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person · Reporting owner

Grinberg Paul

Disclosed activity across 8 companies

Tapewire entity
18363
SEC CIK
0001303829

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Avalanche Treasury CorpAVAT · Entity 7502DirectorAugust 27, 2026August 31, 2026
Axos Financial, Inc.AX · Entity 3860DirectorNovember 14, 2025November 19, 2025
CoinShares PLCCSHR · Entity 5168DirectorMarch 31, 2026April 10, 2026
Mountain Lake Acquisition Corp. IIMLAAU · Entity 9297Director · CEO · 10% ownerMarch 16, 2026March 18, 2026
RMG ML Sports HoldingsSHOT · Entity 5998DirectorJune 09, 2026June 09, 2026
Social Leverage Acquisition Corp ISLAC · Entity 142751Director · COB of DirectorsFebruary 11, 2021February 11, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Avalanche Treasury Corp

Report date August 27, 2026 · Filed August 31, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2036-08-27Direct544,373 Reported balance After 2026-08-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-27 · Grant · Acquired 66,363 · Balance 544,373

F1: Represents the initial award of stock options for his service as director. The initial option awards vest in three equal installments during each of the first three 12-month periods following the Grant Date on the earlier to occur during each such 12-month period of (i) the anniversary of the Grant Date and (ii) the annual meeting of the Company's stockholders, subject to the director's continued service with the Company or an affiliate through the vesting date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.63 · Expires 2036-08-27Direct571,281 Reported balance After 2026-08-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-27 · Grant · Acquired 26,908 · Balance 571,281

F2: Represents the annual award of stock options for his service as director. The annual option awards vest in full on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the first annual meeting of the Company's stockholders to occur following the Grant Date, subject to the director's continued service with the Company or an affiliate through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the initial award of stock options for his service as director. The initial option awards vest in three equal installments during each of the first three 12-month periods following the Grant Date on the earlier to occur during each such 12-month period of (i) the anniversary of the Grant Date and (ii) the annual meeting of the Company's stockholders, subject to the director's continued service with the Company or an affiliate through the vesting date.

F2: Represents the annual award of stock options for his service as director. The annual option awards vest in full on the earlier to occur of (i) the first anniversary of the Grant Date and (ii) the first annual meeting of the Company's stockholders to occur following the Grant Date, subject to the director's continued service with the Company or an affiliate through the vesting date.

Axos Financial, Inc.

Report date November 14, 2025 · Filed November 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect119,728 Last balance in matching sequence After 2025-11-14 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-11-14 · Exercise / conversion · Acquired 12,865 · Balance 126,160

F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

Row 2 · 2025-11-14 · Disposition to issuer · Disposed 6,432 · Balance 119,728

F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

F2: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-11-14 · Exercise / conversion · Disposed 12,865 · Balance 0

F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5: The RSUs fully vest on the one year anniversary of the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,845 Reported balance After 2025-11-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-11-14 · Grant · Acquired 10,845 · Balance 10,845

F6: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7: The RSU's fully vest on January 3, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

F2: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

F3: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5: The RSUs fully vest on the one year anniversary of the grant date.

F6: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F7: The RSU's fully vest on January 3, 2027.

CoinShares PLC

Report date March 31, 2026 · Filed April 10, 2026

This filing explicitly reported no securities owned.

Mountain Lake Acquisition Corp. II

Report date March 16, 2026 · Filed March 18, 2026

Jointly reported with MOUNTAIN LAKE ACQUISITION SPONSOR II LLC, Horlick Douglas

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect12,000,000 Reported balance After 2026-03-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-03-16 · Other · Disposed 6,000 · Balance 12,000,000

F1: As described in the registration statement on Form S-1 (File No. 333-291833) of Mountain Lake Acquisition Corp. II (the "Issuer") under the heading "Description of Securities - Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F2: As contemplated in connection with the initial public offering of the Issuer, 6,000 Class B ordinary shares of the Issuer held by Mountain Lake Acquisition Sponsor II LLC (the "Sponsor") were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F3: Paul Grinberg and Douglas Horlick are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Grinberg and Horlick may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Grinberg and Horlick disclaim any beneficial ownership except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registration statement on Form S-1 (File No. 333-291833) of Mountain Lake Acquisition Corp. II (the "Issuer") under the heading "Description of Securities - Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. The Class B ordinary shares have no expiration date.

F2: As contemplated in connection with the initial public offering of the Issuer, 6,000 Class B ordinary shares of the Issuer held by Mountain Lake Acquisition Sponsor II LLC (the "Sponsor") were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.

