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Callicotte Lisa

Disclosed activity across 1 company

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18228
SEC CIK
0001582473

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
U S GLOBAL INVESTORS INCGROW · Entity 7316CFOSeptember 30, 2026October 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

U S GLOBAL INVESTORS INC

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect39,536 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Other · Acquired 328 · Balance 39,536

F1: Restricted stock purchase under employee stock purchase plan.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock purchase under employee stock purchase plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 1, 2026 21:20 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 328 $2.88 $944.64
Disclosure

SEC source: 0001582473-26-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,536

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 22:07 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 289 $3.27 $945.03
Disclosure

SEC source: 0001582473-26-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,208

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 15:44 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 331 $2.86 $946.66
Disclosure

SEC source: 0001582473-26-000008 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,919

F1 · kind: Restricted stock purchase under the employee stock purchase plan.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 18:29 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 303 $3.12 $945.36
Disclosure

SEC source: 0001582473-26-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,588

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 15:53 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 359 $2.64 $947.76
Disclosure

SEC source: 0001582473-26-000006 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,285

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2026 Filed May 1, 2026 16:35 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 359 $2.63 $944.17
Disclosure

SEC source: 0001582473-26-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,926

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 18:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 382 $2.48 $947.36
Disclosure

SEC source: 0001582473-26-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,567

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 27, 2026 Filed Mar 2, 2026 19:54 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 284 $3.33 $945.72
Disclosure

SEC source: 0001582473-26-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,185

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 30, 2026 Filed Feb 2, 2026 16:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 285 $3.32 $946.20
Disclosure

SEC source: 0001582473-26-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,901

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 17:15 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 392 $2.41 $944.72
Disclosure

SEC source: 0001582473-26-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,616

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 23:12 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0001582473-25-000006 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,224

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2025 Filed Nov 3, 2025 22:10 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 380 $2.49 $946.20
Disclosure

SEC source: 0001582473-25-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,836

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 17:17 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 344 $2.75 $946.00
Disclosure

SEC source: 0001582473-25-000004 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,456

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 29, 2025 Filed Sep 2, 2025 21:30 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-25-000020 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,112

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 21:15 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 395 $2.39 $944.05
Disclosure

SEC source: 0000754811-25-000018 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,724

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 16:48 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 364 $2.60 $946.40
Disclosure

SEC source: 0000754811-25-000016 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,329

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 14:02 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 430 $2.20 $946.00
Disclosure

SEC source: 0000754811-25-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,965

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 30, 2025 Filed May 1, 2025 20:55 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 444 $2.13 $945.72
Disclosure

SEC source: 0000754811-25-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,535

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 18:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 419 $2.26 $946.94
Disclosure

SEC source: 0000754811-25-000010 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,091

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 20:25 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 391 $2.42 $946.22
Disclosure

SEC source: 0000754811-25-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,672

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 18:26 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 384 $2.46 $944.64
Disclosure

SEC source: 0000754811-25-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,281

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 20:44 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-25-000002 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,897

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 18:33 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 388 $2.44 $946.72
Disclosure

SEC source: 0000754811-24-000023 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,509

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 17:45 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 386 $2.45 $945.70
Disclosure

SEC source: 0000754811-24-000021 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,121

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 19:42 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 367 $2.58 $946.86
Disclosure

SEC source: 0000754811-24-000019 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,735

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 19:05 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 369 $2.56 $944.64
Disclosure

SEC source: 0000754811-24-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,368

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 18:45 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 357 $2.65 $946.05
Disclosure

SEC source: 0000754811-24-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,999

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 19:03 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 363 $2.61 $947.43
Disclosure

SEC source: 0000754811-24-000013 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,642

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 16:44 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 366 $2.58 $944.28
Disclosure

SEC source: 0000754811-24-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,279

F1 · kind: Restricted stock purchase under employee purchase plan.

Read SEC document
April 30, 2024 Filed May 1, 2024 17:32 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 355 $2.67 $947.85
Disclosure

SEC source: 0000754811-24-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,913

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 28, 2024 Filed Apr 1, 2024 17:19 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 340 $2.78 $945.20
Disclosure

SEC source: 0000754811-24-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,558

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 17:52 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 363 $2.61 $947.43
Disclosure

SEC source: 0000754811-24-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,218

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2024 Filed Feb 1, 2024 19:26 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 323 $2.92 $943.16
Disclosure

SEC source: 0000754811-24-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,855

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 17:43 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 336 $2.82 $947.52
Disclosure

SEC source: 0000754811-24-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,532

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 16:50 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 321 $2.95 $946.95
Disclosure

SEC source: 0000754811-23-000023 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,196

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2023 Filed Nov 1, 2023 16:56 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 344 $2.75 $946.00
Disclosure

SEC source: 0000754811-23-000021 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,875

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:46 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 332 $2.85 $946.20
Disclosure

SEC source: 0000754811-23-000019 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,531

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2023 Filed Sep 1, 2023 16:47 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 300 $3.01 $903.00
Disclosure

SEC source: 0000754811-23-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,199

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 16:26 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 269 $3.19 $858.11
Disclosure

SEC source: 0000754811-23-000015 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,899

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
June 30, 2023 Filed Jul 3, 2023 16:25 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 281 $3.06 $859.86
Disclosure

SEC source: 0000754811-23-000014 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,630

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 18:07 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 326 $2.64 $860.64
Disclosure

SEC source: 0000754811-23-000011 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,349

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
April 28, 2023 Filed May 1, 2023 15:13 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 314 $2.74 $860.36
Disclosure

SEC source: 0000754811-23-000009 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,023

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:19 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 322 $2.67 $859.74
Disclosure

SEC source: 0000754811-23-000007 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,709

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 17:38 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 303 $2.84 $860.52
Disclosure

SEC source: 0000754811-23-000005 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
January 31, 2023 Filed Feb 1, 2023 19:25 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 275 $3.13 $860.75
Disclosure

SEC source: 0000754811-23-000003 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,084

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 20:53 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 297 $2.89 $858.33
Disclosure

SEC source: 0000754811-23-000001 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 15:16 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 307 $2.80 $859.60
Disclosure

SEC source: 0000754811-22-000024 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,512

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 18:45 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 297 $2.90 $861.30
Disclosure

SEC source: 0000754811-22-000022 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,205

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:07 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 300 $2.87 $861.00
Disclosure

SEC source: 0000754811-22-000020 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,908

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 17:34 UTC U S GLOBAL INVESTORS INC GROW · Entity 7316 OtherClass A Common Stock 227 $3.78 $858.06
Disclosure

SEC source: 0000754811-22-000017 · primary_doc.xml · nonDerivative · entry 1

Callicotte Lisa · CIK 0001582473 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,608

F1 · kind: Restricted stock purchase under employee stock purchase plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.