Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avalanche Treasury CorpAVAT · Entity 7502 | Director | August 27, 2026 | August 31, 2026 |
| Axos Financial, Inc.AX · Entity 3860 | Director | November 14, 2025 | November 19, 2025 |
| CoinShares PLCCSHR · Entity 5168 | Director | March 31, 2026 | April 10, 2026 |
| Mountain Lake Acquisition Corp. IIMLAAU · Entity 9297 | Director · CEO · 10% owner | March 16, 2026 | March 18, 2026 |
| RMG ML Sports HoldingsSHOT · Entity 5998 | Director | June 09, 2026 | June 09, 2026 |
| Social Leverage Acquisition Corp ISLAC · Entity 142751 | Director · COB of Directors | February 11, 2021 | February 11, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avalanche Treasury Corp
Report date August 27, 2026 · Filed August 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2036-08-27 | Direct | 544,373 |
Reported balance
After 2026-08-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-27 · Grant · Acquired 66,363 · Balance 544,373 F1: Represents the initial award of stock options for his service as director. The initial option awards vest in three equal installments during each of the first three 12-month periods following the Grant Date on the earlier to occur during each such 12-month period of (i) the anniversary of the Grant Date and (ii) the annual meeting of the Company's stockholders, subject to the director's continued service with the Company or an affiliate through the vesting date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2036-08-27 | Direct | 571,281 |
Reported balance
After 2026-08-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-27 · Grant · Acquired 26,908 · Balance 571,281 F2: Represents the annual award of stock options for his service as director. The annual option awards vest in full on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the first annual meeting of the Company's stockholders to occur following the Grant Date, subject to the director's continued service with the Company or an affiliate through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the initial award of stock options for his service as director. The initial option awards vest in three equal installments during each of the first three 12-month periods following the Grant Date on the earlier to occur during each such 12-month period of (i) the anniversary of the Grant Date and (ii) the annual meeting of the Company's stockholders, subject to the director's continued service with the Company or an affiliate through the vesting date.
F2: Represents the annual award of stock options for his service as director. The annual option awards vest in full on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the first annual meeting of the Company's stockholders to occur following the Grant Date, subject to the director's continued service with the Company or an affiliate through the vesting date.
Axos Financial, Inc.
Report date November 14, 2025 · Filed November 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,728 |
Last balance in matching sequence
After 2025-11-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-11-14 · Exercise / conversion · Acquired 12,865 · Balance 126,160 F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. Row 2 · 2025-11-14 · Disposition to issuer · Disposed 6,432 · Balance 119,728 F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan. F2: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-11-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-14 · Exercise / conversion · Disposed 12,865 · Balance 0 F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5: The RSUs fully vest on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,845 |
Reported balance
After 2025-11-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-14 · Grant · Acquired 10,845 · Balance 10,845 F6: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F7: The RSU's fully vest on January 3, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.
F2: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.
F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
F5: The RSUs fully vest on the one year anniversary of the grant date.
F6: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.
F7: The RSU's fully vest on January 3, 2027.
CoinShares PLC
Report date March 31, 2026 · Filed April 10, 2026
This filing explicitly reported no securities owned.
Mountain Lake Acquisition Corp. II
Report date March 16, 2026 · Filed March 18, 2026
Jointly reported with MOUNTAIN LAKE ACQUISITION SPONSOR II LLC, Horlick Douglas
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 12,000,000 |
Reported balance
After 2026-03-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-16 · Other · Disposed 6,000 · Balance 12,000,000 F1: As described in the registration statement on Form S-1 (File No. 333-291833) of Mountain Lake Acquisition Corp. II (the "Issuer") under the heading "Description of Securities - Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date. F2: As contemplated in connection with the initial public offering of the Issuer, 6,000 Class B ordinary shares of the Issuer held by Mountain Lake Acquisition Sponsor II LLC (the "Sponsor") were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. F3: Paul Grinberg and Douglas Horlick are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Grinberg and Horlick may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Grinberg and Horlick disclaim any beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-291833) of Mountain Lake Acquisition Corp. II (the "Issuer") under the heading "Description of Securities - Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.
F2: As contemplated in connection with the initial public offering of the Issuer, 6,000 Class B ordinary shares of the Issuer held by Mountain Lake Acquisition Sponsor II LLC (the "Sponsor") were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
F3: Paul Grinberg and Douglas Horlick are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Grinberg and Horlick may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Grinberg and Horlick disclaim any beneficial ownership except to the extent of their pecuniary interest therein.
RMG ML Sports Holdings
Report date June 09, 2026 · Filed June 09, 2026
This filing explicitly reported no securities owned.
