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Maddox Mike

Disclosed activity across 3 companies

Tapewire entity
18530
SEC CIK
0001776678

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVB FINANCIAL CORPCVBF · Entity 4071DirectorAugust 31, 2026August 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVB FINANCIAL CORP

Report date August 31, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,138 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Purchase · Acquired 10,000 · Balance 13,138

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CROSSFIRST BANKSHARES, INC.

Report date March 01, 2025 · Filed March 04, 2025

Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 1
1 source row

Row 1 · 2025-03-01 · Disposition to issuer · Disposed 180,350 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 2
1 source row

Row 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-03-01 · Disposition to issuer · Disposed 7,100 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-03-01 · Disposition to issuer · Disposed 100 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-01 · Disposition to issuer · Disposed 6,895 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-01 · Disposition to issuer · Disposed 17,527 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24Direct0 Reported balance After 2025-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-01 · Disposition to issuer · Disposed 57,142 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01Direct0 Reported balance After 2025-03-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-01 · Disposition to issuer · Disposed 22,858 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26Direct0 Reported balance After 2025-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2030-06-01Direct0 Reported balance After 2025-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-01 · Disposition to issuer · Disposed 25,907 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

FIRST BUSEY CORP /NV/

Report date October 31, 2025 · Filed January 29, 2026

Section 16 reporting ended · disclosed 2026-01-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect252,470.6021 Ending reported balance After 2026-01-27 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-10-31 · Grant · Acquired 4.1917 · Balance 211,586.4854

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Row 2 · 2025-12-31 · Grant · Acquired 270.1167 · Balance 211,856.6021

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

Row 3 · 2026-01-27 · Grant · Acquired 40,614 · Balance 252,470.6021

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect50 Reported balance Holding disclosure · report date 2025-10-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 50

Common StockSEC Table I · non-derivativeIndirectSpouse4,739 Reported balance Holding disclosure · report date 2025-10-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,739

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectSpouse100 Reported balance Holding disclosure · report date 2025-10-31 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 100

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectSpouse40,280 Reported balance Holding disclosure · report date 2025-10-31 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 40,280

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24Direct38,142 Reported balance Holding disclosure · report date 2025-10-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 38,142

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01Direct15,257 Reported balance Holding disclosure · report date 2025-10-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 15,257

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.01 · Expires 2030-06-01Direct17,292 Reported balance Holding disclosure · report date 2025-10-31 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 17,292

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26Direct40,050 Reported balance Holding disclosure · report date 2025-10-31 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 40,050

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 9,796 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · derivative · entry 9

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,796 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 9,796 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · derivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,796

Underlying: Common Stock · 9,796 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 9,796 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · derivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,592

Underlying: Common Stock · 9,796 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 9,182 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · derivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,388

Underlying: Common Stock · 9,182 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 16,152 $17.91 $289,282.32
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,308

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 9,943 $17.91 $178,079.13
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,460

Read SEC document
November 06, 2024 Filed Nov 8, 2024 10:31 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 38,570 $7.50 $289,275.00
Disclosure

SEC source: 0001415889-24-026401 · form4-11082024_031145.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Since the filing of the last Form 4, 4,926 shares were transferred to reporting person's ex spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex spouse.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 16:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 612 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-023842 · form4-09232024_080916.xml · derivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,570

Underlying: Common Stock · 612 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 16:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionStock Settled Appreciation Right (Right to Buy) · Derivative 29,388 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001415889-24-023842 · form4-09232024_080916.xml · derivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,388 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2024 Filed Sep 23, 2024 16:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 12,748 $17.65 $225,002.20
Disclosure

SEC source: 0001415889-24-023842 · form4-09232024_080916.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,759

Read SEC document
September 19, 2024 Filed Sep 23, 2024 16:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 7,399 $17.65 $130,592.35
Disclosure

SEC source: 0001415889-24-023842 · form4-09232024_080916.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,507

Read SEC document
September 19, 2024 Filed Sep 23, 2024 16:32 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 30,000 $7.50 $225,000.00
Disclosure

SEC source: 0001415889-24-023842 · form4-09232024_080916.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 26,290 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · derivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,290

Underlying: Common Stock · 26,290 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · price: This transaction represents a grant of equity to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

F4 · derivative.exercise_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates.

