Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CVB FINANCIAL CORPCVBF · Entity 4071 | Director | August 31, 2026 | August 31, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CVB FINANCIAL CORP
Report date August 31, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,138 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Purchase · Acquired 10,000 · Balance 13,138 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CROSSFIRST BANKSHARES, INC.
Report date March 01, 2025 · Filed March 04, 2025
Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Disposition to issuer · Disposed 180,350 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 2
1 source rowRow 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0 F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2025-03-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-03-01 · Disposition to issuer · Disposed 7,100 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2025-03-01 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-03-01 · Disposition to issuer · Disposed 100 · Balance 0 F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-01 · Disposition to issuer · Disposed 6,895 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-03-01 · Disposition to issuer · Disposed 17,527 · Balance 0 F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-03-01 · Disposition to issuer · Disposed 57,142 · Balance 0 F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-03-01 · Disposition to issuer · Disposed 22,858 · Balance 0 F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0 F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
| Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2030-06-01 | Direct | 0 |
Reported balance
After 2025-03-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-03-01 · Disposition to issuer · Disposed 25,907 · Balance 0 F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.
F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.
F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.
F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.
FIRST BUSEY CORP /NV/
Report date October 31, 2025 · Filed January 29, 2026
Section 16 reporting ended · disclosed 2026-01-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 252,470.6021 |
Ending reported balance
After 2026-01-27 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-10-31 · Grant · Acquired 4.1917 · Balance 211,586.4854 F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Row 2 · 2025-12-31 · Grant · Acquired 270.1167 · Balance 211,856.6021 F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Row 3 · 2026-01-27 · Grant · Acquired 40,614 · Balance 252,470.6021 F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | Direct | 50 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 50 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 4,739 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 4,739 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivative | IndirectSpouse | 100 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 100 F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivative | IndirectSpouse | 40,280 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 40,280 F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivative | IndirectStepson | 460 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 460 F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivative | IndirectStepson | 460 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 460 F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24 | Direct | 38,142 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 38,142 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01 | Direct | 15,257 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 15,257 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.01 · Expires 2030-06-01 | Direct | 17,292 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 17,292 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26 | Direct | 40,050 |
Reported balance
Holding disclosure · report date 2025-10-31 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 40,050 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.
F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Aug 31, 2026 19:19 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | PurchaseCommon Stock | 10,000 | $22.03 | $220,300.00 |
DisclosureSEC source: 0000354647-26-000116 · form4.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,138 Read SEC document |
| August 23, 2026 Filed Aug 25, 2026 17:48 UTC | CVB FINANCIAL CORP CVBF · Entity 4071 | GrantCommon Stock | 3,138 | $22.57 | $70,824.66 |
DisclosureSEC source: 0000354647-26-000114 · form4.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,138 Read SEC document |
| January 27, 2026 Filed Jan 29, 2026 22:21 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 40,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 3 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,470.6021 F3 · shares: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation. Read SEC document |
| December 31, 2025 Filed Jan 29, 2026 22:21 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 270.1167 | $19.62 | $5,299.15 |
DisclosureSEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,856.6021 F2 · shares: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c). Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 17:37 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 1,000 | $25.52 | $25,519.00 |
DisclosureSEC source: 0001776678-25-000012 · wk-form4_1764956267.xml · nonDerivative · entry 5 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 40,280 F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F3 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.51 to $25.52 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 21:51 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001776678-25-000010 · wk-form4_1762293068.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,582.2937 F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock. Read SEC document |
| October 31, 2025 Filed Jan 29, 2026 22:21 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 4.1917 | $23.36 | $97.92 |
DisclosureSEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,586.4854 F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| September 30, 2025 Filed Nov 4, 2025 21:51 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 270.6726 | $19.68 | $5,326.16 |
DisclosureSEC source: 0001776678-25-000010 · wk-form4_1762293068.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,578.2937 F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 19:32 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 460 | $25.44 | $11,702.40 |
DisclosureSEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 8 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Stepson Disclosed balance after: 460 F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 19:32 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 460 | $25.44 | $11,702.40 |
DisclosureSEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 7 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Stepson Disclosed balance after: 460 F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 19:32 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 7,500 | $25.44 | $190,800.00 |
DisclosureSEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 6 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 39,280 F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 19:32 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 10,000 | $25.52 | $255,162.00 |
DisclosureSEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 5 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 31,780 F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F3 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.45 to $25.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4. F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 20:24 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock | 21,780 | $25.26 | $550,210.72 |
DisclosureSEC source: 0001776678-25-000005 · wk-form4_1757017493.xml · nonDerivative · entry 5 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 21,780 F3 · security: Each Depositary Share represents 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share. F4 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.2300 to $25.2699, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (4) to this Form 4. F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| July 28, 2025 Filed Sep 4, 2025 20:24 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 1.809 | $23.19 | $41.96 |
DisclosureSEC source: 0001776678-25-000005 · wk-form4_1757017493.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,307.6211 F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| July 25, 2025 Filed Jul 29, 2025 20:59 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000277 · wk-form4_1753822743.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,085 F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock. F3 · balance_after: The total number of securities directly beneficially owned reflects an adjustment of two additional dividend equivalents on replacement RSU awards originally issued under the CrossFirst Bankshares, Inc. 2018 Omnibus Equity Incentive Plan, related to the April 25, 2025 dividend. Read SEC document |
| June 30, 2025 Filed Jul 29, 2025 20:59 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 220.8121 | $18.33 | $4,048.48 |
DisclosureSEC source: 0000314489-25-000277 · wk-form4_1753822743.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220.8121 F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| April 25, 2025 Filed Apr 30, 2025 01:54 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 1,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-041617 · tm2513609-5_4seq1.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,129 F1 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock. Read SEC document |