F3: Paul Grinberg and Douglas Horlick are the managing members of the Sponsor and hold voting and investment discretion with respect to the Class B ordinary shares held of record by the Sponsor. As such, Messrs. Grinberg and Horlick may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Messrs. Grinberg and Horlick disclaim any beneficial ownership except to the extent of their pecuniary interest therein.

RMG ML Sports Holdings

Report date June 09, 2026 · Filed June 09, 2026

This filing explicitly reported no securities owned.

Social Leverage Acquisition Corp I

Report date February 11, 2021 · Filed February 11, 2021

This filing explicitly reported no securities owned.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ENCORE CAPITAL GROUP INC

Report date December 31, 2018 · Filed January 03, 2019

Section 16 reporting ended · disclosed 2019-01-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect165,521 Reported balance After 2018-12-31 transaction · row 1
1 source row

Row 1 · 2018-12-31 · Tax withholding · Disposed 3,295 · Balance 165,521

F1: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards.

Filing footnotes · ownership attribution and instrument terms

F1: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards.

Mountain Lake Acquisition Corp.

Report date June 11, 2026 · Filed June 15, 2026

Section 16 reporting ended · disclosed 2026-06-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A ordinary shares, par value $0.0001 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Disposition to issuer · Disposed 478,010 · Balance 0

F2: In connection with the SPAC Merger (as defined in the Business Combination Agreement), an aggregate of 478,010 Class A ordinary shares held by the Reporting Person were exchanged into an equal number of shares of Class A common stock, par value $0.01 per share, of Pubco. Following such transaction, the Reporting Person owns zero Class A ordinary shares.

Class B ordinary shares, par value $0.0001 per shareSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Exercise / conversion · Disposed 478,010 · Balance 0

F1: As described in the registration statement on Form S-1 (File No. 333-281410) of the Issuer under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments.

F3: On June 11, 2026, in connection with the consummation of the transactions contemplated by the Business Combination Agreement dated October 1, 2025 (as amended on January 13,2026 and March 17, 2026, the "Business Combination Agreement" and the transactions contemplated thereto, the "Business Combination"), by and among the Issuer, Avalanche Treasury Corporation, a Delaware corporation ("Pubco") and the other parties thereto, 478,010 Class B ordinary shares were converted into an aggregate of 478,010 Class A ordinary shares (the "Class B Conversion"). Following the Class B Conversion, the Reporting Person owns zero Class B ordinary shares.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registration statement on Form S-1 (File No. 333-281410) of the Issuer under the heading "Description of Securities--Founder Shares," the Class B ordinary shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments.

F2: In connection with the SPAC Merger (as defined in the Business Combination Agreement), an aggregate of 478,010 Class A ordinary shares held by the Reporting Person were exchanged into an equal number of shares of Class A common stock, par value $0.01 per share, of Pubco. Following such transaction, the Reporting Person owns zero Class A ordinary shares.

F3: On June 11, 2026, in connection with the consummation of the transactions contemplated by the Business Combination Agreement dated October 1, 2025 (as amended on January 13,2026 and March 17, 2026, the "Business Combination Agreement" and the transactions contemplated thereto, the "Business Combination"), by and among the Issuer, Avalanche Treasury Corporation, a Delaware corporation ("Pubco") and the other parties thereto, 478,010 Class B ordinary shares were converted into an aggregate of 478,010 Class A ordinary shares (the "Class B Conversion"). Following the Class B Conversion, the Reporting Person owns zero Class B ordinary shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2021 Filed Sep 2, 2021 00:49 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 7,400 $0.00 $0.00
Disclosure

SEC source: 0001299709-21-000194 · edgardoc.xml · derivative · entry 4

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,084

Underlying: Common Stock · 7,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 00:49 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 18,150 $0.00 $0.00
Disclosure

SEC source: 0001299709-21-000194 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,484

Underlying: Common Stock · 18,150 shares

Expires not disclosed

F3 · security: Grant to the reporting person on August 31, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 00:49 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 2,738 $48.48 $132,738.24
Disclosure

SEC source: 0001299709-21-000194 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,507

F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 00:49 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 7,400 $48.48 $358,752.00
Disclosure

SEC source: 0001299709-21-000194 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 01, 2021 Filed Aug 5, 2021 00:27 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 8,067 $0.00 $0.00
Disclosure

SEC source: 0001299709-21-000148 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,334

Underlying: Common Stock · 8,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 01, 2021 Filed Aug 5, 2021 00:27 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 2,984 $47.85 $142,784.40
Disclosure

SEC source: 0001299709-21-000148 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,845

F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 01, 2021 Filed Aug 5, 2021 00:27 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 8,067 $47.85 $386,005.95
Disclosure

SEC source: 0001299709-21-000148 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 1, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 00:32 UTC Axos Financial, Inc. AX · Entity 3860 GiftCommon Stock 45,850 $37.47 $1,717,999.50
Disclosure

SEC source: 0001299709-20-000280 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,762

F1 · security: Gift by Paul Grinberg to the PG Mountain Ventures, LLC with no beneficial ownership retained.

