 2023.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-20-000004 · wf-form4_158318834115160.xml · derivative · entry 4

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of CrossFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,551 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3.

F5 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 10,182 restricted stock units that are scheduled to vest on December 31, 2020, 1,550 restricted stock units that are scheduled to vest on February 28, 2021, and 1,551 restricted stock units that are scheduled to vest on February 28, 2022. Mr. Maddox also has Stock Settled Appreciation Rights as previously reported on a Form 3.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 538 $13.25 $7,128.50
Disclosure

SEC source: 0001776678-20-000004 · wf-form4_158318834115160.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of CrossFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

F2 · shares: These shares represent the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the vesting of the restricted stock units.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 17:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001776678-20-000004 · wf-form4_158318834115160.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of CrossFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects the vesting of a prior restricted stock unit grant, which was previously reported on a Form 3.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 17:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 5,481 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001776678-20-000004 · wf-form4_158318834115160.xml · derivative · entry 3

Maddox Mike · CIK 0001776678 · Director · Pres. & CEO of CrossFirst Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,481

Underlying: Common Stock · 5,481 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the units vest on March, 1 2021, 1/3 of the units vest on February 28, 2022, and 1/3 of the units vest on February 27, 2023.

F4 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the units vest on March, 1 2021, 1/3 of the units vest on February 28, 2022, and 1/3 of the units vest on February 27, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.