| March 26, 2025 Filed Mar 28, 2025 19:57 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 40,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000115 · wk-form4_1743191818.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 208,068 F1 · shares: Represents a grant by the Board of Directors of Restricted Stock Units which vest in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 15,257 | $0.00 Strike: $11.24 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 10 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,257 Underlying: Common Stock · 15,257 shares Expires 2028-05-01 F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 40,050 | $0.00 Strike: $21.35 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 9 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,050 Underlying: Common Stock · 40,050 shares Expires 2033-07-26 F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 38,142 | $0.00 Strike: $9.37 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 8 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,142 Underlying: Common Stock · 38,142 shares Expires 2028-01-24 F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantStock Appreciation Right · Derivative | 17,292 | $0.00 Strike: $14.01 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 7 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,292 Underlying: Common Stock · 17,292 shares Expires 2030-06-01 F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantSeries A Non-Cumulative Perpetual Preferred Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 6 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 100 F4 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of CrossFirst was converted into the right to receive one share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Issuer. F5 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 4,739 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 5 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Indirect · Spouse Disclosed balance after: 4,739 F1 · shares: Acquired pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") entered into on August 26, 2024, between Issuer and CrossFirst Bankshares, Inc. ("CrossFirst"). Pursuant to the Merger Agreement, at the effective time of the merger, CrossFirst merged with and into Issuer with Issuer surviving the merger, and each share of common stock, par value $0.01 per share, of CrossFirst outstanding immediately prior to the effective time of the merger, other than certain excluded shares, was converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Issuer and (b) cash in lieu of fractional shares. F5 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantSeries A Non-Cumulative Perpetual Preferred Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 4 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50 F4 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of CrossFirst was converted into the right to receive one share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Issuer. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 30,770 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 3 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,455 F3 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst performance-based restricted stock unit award (each, a "CrossFirst PSU") was assumed and converted into an Issuer RSU, subject to the same terms and conditions (including service-based vesting terms but excluding performance-based vesting terms) as applied to the CrossFirst PSU immediately prior to the effective time of the merger, relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B)(i) for CrossFirst PSUs granted in 2023, actual performance and (ii) for CrossFirst PSUs granted in 2024, target performance, in each case, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 16,302 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,685 F2 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst restricted stock unit subject to time based vesting conditions (each, a "CrossFirst RSU") was assumed and converted into a restricted stock unit award in respect of Issuer common stock, par value $0.001 (each, an "Issuer RSU"), subject to vesting, repurchase, or other lapse restriction with the same terms and conditions as were applicable under such CrossFirst RSU immediately prior to the effective time of the merger relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B) the number of shares of CrossFirst common stock subject to the CrossFirst RSUs immediately prior to the effective time of the merger, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 20:41 UTC | FIRST BUSEY CORP /NV/ BUSE · Entity 4360 | GrantCommon Stock | 120,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,383 F1 · shares: Acquired pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") entered into on August 26, 2024, between Issuer and CrossFirst Bankshares, Inc. ("CrossFirst"). Pursuant to the Merger Agreement, at the effective time of the merger, CrossFirst merged with and into Issuer with Issuer surviving the merger, and each share of common stock, par value $0.01 per share, of CrossFirst outstanding immediately prior to the effective time of the merger, other than certain excluded shares, was converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Issuer and (b) cash in lieu of fractional shares. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 25,907 | Not disclosed Strike: $9.35 | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 10 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,907 shares Expires 2030-06-01 F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 60,000 | Not disclosed Strike: $14.25 | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 9 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2033-07-26 F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 22,858 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 8 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,858 shares Expires 2028-05-01 F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerStock Settled Appreciation Right · Derivative | 57,142 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 7 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,142 shares Expires 2028-01-24 F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerRestricted Stock Units · Derivative | 17,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 6 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,527 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerRestricted Stock Units · Derivative | 6,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 5 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,895 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 4 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 7,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 3 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock | 50 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey. Read SEC document |
| March 01, 2025 Filed Mar 4, 2025 11:40 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Disposition to issuerCommon Stock | 180,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 1 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 8,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 13 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,527 Underlying: Common Stock · 8,763 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F5 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 26,290 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 6,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 12 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,895 Underlying: Common Stock · 6,895 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F4 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionRestricted Stock Units · Derivative | 4,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 11 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock F3 · derivative.exercise_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 3,807 | $15.98 | $60,835.86 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 10 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,350 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantCommon Stock | 12,968 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 9 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,157 F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 800 | $15.98 | $12,784.00 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 8 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,189 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | GrantCommon Stock | 2,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 7 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,989 F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 2,572 | $15.98 | $41,100.56 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 6 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,265 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 8,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 5 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 2,024 | $15.98 | $32,343.52 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 4 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,074 Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Exercise / conversionCommon Stock | 6,895 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 3 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 14:35 UTC | CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 | Tax withholdingCommon Stock | 1,466 | $15.98 | $23,426.68 |
DisclosureSEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 2 Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 158,203 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.