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Maddox Mike

Disclosed activity across 3 companies

Tapewire entity
18530
SEC CIK
0001776678

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CVB FINANCIAL CORPCVBF · Entity 4071DirectorAugust 31, 2026August 31, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CVB FINANCIAL CORP

Report date August 31, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,138 Reported balance After 2026-08-31 transaction · row 1
1 source row

Row 1 · 2026-08-31 · Purchase · Acquired 10,000 · Balance 13,138

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CROSSFIRST BANKSHARES, INC.

Report date March 01, 2025 · Filed March 04, 2025

Section 16 reporting ended · disclosed 2025-03-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 1
1 source row

Row 1 · 2025-03-01 · Disposition to issuer · Disposed 180,350 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-03-01 transaction · row 2
1 source row

Row 2 · 2025-03-01 · Disposition to issuer · Disposed 50 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Common StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-03-01 · Disposition to issuer · Disposed 7,100 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectBy Spouse0 Reported balance After 2025-03-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-03-01 · Disposition to issuer · Disposed 100 · Balance 0

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-03-01 · Disposition to issuer · Disposed 6,895 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-03-01 · Disposition to issuer · Disposed 17,527 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2028-01-24Direct0 Reported balance After 2025-03-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-03-01 · Disposition to issuer · Disposed 57,142 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2028-05-01Direct0 Reported balance After 2025-03-01 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-03-01 · Disposition to issuer · Disposed 22,858 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.25 · Expires 2033-07-26Direct0 Reported balance After 2025-03-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-03-01 · Disposition to issuer · Disposed 60,000 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Stock Settled Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2030-06-01Direct0 Reported balance After 2025-03-01 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-03-01 · Disposition to issuer · Disposed 25,907 · Balance 0

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

F2: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F5: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

FIRST BUSEY CORP /NV/

Report date October 31, 2025 · Filed January 29, 2026

Section 16 reporting ended · disclosed 2026-01-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect252,470.6021 Ending reported balance After 2026-01-27 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2025-10-31 · Grant · Acquired 4.1917 · Balance 211,586.4854

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Row 2 · 2025-12-31 · Grant · Acquired 270.1167 · Balance 211,856.6021

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

Row 3 · 2026-01-27 · Grant · Acquired 40,614 · Balance 252,470.6021

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeDirect50 Reported balance Holding disclosure · report date 2025-10-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 50

Common StockSEC Table I · non-derivativeIndirectSpouse4,739 Reported balance Holding disclosure · report date 2025-10-31 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 4,739

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Series A Non-Cumulative Perpetual Preferred StockSEC Table I · non-derivativeIndirectSpouse100 Reported balance Holding disclosure · report date 2025-10-31 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 100

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectSpouse40,280 Reported balance Holding disclosure · report date 2025-10-31 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 40,280

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Depositary Shares, 1/40 interest in Series B Preferred StockSEC Table I · non-derivativeIndirectStepson460 Reported balance Holding disclosure · report date 2025-10-31 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 460

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $9.37 · Expires 2028-01-24Direct38,142 Reported balance Holding disclosure · report date 2025-10-31 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 38,142

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $11.24 · Expires 2028-05-01Direct15,257 Reported balance Holding disclosure · report date 2025-10-31 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 15,257

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $14.01 · Expires 2030-06-01Direct17,292 Reported balance Holding disclosure · report date 2025-10-31 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 17,292

Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2033-07-26Direct40,050 Reported balance Holding disclosure · report date 2025-10-31 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 40,050

Filing footnotes · ownership attribution and instrument terms

F1: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

F2: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

F3: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

F4: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F5: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Aug 31, 2026 19:19 UTC CVB FINANCIAL CORP CVBF · Entity 4071 PurchaseCommon Stock 10,000 $22.03 $220,300.00
Disclosure

SEC source: 0000354647-26-000116 · form4.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,138

Read SEC document
August 23, 2026 Filed Aug 25, 2026 17:48 UTC CVB FINANCIAL CORP CVBF · Entity 4071 GrantCommon Stock 3,138 $22.57 $70,824.66
Disclosure

SEC source: 0000354647-26-000114 · form4.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,138

Read SEC document
January 27, 2026 Filed Jan 29, 2026 22:21 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 40,614 $0.00 $0.00
Disclosure

SEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,470.6021

F3 · shares: Represents shares acquired upon vesting of performance-based restricted stock unit awards (each, a "PSU") and dividend equivalent shares accrued for such PSUs in connection with the departure of the reporting person from First Busey Corporation.