F4 · derivative.expiration_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; approximately 1/3 of the units on March 1, 2027; in each case, subject to continued employment through the respective vesting dates.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 6,895 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · derivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,790

Underlying: Common Stock · 6,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 5,002 $12.69 $63,475.38
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,906

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 17,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,908

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,315 $12.69 $16,687.35
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,868

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 4,479 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,183

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 2,024 $12.69 $25,684.56
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,704

Read SEC document
March 01, 2024 Filed Mar 4, 2024 18:07 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 6,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-006376 · form4-03042024_110306.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,597 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · derivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,598

Underlying: Common Stock · 4,597 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F3 · derivative.exercise_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,274 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · derivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · derivative.exercise_date: On February 24, 2021, the reporting person was granted 12,821 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On February 24, 2021, the reporting person was granted 12,821 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,398 $13.12 $18,341.76
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,833

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,481 $13.12 $19,430.72
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,634

Read SEC document
February 24, 2024 Filed Feb 27, 2024 14:27 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-005422 · form4-02272024_070252.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
March 29, 2023 Filed Mar 31, 2023 17:34 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantSeries A Non-Cumulative Perpetual Preferred Stock 50 $1,000.00 $50,000.00
Disclosure

SEC source: 0001415889-23-005682 · form4-03312023_090319.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

F1 · security: The shares of Series A Non-Cumulative Perpetual Preferred Stock are not convertible into common stock or any other security of the Company.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 14:26 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantRestricted Stock Units · Derivative 20,685 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003986 · form4-03032023_070331.xml · derivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,685

Underlying: Common Stock · 20,685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F3 · price: This transaction represents a grant of equity to the reporting person by the issuer. Therefore, no consideration other than the value of services rendered was paid for the security.

F2 · derivative.exercise_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2024; approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; in each case, subject to continued employment through the respective vesting dates.

F2 · derivative.expiration_date: These RSUs are eligible for vesting as follows: approximately 1/3 of the units on March 1, 2024; approximately 1/3 of the units on March 1, 2025; approximately 1/3 of the units on March 1, 2026; in each case, subject to continued employment through the respective vesting dates.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · derivative · entry 12

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F4 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,827 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · derivative · entry 11

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F4 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,387 $14.35 $19,903.45
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 10

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,841

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 4,725 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 9

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,228

F3 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the Company's achieving certain specified performance goals.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 526 $14.35 $7,548.10
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,237

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 537 $14.35 $7,705.95
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,971

Read SEC document
February 27, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,827 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · balance_after: After taking into consideration the reported information in Mr. Maddox's Form 4 Amendment filed Feb. 28, 2023 (which amended his total beneficial ownership due to an administrative error), his total beneficial ownership as of the date of his last Form 4 filing (i.e. March 1, 2022) should have reflected direct ownership of 105,681 shares. Since his last Form 4 filing, Mr. Maddox has transferred 555 additional shares to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,598 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · derivative · entry 14

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,195

Underlying: Common Stock · 4,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F4 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,273 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · derivative · entry 13

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

Underlying: Common Stock · 4,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

F4 · derivative.expiration_date: Reflects the vesting of prior restricted stock unit grants, which were previously reported.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,350 $14.45 $19,507.50
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,503

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,598 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,255 $14.45 $18,134.75
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,255

Read SEC document
February 24, 2023 Filed Feb 28, 2023 16:10 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 4,273 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-23-003431 · form4-02282023_090213.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,792 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · derivative · entry 9

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,792 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 8,871 units that are scheduled to vest on February 24, 2023, 3,619 units that are scheduled to vest on February 27, 2023, 8,871 units that are scheduled to vest on February 24, 2024, and 4,598 units that are scheduled to vest on February 24, 2025.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · derivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,551 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 8,871 units that are scheduled to vest on February 24, 2023, 3,619 units that are scheduled to vest on February 27, 2023, 8,871 units that are scheduled to vest on February 24, 2024, and 4,598 units that are scheduled to vest on February 24, 2025.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 1,827 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · derivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,827 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F2 · kind: Reflects the vesting of a prior restricted stock unit grant, which was previously reported.

F3 · balance_after: The reporting person is the holder of other Restricted Stock Units as follows: 8,871 units that are scheduled to vest on February 24, 2023, 3,619 units that are scheduled to vest on February 27, 2023, 8,871 units that are scheduled to vest on February 24, 2024, and 4,598 units that are scheduled to vest on February 24, 2025.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 442 $15.73 $6,952.66
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,445

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 526 $15.73 $8,273.98
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,336

Read SEC document
February 28, 2022 Filed Mar 1, 2022 12:52 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 1,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-002004 · form4-03012022_090327.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.