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Callicotte Lisa

Disclosed activity across 1 company

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18228
SEC CIK
0001582473

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
U S GLOBAL INVESTORS INCGROW · Entity 7316CFOSeptember 30, 2026October 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

U S GLOBAL INVESTORS INC

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect39,536 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Other · Acquired 328 · Balance 39,536

F1: Restricted stock purchase under employee stock purchase plan.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock purchase under employee stock purchase plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2022 Filed Aug 1, 2022 17:07 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 206 $4.19 $863.14
Disclosure

SEC source: 0000754811-22-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,381

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 15:53 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 194 $4.42 $857.48
Disclosure

SEC source: 0000754811-22-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,175

F1 · kind: Restricted stock purchases under employee stock purchase plan.

Read SEC document
May 31, 2022 Filed Jun 1, 2022 18:50 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 179 $4.81 $860.99
Disclosure

SEC source: 0000754811-22-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,981

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 29, 2022 Filed May 2, 2022 16:59 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 158 $5.25 $829.50
Disclosure

SEC source: 0000754811-22-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 16:18 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 154 $5.20 $800.80
Disclosure

SEC source: 0000754811-22-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,644

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 20:43 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 142 $5.62 $798.04
Disclosure

SEC source: 0000754811-22-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,490

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 19:45 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 148 $5.40 $799.20
Disclosure

SEC source: 0000754811-22-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,348

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2021 Filed Jan 3, 2022 20:56 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 182 $4.40 $800.80
Disclosure

SEC source: 0000754811-22-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 17:06 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 154 $5.20 $800.80
Disclosure

SEC source: 0000754811-21-000018 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,018

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 29, 2021 Filed Nov 1, 2021 15:29 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 131 $6.13 $803.03
Disclosure

SEC source: 0000754811-21-000016 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,864

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 18:09 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 140 $5.69 $796.60
Disclosure

SEC source: 0000754811-21-000014 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,733

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 19:29 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 127 $6.32 $802.64
Disclosure

SEC source: 0000754811-21-000012 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,593

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 30, 2021 Filed Aug 2, 2021 17:25 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 138 $5.80 $800.40
Disclosure

SEC source: 0000754811-21-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,466

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 17:54 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 129 $6.19 $798.51
Disclosure

SEC source: 0000754811-21-000008 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,328

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 17:21 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 129 $6.22 $802.38
Disclosure

SEC source: 0000754811-21-000006 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,199

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2021 Filed May 3, 2021 15:56 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 18 $7.44 $133.92
Disclosure

SEC source: 0000754811-21-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,070

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 14:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 19 $6.98 $132.62
Disclosure

SEC source: 0000754811-21-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,052

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 16:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 19 $6.99 $132.81
Disclosure

SEC source: 0000754811-21-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,033

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 29, 2021 Filed Feb 1, 2021 16:41 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 24 $5.55 $133.20
Disclosure

SEC source: 0000754811-21-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,014

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 18:40 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 24 $5.45 $130.80
Disclosure

SEC source: 0000754811-21-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,990

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 17:25 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 32 $4.15 $132.80
Disclosure

SEC source: 0000754811-20-000047 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,966

F1 · kind: Restricted Stock Purchase under employee stock purchase plan.

Read SEC document
October 30, 2020 Filed Nov 2, 2020 17:34 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 52 $2.57 $133.64
Disclosure

SEC source: 0000754811-20-000046 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,934

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 05, 2020 Filed Oct 6, 2020 21:27 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 800 $2.50 $2,000.00
Disclosure

SEC source: 0000754811-20-000041 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,882

F1 · kind: Restricted stock award to officer under the 2010 Stock Incentive Plan.

Read SEC document
September 30, 2020 Filed Oct 1, 2020 16:07 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 50 $2.38 $119.00
Disclosure

SEC source: 0000754811-20-000037 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,082

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 15:49 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 31 $3.70 $114.70
Disclosure

SEC source: 0000754811-20-000033 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,032

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 17:26 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 35 $3.35 $117.25
Disclosure

SEC source: 0000754811-20-000029 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,001

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 18:58 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 62 $1.90 $117.80
Disclosure

SEC source: 0000754811-20-000025 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,966

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 18:19 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 56 $2.09 $117.04
Disclosure

SEC source: 0000754811-20-000021 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,904

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2020 Filed May 1, 2020 16:59 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 71 $1.66 $117.86
Disclosure

SEC source: 0000754811-20-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,848

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 13:28 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 121 $0.97 $117.37
Disclosure

SEC source: 0000754811-20-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,777

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 19:29 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 109 $1.08 $117.72
Disclosure

SEC source: 0000754811-20-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,656

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:50 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 90 $1.31 $117.90
Disclosure

SEC source: 0000754811-20-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:56 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 82 $1.44 $118.08
Disclosure

SEC source: 0000754811-20-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,457

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 21:23 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 81 $1.45 $117.45
Disclosure

SEC source: 0000754811-19-000049 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,375

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 19:51 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 79 $1.48 $116.92
Disclosure

SEC source: 0000754811-19-000045 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,294

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2019 Filed Oct 1, 2019 20:36 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherCLASS A Common Stock 59 $1.99 $117.41
Disclosure

SEC source: 0000754811-19-000041 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,215

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 15:56 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherCLASS A Common Stock 55 $2.15 $118.25
Disclosure

SEC source: 0000754811-19-000035 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,156

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 17:44 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherCLASS A Common Stock 67 $1.74 $116.58
Disclosure

SEC source: 0000754811-19-000031 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,101

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 15:30 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherCLASS A Common Stock 65 $1.81 $117.65
Disclosure

SEC source: 0000754811-19-000027 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,034

F1 · kind: Restricted stock purchase under employee stock purchase Plan.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:22 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherCLASS A Common Stock 105 $1.12 $117.60
Disclosure

SEC source: 0000754811-19-000023 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,969

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2019 Filed May 2, 2019 19:03 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 99 $1.18 $116.82
Disclosure

SEC source: 0000754811-19-000019 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,864

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 29, 2019 Filed Apr 1, 2019 15:34 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 108 $1.09 $117.72
Disclosure

SEC source: 0000754811-19-000018 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 18:01 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 90 $1.31 $117.90
Disclosure

SEC source: 0000754811-19-000014 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,657

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 19:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 94 $1.25 $117.50
Disclosure

SEC source: 0000754811-19-000008 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,567

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 18:13 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 107 $1.10 $117.70
Disclosure

SEC source: 0000754811-19-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,473

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
November 30, 2018 Filed Dec 4, 2018 17:26 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 104 $1.13 $117.52
Disclosure

SEC source: 0000754811-18-000052 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,366

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
October 31, 2018 Filed Nov 2, 2018 19:32 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 90 $1.31 $117.90
Disclosure

SEC source: 0000754811-18-000048 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,262

F1 · kind: Restricted Stock Purchase Under employee stock purchase plan

Read SEC document
September 28, 2018 Filed Oct 2, 2018 14:54 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 77 $1.52 $117.04
Disclosure

SEC source: 0000754811-18-000044 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,172

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
August 31, 2018 Filed Sep 5, 2018 13:29 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 69 $1.62 $111.78
Disclosure

SEC source: 0000754811-18-000040 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,095

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document
July 31, 2018 Filed Aug 1, 2018 21:15 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 69 $1.63 $112.47
Disclosure

SEC source: 0000754811-18-000036 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,026

F1 · kind: Restricted stock purchase under employee stock purchase plan

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.