Read SEC document
September 23, 2020 Filed Sep 25, 2020 21:26 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 495 $21.55 $10,667.25
Disclosure

SEC source: 0001299709-20-000243 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,612

F1 · security: Represents shares of Common Stock net settled on September 23, 2020, following the issuance of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2004 Stock Incentive Plan. The shares were originally reported on Mr. Grinberg's 8/21/2008 Form 4 and Form 4/A, and vested on September 21 2009, August 21 2010, and August 21 2011 at prices of $1.72, $2.91, $3.31, respectfully. Mr. Grinberg made an election to defer the issuance of these securities until September 23, 2020.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 05, 2020 Filed Sep 9, 2020 20:30 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 8,067 $0.00 $0.00
Disclosure

SEC source: 0001299709-20-000220 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,401

Underlying: Common Stock · 8,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
September 05, 2020 Filed Sep 9, 2020 20:30 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 2,984 $24.91 $74,331.44
Disclosure

SEC source: 0001299709-20-000220 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,107

F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 05, 2020 Filed Sep 9, 2020 20:30 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 8,067 $24.91 $200,948.97
Disclosure

SEC source: 0001299709-20-000220 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 05, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 20:46 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 22,200 $0.00 $0.00
Disclosure

SEC source: 0001299709-20-000178 · edgardoc.xml · derivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,468

Underlying: Common Stock · 22,200 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 31, 2020 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 00:11 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 7,600 $0.00 $0.00
Disclosure

SEC source: 0001299709-20-000151 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,268

Underlying: Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 00:11 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 2,812 $24.87 $69,934.44
Disclosure

SEC source: 0001299709-20-000151 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,024

F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 00:11 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 7,600 $24.87 $189,012.00
Disclosure

SEC source: 0001299709-20-000151 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 21:33 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 8,066 $0.00 $0.00
Disclosure

SEC source: 0001299709-20-000133 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,868

Underlying: Common Stock · 8,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 21:33 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 2,984 $22.41 $66,871.44
Disclosure

SEC source: 0001299709-20-000133 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,236

F1 · security: Represents shares of Common Stock issued on August 01, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 21:33 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 8,066 $22.41 $180,759.06
Disclosure

SEC source: 0001299709-20-000133 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 01, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 22:03 UTC Axos Financial, Inc. AX · Entity 3860 PurchaseCommon Stock 12,800 $20.00 $256,000.00
Disclosure

SEC source: 0001299709-20-000030 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,268

Read SEC document
December 20, 2019 Filed Aug 6, 2020 21:11 UTC Axos Financial, Inc. AX · Entity 3860 GiftCommon Stock 7,114 $30.20 $214,842.80
Disclosure

SEC source: 0001299709-20-000137 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,154

F1 · shares: This transaction represents a charitable donation of 7,114 shares of common stock of the Issuer to a charitable fund on December 20, 2019. The Issuer's common stock closed at $30.20 that day, resulting in a value for the donation of $214,842.80.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 23:30 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 8,066 $0.00 $0.00
Disclosure

SEC source: 0001299709-19-000156 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,934

Underlying: Common Stock · 8,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 23:30 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 3,341 $25.91 $86,565.31
Disclosure

SEC source: 0001299709-19-000156 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,468

F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 23:30 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 8,066 $25.91 $208,990.06
Disclosure

SEC source: 0001299709-19-000156 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2019 Filed Aug 27, 2019 17:04 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-19-000130 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2019 Filed Aug 27, 2019 17:04 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 1,736 $24.91 $43,243.76
Disclosure

SEC source: 0001299709-19-000130 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,743

F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2019 Filed Aug 27, 2019 17:04 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 3,667 $24.91 $91,344.97
Disclosure

SEC source: 0001299709-19-000130 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 19:54 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 7,600 $0.00 $0.00
Disclosure

SEC source: 0001299709-19-000108 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,667

Underlying: Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 19:54 UTC Axos Financial, Inc. AX · Entity 3860 Tax withholdingCommon Stock 3,486 $27.12 $94,540.32
Disclosure