Read SEC document
December 31, 2025 Filed Jan 29, 2026 22:21 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 270.1167 $19.62 $5,299.15
Disclosure

SEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,856.6021

F2 · shares: Shares were purchased through the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).

Read SEC document
December 03, 2025 Filed Dec 5, 2025 17:37 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 1,000 $25.52 $25,519.00
Disclosure

SEC source: 0001776678-25-000012 · wk-form4_1764956267.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 40,280

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F3 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.51 to $25.52 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 31, 2025 Filed Nov 4, 2025 21:51 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001776678-25-000010 · wk-form4_1762293068.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,582.2937

F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Common Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Common Stock.

Read SEC document
October 31, 2025 Filed Jan 29, 2026 22:21 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 4.1917 $23.36 $97.92
Disclosure

SEC source: 0001776678-26-000002 · wk-form4_1769725261.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,586.4854

F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
September 30, 2025 Filed Nov 4, 2025 21:51 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 270.6726 $19.68 $5,326.16
Disclosure

SEC source: 0001776678-25-000010 · wk-form4_1762293068.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,578.2937

F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
September 05, 2025 Filed Sep 5, 2025 19:32 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 460 $25.44 $11,702.40
Disclosure

SEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 8

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Stepson

Disclosed balance after: 460

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 05, 2025 Filed Sep 5, 2025 19:32 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 460 $25.44 $11,702.40
Disclosure

SEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 7

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Stepson

Disclosed balance after: 460

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 05, 2025 Filed Sep 5, 2025 19:32 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 7,500 $25.44 $190,800.00
Disclosure

SEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 39,280

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 19:32 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 10,000 $25.52 $255,162.00
Disclosure

SEC source: 0001776678-25-000007 · wk-form4_1757100767.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 31,780

F2 · security: Each Depositary Share represents a 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F3 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.45 to $25.54, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:24 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 PurchaseDepositary Shares, 1/40 interest in Series B Preferred Stock 21,780 $25.26 $550,210.72
Disclosure

SEC source: 0001776678-25-000005 · wk-form4_1757017493.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 21,780

F3 · security: Each Depositary Share represents 1/40th interest in a share of the issuer's 8.25% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series B, par value $0.001 per share.

F4 · price: The price reported above reflects the weighted average purchase price. The purchase was executed in multiple trades at prices ranging from $25.2300 to $25.2699, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares purchased at each separate price within the range set forth in this footnote (4) to this Form 4.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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July 28, 2025 Filed Sep 4, 2025 20:24 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 1.809 $23.19 $41.96
Disclosure

SEC source: 0001776678-25-000005 · wk-form4_1757017493.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,307.6211

F1 · shares: Shares were acquired through dividend reinvestment in the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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July 25, 2025 Filed Jul 29, 2025 20:59 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000277 · wk-form4_1753822743.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,085

F2 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.

F3 · balance_after: The total number of securities directly beneficially owned reflects an adjustment of two additional dividend equivalents on replacement RSU awards originally issued under the CrossFirst Bankshares, Inc. 2018 Omnibus Equity Incentive Plan, related to the April 25, 2025 dividend.

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June 30, 2025 Filed Jul 29, 2025 20:59 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 220.8121 $18.33 $4,048.48
Disclosure

SEC source: 0000314489-25-000277 · wk-form4_1753822743.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220.8121

F1 · shares: Shares were acquired under the First Busey Corporation Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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April 25, 2025 Filed Apr 30, 2025 01:54 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-041617 · tm2513609-5_4seq1.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,129

F1 · shares: Represents dividend equivalent rights accrued on Restricted Stock Units in connection with the payment of a cash dividend on First Busey Corporation Stock. Each dividend equivalent right is the economic equivalent of one share of First Busey Corporation Stock.