Social Leverage Acquisition Corp I
Report date February 11, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ENCORE CAPITAL GROUP INC
Report date December 31, 2018 · Filed January 03, 2019
Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,521 |
Reported balance
After 2018-12-31 transaction · row 1
1 source rowRow 1 · 2018-12-31 · Tax withholding · Disposed 3,295 · Balance 165,521 F1: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards.
Mountain Lake Acquisition Corp.
Report date June 11, 2026 · Filed June 15, 2026
Section 16 reporting ended · disclosed 2026-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Disposition to issuer · Disposed 478,010 · Balance 0 F2: In connection with the SPAC Merger (as defined in the Business Combination Agreement), an aggregate of 478,010 Class A ordinary shares held by the Reporting Person were exchanged into an equal number of shares of Class A common stock, par value $0.01 per share, of Pubco. Following such transaction, the Reporting Person owns zero Class A ordinary shares. |
| Class B ordinary shares, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-11 · Exercise / conversion · Disposed 478,010 · Balance 0 F1: As described in the registration statement on Form S-1 (File No. 333-281410) of the Issuer under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. F3: On June 11, 2026, in connection with the consummation of the transactions contemplated by the Business Combination Agreement dated October 1, 2025 (as amended on January 13,2026 and March 17, 2026, the "Business Combination Agreement" and the transactions contemplated thereto, the "Business Combination"), by and among the Issuer, Avalanche Treasury Corporation, a Delaware corporation ("Pubco") and the other parties thereto, 478,010 Class B ordinary shares were converted into an aggregate of 478,010 Class A ordinary shares (the "Class B Conversion"). Following the Class B Conversion, the Reporting Person owns zero Class B ordinary shares. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-281410) of the Issuer under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments.
F2: In connection with the SPAC Merger (as defined in the Business Combination Agreement), an aggregate of 478,010 Class A ordinary shares held by the Reporting Person were exchanged into an equal number of shares of Class A common stock, par value $0.01 per share, of Pubco. Following such transaction, the Reporting Person owns zero Class A ordinary shares.
F3: On June 11, 2026, in connection with the consummation of the transactions contemplated by the Business Combination Agreement dated October 1, 2025 (as amended on January 13,2026 and March 17, 2026, the "Business Combination Agreement" and the transactions contemplated thereto, the "Business Combination"), by and among the Issuer, Avalanche Treasury Corporation, a Delaware corporation ("Pubco") and the other parties thereto, 478,010 Class B ordinary shares were converted into an aggregate of 478,010 Class A ordinary shares (the "Class B Conversion"). Following the Class B Conversion, the Reporting Person owns zero Class B ordinary shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Jun 26, 2018 21:18 UTC Amendment | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Tax withholdingCommon Stock | 6,787 | $45.70 | $310,165.90 |
DisclosureSEC source: 0001084961-18-000058 · wf-form4a_153004791678123.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,257 F1 · shares: The original Form 4 filed on March 13, 2018 included the incorrect number of shares withheld for taxes. F1 · balance_after: The original Form 4 filed on March 13, 2018 included the incorrect number of shares withheld for taxes. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · derivative · entry 6 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,334 Underlying: Common Stock · 3,333 shares Expires 2022-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal installments on March 9, 2012, 2013 and 2014. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 65 | $41.50 | $2,697.50 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · nonDerivative · entry 5 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 500 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F3 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.35 to $41.55 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 435 | $41.94 | $18,243.90 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · nonDerivative · entry 4 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 565 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.58 to $42.55 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 2,435 | $41.50 | $101,052.50 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · nonDerivative · entry 3 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,745 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F3 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.35 to $41.55 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 16,338 | $41.94 | $685,215.72 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,180 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.58 to $42.55 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 01:25 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionCommon Stock | 3,333 | $22.17 | $73,892.61 |
DisclosureSEC source: 0001084961-18-000015 · wf-form4_151978110529263.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,333 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · derivative · entry 6 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires 2022-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal installments on March 9, 2012, 2013 and 2014. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 36 | $41.46 | $1,492.56 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · nonDerivative · entry 5 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 1,000 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.55, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 464 | $40.77 | $18,917.28 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · nonDerivative · entry 4 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 1,036 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $41.25, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 1,367 | $41.46 | $56,675.82 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · nonDerivative · entry 3 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,185 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $41.55, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 17,406 | $40.77 | $709,642.62 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,552 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.30 to $41.25, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 17, 2018 Filed Jan 18, 2018 21:34 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionCommon Stock | 3,333 | $22.17 | $73,892.61 |