SEC source: 0001299709-19-000108 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,812

F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2019 Filed Aug 20, 2019 19:54 UTC Axos Financial, Inc. AX · Entity 3860 Exercise / conversionCommon Stock 7,600 $27.12 $206,112.00
Disclosure

SEC source: 0001299709-19-000108 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:06 UTC Axos Financial, Inc. AX · Entity 3860 GrantRestricted Stock Units · Derivative 24,200 $0.00 $0.00
Disclosure

SEC source: 0001299709-19-000081 · edgardoc.xml · derivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,267

Underlying: Common Stock · 24,200 shares

Expires not disclosed

F1 · security: Grant to the reporting person on August 1, 2019 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:27 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 Tax withholdingCommon Stock 3,295 $23.50 $77,432.50
Disclosure

SEC source: 0001084961-19-000010 · wf-form4_154655442522968.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,521

F1 · kind: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards.

Read SEC document
September 05, 2018 Filed Sep 8, 2018 00:28 UTC Axos Financial, Inc. BOFI · Entity 3860 GrantRestricted Stock Units · Derivative 24,200 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000104 · edgardoc.xml · derivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,067

Underlying: Common Stock · 24,200 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 5, 2018 of restricted stock units ("RSUs") under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · derivative · entry 6

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,867

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Tax withholdingCommon Stock 1,844 $37.87 $69,832.28
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 4

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,698

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 26, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionCommon Stock 3,667 $37.87 $138,869.29
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 3,667 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · derivative · entry 5

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,534

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Tax withholdingCommon Stock 1,844 $37.87 $69,832.28
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,875

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 01:55 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionCommon Stock 3,667 $37.87 $138,869.29
Disclosure

SEC source: 0001299709-18-000094 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 24, 2018 and August 26, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionRestricted Stock Units · Derivative 7,600 $0.00 $0.00
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,201

Underlying: Common Stock · 7,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Axos Financial, Inc. BOFI · Entity 3860 Tax withholdingCommon Stock 3,822 $37.67 $143,974.74
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,052

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 22:40 UTC Axos Financial, Inc. BOFI · Entity 3860 Exercise / conversionCommon Stock 7,600 $37.67 $286,292.00
Disclosure

SEC source: 0001299709-18-000077 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 17, 2018 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,334 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · derivative · entry 6

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2022-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal installments on March 9, 2012, 2013 and 2014.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 SaleCommon Stock 89 $43.95 $3,911.55
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · nonDerivative · entry 5

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · PG Mountain Ventures LLC

Disclosed balance after: 0

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.

F3 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.95 to $43.98 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 SaleCommon Stock 411 $44.21 $18,170.31
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · nonDerivative · entry 4

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Indirect · PG Mountain Ventures LLC

Disclosed balance after: 89

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.

F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.98 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote.

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March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 SaleCommon Stock 3,346 $43.95 $147,056.70
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · nonDerivative · entry 3

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,168

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.

F3 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.95 to $43.98 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote.

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March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 SaleCommon Stock 15,429 $44.21 $682,116.09
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,514

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.

F2 · price: This price represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.98 inclusive. The reporting person undertakes to provide Encore, any security holder of Encore, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares hold at each separate price within the range set forth in this footnote.

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March 14, 2018 Filed Mar 16, 2018 20:37 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 Exercise / conversionCommon Stock 3,334 $22.17 $73,914.78
Disclosure

SEC source: 0001084961-18-000034 · wf-form4_152123262773973.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2017 as part of the reporting person's financial planning to diversify his stockholdings.

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March 09, 2018 Filed Mar 13, 2018 22:39 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 Tax withholdingCommon Stock 5,435 $45.70 $248,379.50
Disclosure

SEC source: 0001084961-18-000026 · wf-form4_152098072377073.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,609

F2 · kind: Disposal relates to the withholding of securities for the payment of the tax liability incident to the vesting of stock awards.

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March 09, 2018 Filed Mar 13, 2018 22:39 UTC ENCORE CAPITAL GROUP INC ECPG · Entity 1189 GrantCommon Stock 9,299 $0.00 $0.00
Disclosure

SEC source: 0001084961-18-000026 · wf-form4_152098072377073.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,044

F1 · shares: Grant to the reporting person on March 9, 2018 of restricted stock units ("RSUs") under the Encore Capital Group, Inc. 2017 Incentive Award Plan. The RSUs are subject to vesting and vest in annual installments over a three-year period, with one-third vesting on March 9, 2019, one-third vesting on March 9, 2020, and the remaining one-third vesting on March 9, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.