Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| U S GLOBAL INVESTORS INCGROW · Entity 7316 | CFO | September 30, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
U S GLOBAL INVESTORS INC
Report date September 30, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,536 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Other · Acquired 328 · Balance 39,536 F1: Restricted stock purchase under employee stock purchase plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock purchase under employee stock purchase plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2018 Filed Jul 3, 2018 15:18 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 71 | $1.61 | $114.31 |
DisclosureSEC source: 0000754811-18-000032 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,957 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 15:27 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 48 | $2.31 | $110.88 |
DisclosureSEC source: 0000754811-18-000028 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,886 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| April 30, 2018 Filed May 1, 2018 19:34 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 41 | $2.77 | $113.57 |
DisclosureSEC source: 0000754811-18-000023 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,838 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 16:32 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common Stock | 44 | $2.53 | $111.32 |
DisclosureSEC source: 0000754811-18-000018 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,797 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:31 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A Common (Stock Options) · Derivative | 2,000 | $2.74 Strike: $2.74 | $5,480.00 |
DisclosureSEC source: 0000754811-18-000016 · primary_doc.xml · derivative · entry 2 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Class A Common (Stock Options) · 2,000 shares Expires 2028-03-21 F1 · kind: A grant of an option to purchase 2,000 shares of GROW at an exercise price of $2.74. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 18:44 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 34 | $3.40 | $115.60 |
DisclosureSEC source: 0000754811-18-000012 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,753 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 19:04 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 32 | $3.46 | $110.72 |
DisclosureSEC source: 0000754811-18-000007 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,719 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 18:16 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 29 | $3.90 | $113.10 |
DisclosureSEC source: 0000754811-18-000002 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,687 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:53 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 27 | $4.12 | $111.24 |
DisclosureSEC source: 0000754811-17-000096 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,658 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 19:53 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 43 | $2.61 | $112.23 |
DisclosureSEC source: 0000754811-17-000085 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,631 F1 · kind: Restricted stock purchase under employees stock purchase plan Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 17:19 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 53 | $2.13 | $112.89 |
DisclosureSEC source: 0000754811-17-000075 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,588 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 19:07 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 84 | $1.33 | $111.72 |
DisclosureSEC source: 0000754811-17-000066 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,535 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 15:54 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 82 | $1.37 | $112.34 |
DisclosureSEC source: 0000754811-17-000057 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,451 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 15:08 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 74 | $1.52 | $112.48 |
DisclosureSEC source: 0000754811-17-000051 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,369 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 21:39 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 76 | $1.49 | $113.24 |
DisclosureSEC source: 0000754811-17-000044 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,295 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| April 28, 2017 Filed May 2, 2017 15:51 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 85 | $1.33 | $113.05 |
DisclosureSEC source: 0000754811-17-000036 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,219 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:55 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 72 | $1.56 | $112.32 |
DisclosureSEC source: 0000754811-17-000026 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,134 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:59 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 61 | $1.84 | $112.24 |
DisclosureSEC source: 0000754811-17-000015 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,062 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 15:37 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 64 | $1.75 | $112.00 |
DisclosureSEC source: 0000754811-17-000007 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 17:33 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 83 | $1.36 | $112.88 |
DisclosureSEC source: 0000754811-17-000002 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,937 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 15:31 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 78 | $1.44 | $112.32 |
DisclosureSEC source: 0000754811-16-000208 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,854 F1 · kind: Restricted stock purchase under employee stock purchase plan Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 15:18 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 71 | $1.60 | $113.60 |
DisclosureSEC source: 0000754811-16-000198 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,776 F1 · kind: restricted stock purchase under employee stock purchase plan Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 19:20 UTC | U S GLOBAL INVESTORS INC GROW · Entity 7316 | OtherClass A common stock | 61 | $1.84 | $112.24 |
DisclosureSEC source: 0000754811-16-000187 · primary_doc.xml · nonDerivative · entry 1 Callicotte Lisa · CIK 0001582473 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,705 F1 · kind: restricted stock purchase under employee stock purchase plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.