DisclosureSEC source: 0001084961-18-000002 · wf-form4_151631127999454.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,666 | $0.00 Strike: $22.17 | $0.00 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · derivative · entry 6 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 6,666 shares Expires 2022-04-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal installments on March 9, 2012, 2013 and 2014. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 8 | $43.10 | $344.80 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · nonDerivative · entry 5 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 1,500 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 992 | $42.42 | $42,080.64 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · nonDerivative · entry 4 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Indirect · PG Mountain Ventures LLC Disclosed balance after: 1,508 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.05, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 292 | $43.10 | $12,585.20 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · nonDerivative · entry 3 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,625 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | SaleCommon Stock | 37,254 | $42.42 | $1,580,314.68 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,917 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.10 to $43.05, inclusive. The reporting person undertakes to provide to Encore Capital Group, Inc., any security holder of Encore Capital Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 21:12 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Exercise / conversionCommon Stock | 6,666 | $22.17 | $147,785.22 |
DisclosureSEC source: 0001084961-17-000141 · wf-form4_151458195583762.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000089 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,801 Underlying: Common Stock · 3,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,939 | $26.25 | $50,898.75 |
DisclosureSEC source: 0001299709-17-000089 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,274 F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 26, 2017 Filed Aug 30, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 3,667 | $26.25 | $96,258.75 |
DisclosureSEC source: 0001299709-17-000089 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 26, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000079 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,468 Underlying: Common Stock · 3,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,939 | $26.50 | $51,383.50 |
DisclosureSEC source: 0001299709-17-000079 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,546 F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2017 Filed Aug 25, 2017 01:40 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 3,666 | $26.50 | $97,149.00 |
DisclosureSEC source: 0001299709-17-000079 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:08 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 22,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000068 · edgardoc.xml · derivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,134 Underlying: Common Stock · 22,800 shares Expires not disclosed F1 · security: Grant to the reporting person on August 17, 2017 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionRestricted Stock Units · Derivative | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-17-000060 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,334 Underlying: Common Stock · 3,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Tax withholdingCommon Stock | 1,940 | $26.97 | $52,321.80 |
DisclosureSEC source: 0001299709-17-000060 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,819 F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 06, 2017 Filed Aug 10, 2017 19:05 UTC | Axos Financial, Inc. BOFI · Entity 3860 | Exercise / conversionCommon Stock | 3,668 | $26.97 | $98,925.96 |
DisclosureSEC source: 0001299709-17-000060 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 23:45 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantEmployee Stock Option (right to buy) · Derivative | 41,617 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001084961-17-000038 · wf-form4_148944871467890.xml · derivative · entry 4 Grinberg Paul · CIK 0001303829 · Grp Exec, Intl & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,617 Underlying: Common Stock · 41,617 shares Expires 2024-03-09 F3 · derivative.exercise_date: The option vests and becomes exercisable, if at all, in installments over a three-year period, with one-third vesting on March 9, 2018, one-third vesting on March 9, 2019 and the remaining one-third vesting on March 9, 2020, but only if and when the 20 trading day average of the NASDAQ-reported closing price per share of the Company's common stock (subject to certain adjustments) exceeds $38.6875 per share. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 23:45 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Tax withholdingCommon Stock | 5,117 | $30.95 | $158,371.15 |
DisclosureSEC source: 0001084961-17-000038 · wf-form4_148944871467890.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Grp Exec, Intl & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,505 F2 · kind: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 23:45 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 15,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001084961-17-000038 · wf-form4_148944871467890.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Grp Exec, Intl & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,622 F1 · shares: Grant to the reporting person on March 9, 2017 of restricted stock awards ("RSAs") under the Encore Capital Group, Inc. 2013 Incentive Compensation Plan. The RSAs are subject to vesting and vest in annual installments over a three-year period, with one-third vesting on March 9, 2018, one-third vesting on March 9, 2019, and the remaining one-third vesting on March 9, 2020. Read SEC document |
| February 21, 2017 Filed Feb 24, 2017 01:27 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | GrantCommon Stock | 13,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001084961-17-000022 · wf-form4_148789961780617.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Grp Exec, Intl & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,275 F1 · shares: Grant to the reporting person of restricted stock awards ("RSAs") under the Encore Capital Group, Inc. 2013 Incentive Compensation Plan. The RSAs are subject to vesting and vest in equal installments, with one-half vesting on December 31, 2018 and one-half vesting on December 31, 2019. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:10 UTC | ENCORE CAPITAL GROUP INC ECPG · Entity 1189 | Tax withholdingCommon Stock | 11,787 | $28.65 | $337,697.55 |
DisclosureSEC source: 0001084961-17-000002 · wf-form4_148356420854160.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Grp Exec, Intl & Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,982 F1 · kind: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 23:22 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000294 · edgardoc.xml · derivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,002 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.