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March 26, 2025 Filed Mar 28, 2025 19:57 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 40,613 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000115 · wk-form4_1743191818.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,068

F1 · shares: Represents a grant by the Board of Directors of Restricted Stock Units which vest in equal installments on each of the first three anniversaries of the grant date.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantStock Appreciation Right · Derivative 15,257 $0.00 Strike: $11.24 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 10

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,257

Underlying: Common Stock · 15,257 shares

Expires 2028-05-01

F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantStock Appreciation Right · Derivative 40,050 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 9

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,050

Underlying: Common Stock · 40,050 shares

Expires 2033-07-26

F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantStock Appreciation Right · Derivative 38,142 $0.00 Strike: $9.37 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 8

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,142

Underlying: Common Stock · 38,142 shares

Expires 2028-01-24

F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantStock Appreciation Right · Derivative 17,292 $0.00 Strike: $14.01 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · derivative · entry 7

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,292

Underlying: Common Stock · 17,292 shares

Expires 2030-06-01

F6 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst stock-settled stock appreciation right ("CrossFirst SAR") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Issuer common stock par value $0.001, relating to the number of shares of Issuer common stock equal to the product of (A) the number of shares of CrossFirst common stock subject to such CrossFirst SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Issuer ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Issuer common stock, and at an exercise price per share equal to (i) the exercise price per share of the CrossFirst SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantSeries A Non-Cumulative Perpetual Preferred Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 100

F4 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of CrossFirst was converted into the right to receive one share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Issuer.

F5 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 4,739 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 4,739

F1 · shares: Acquired pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") entered into on August 26, 2024, between Issuer and CrossFirst Bankshares, Inc. ("CrossFirst"). Pursuant to the Merger Agreement, at the effective time of the merger, CrossFirst merged with and into Issuer with Issuer surviving the merger, and each share of common stock, par value $0.01 per share, of CrossFirst outstanding immediately prior to the effective time of the merger, other than certain excluded shares, was converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Issuer and (b) cash in lieu of fractional shares.

F5 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantSeries A Non-Cumulative Perpetual Preferred Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

F4 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of CrossFirst was converted into the right to receive one share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Issuer.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 30,770 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,455

F3 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst performance-based restricted stock unit award (each, a "CrossFirst PSU") was assumed and converted into an Issuer RSU, subject to the same terms and conditions (including service-based vesting terms but excluding performance-based vesting terms) as applied to the CrossFirst PSU immediately prior to the effective time of the merger, relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B)(i) for CrossFirst PSUs granted in 2023, actual performance and (ii) for CrossFirst PSUs granted in 2024, target performance, in each case, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 16,302 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,685

F2 · shares: Pursuant to the Merger Agreement, at the effective time of the merger, each CrossFirst restricted stock unit subject to time based vesting conditions (each, a "CrossFirst RSU") was assumed and converted into a restricted stock unit award in respect of Issuer common stock, par value $0.001 (each, an "Issuer RSU"), subject to vesting, repurchase, or other lapse restriction with the same terms and conditions as were applicable under such CrossFirst RSU immediately prior to the effective time of the merger relating to the number of shares of Issuer common stock equal to the product of (A) 0.6675 shares of Issuer common stock, multiplied by (B) the number of shares of CrossFirst common stock subject to the CrossFirst RSUs immediately prior to the effective time of the merger, with any fractional shares rounded to the nearest whole share of Issuer common stock. Each Issuer RSU represents a contingent right to receive one share of Issuer common stock.

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March 01, 2025 Filed Mar 4, 2025 20:41 UTC FIRST BUSEY CORP /NV/ BUSE · Entity 4360 GrantCommon Stock 120,383 $0.00 $0.00
Disclosure

SEC source: 0000314489-25-000079 · wk-form4_1741120901.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,383

F1 · shares: Acquired pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement") entered into on August 26, 2024, between Issuer and CrossFirst Bankshares, Inc. ("CrossFirst"). Pursuant to the Merger Agreement, at the effective time of the merger, CrossFirst merged with and into Issuer with Issuer surviving the merger, and each share of common stock, par value $0.01 per share, of CrossFirst outstanding immediately prior to the effective time of the merger, other than certain excluded shares, was converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Issuer and (b) cash in lieu of fractional shares.

