Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LGL GROUP INCLGL · Entity 6820 | Vice President and COO | September 02, 2016 | September 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LGL GROUP INC
Report date September 02, 2016 · Filed September 30, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.90 · Expires 2021-09-02 | Direct | 15,000 |
Reported balance
After 2016-09-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-09-02 · Grant · Acquired 15,000 · Balance 15,000 F1: These options will vest as follows: 25% will vest on grant date; 25% will vest on the first anniversary of the grant date; 25% will vest on the second anniversary of the grant date; and the remaining 25% will vest on the third anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These options will vest as follows: 25% will vest on grant date; 25% will vest on the first anniversary of the grant date; 25% will vest on the second anniversary of the grant date; and the remaining 25% will vest on the third anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2016 Filed Sep 30, 2016 17:30 UTC | LGL GROUP INC LGL · Entity 6820 | GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $3.90 | $0.00 |
DisclosureSEC source: 0001140361-16-081185 · doc1.xml · derivative · entry 1 Mamazza Robert Jr · CIK 0001659406 · Vice President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: CommonStock · 15,000 shares Expires 2021-09-02 F1 · derivative.exercise_date: These options will vest as follows: 25% will vest on grant date; 25% will vest on the first anniversary of the grant date; 25% will vest on the second anniversary of the grant date; and the remaining 25% will vest on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.