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March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerStock Settled Appreciation Right · Derivative 25,907 Not disclosed Strike: $9.35 Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 10

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,907 shares

Expires 2030-06-01

F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

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March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerStock Settled Appreciation Right · Derivative 60,000 Not disclosed Strike: $14.25 Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 9

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2033-07-26

F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerStock Settled Appreciation Right · Derivative 22,858 Not disclosed Strike: $7.50 Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,858 shares

Expires 2028-05-01

F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerStock Settled Appreciation Right · Derivative 57,142 Not disclosed Strike: $6.25 Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,142 shares

Expires 2028-01-24

F5 · price: Pursuant to that certain Merger Agreement, each Issuer stock-settled stock appreciation right ("Issuer SARs") outstanding immediately prior to the effective time of the merger was converted into a stock appreciation right in respect of Busey common stock par value $0.001, relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to such Issuer SAR immediately prior to the closing of the merger, multiplied by (B) 0.6675 shares of common stock, par value $0.001, of Busey ("Exchange Ratio"), with any fractional shares rounded down to the nearest whole share of Busey common stock, and at an exercise price per share equal to (i) the exercise price per share of the Issuer SAR immediately prior to the effective time of the merger, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerRestricted Stock Units · Derivative 17,527 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,527 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerRestricted Stock Units · Derivative 6,895 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · derivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,895 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the merger, each Issuer restricted stock unit subject to time based vesting conditions (each, an "Issuer Restricted Stock Unit Award") was assumed and converted into a restricted stock unit award in respect of Busey common stock, par value $0.001, subject to vesting, repurchase or other lapse restriction with the same terms and conditions as were applicable under such Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger relating to the number of shares of Busey common stock equal to the product of (A) the number of shares of Issuer common stock subject to the Issuer Restricted Stock Unit Award immediately prior to the effective time of the merger, multiplied by (B) 0.6675 shares of Busey common stock, with any fractional shares rounded to the nearest whole share of Busey common stock.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 7,100 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerSeries A Non-Cumulative Perpetual Preferred Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Pursuant to the Merger Agreement, each issued and outstanding share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.01, of Issuer was converted into the right to receive one (1) share of Series A Non-Cumulative Perpetual Preferred Stock, par value $0.001, of Busey.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 11:40 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Disposition to issuerCommon Stock 180,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-006393 · form4-03042025_040311.xml · nonDerivative · entry 1

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger entered into on August 26, 2024, between Issuer and First Busey Corporation ("Busey") (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger, Issuer merged with and into Busey with Busey surviving the merger, and each share of common stock, par value $0.01 per share, of Issuer outstanding immediately prior to the effective time of the merger, other than certain excluded shares, were converted into the right to receive (a) 0.6675 shares of common stock, par value $0.001, of Busey and (b) cash in lieu of fractional shares.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 8,763 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 13

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,527

Underlying: Common Stock · 8,763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F5 · derivative.exercise_date: On March 1, 2024, the reporting person was granted 26,290 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 6,895 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 12

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,895

Underlying: Common Stock · 6,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F4 · derivative.exercise_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 1, 2023, the reporting person was granted 20,685 restricted stock units, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionRestricted Stock Units · Derivative 4,598 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · derivative · entry 11

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,598 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock

F3 · derivative.exercise_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On February 24, 2022, the reporting person was granted 13,793 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 3,807 $15.98 $60,835.86
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 10

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,350

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 12,968 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 9

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,157

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 800 $15.98 $12,784.00
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 8

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,189

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 GrantCommon Stock 2,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 7

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,989

F2 · shares: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

F2 · price: These shares were awarded in connection with the settlement of certain performance-based restricted stock units based on the achievement of certain specified performance goals.

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February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 2,572 $15.98 $41,100.56
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 6

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,265

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 8,763 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 5

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 2,024 $15.98 $32,343.52
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 4

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,074

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Exercise / conversionCommon Stock 6,895 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 3

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock

Read SEC document
February 24, 2025 Filed Feb 26, 2025 14:35 UTC CROSSFIRST BANKSHARES, INC. CFB · Entity 82441 Tax withholdingCommon Stock 1,466 $15.98 $23,426.68
Disclosure

SEC source: 0001415889-25-005648 · form4-02262025_070242.xml · nonDerivative · entry 2

Maddox Mike · CIK 0001776678 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,203

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.