Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Chief Technology Officer | August 28, 2026 | September 02, 2026 |
| FINISAR CORPFNSR · Entity 154739 | EVP and GM, 3D Sensing | September 24, 2019 | September 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,006 |
Reported balance
After 2026-08-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 5,373 · Balance 55,006 F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027. F2: Includes 197 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 66,966 |
Reported balance
After 2026-08-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-28 · Grant · Acquired 11,960 · Balance 66,966 F3: Represents shares issued upon payout of Performance Stock Units granted in August 2023. |
| Common StockSEC Table I · non-derivative | Direct | 54,104 |
Reported balance
After 2026-08-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-08-28 · Tax withholding · Disposed 12,862 · Balance 54,104 F4: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
| Common StockSEC Table I · non-derivative | Direct | 47,057 |
Reported balance
After 2026-08-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-08-31 · Sale · Disposed 7,047 · Balance 47,057 F5: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F6: Represents the weighted average of multiple sale transactions ranging in price from $275.20 to $281.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |
| Common StockSEC Table I · non-derivative | Direct | 41,027 |
Reported balance
After 2026-09-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-09-01 · Sale · Disposed 6,030 · Balance 41,027 F7: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F8: Represents the weighted average of multiple sale transactions ranging in price from $265.61 to $275.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.
F2: Includes 197 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.
F3: Represents shares issued upon payout of Performance Stock Units granted in August 2023.
F4: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
F5: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.
F6: Represents the weighted average of multiple sale transactions ranging in price from $275.20 to $281.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F7: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.
F8: Represents the weighted average of multiple sale transactions ranging in price from $265.61 to $275.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
FINISAR CORP
Report date September 24, 2019 · Filed September 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-24 · Disposition to issuer · Disposed 21,239 · Balance 71,982 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 71,982 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 34,833 |
Reported balance
After 2019-09-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-24 · Disposition to issuer · Disposed 11,972 · Balance 34,833 F2: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2146 shares of II-VI common stock and $15.94 in cash. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 0 |
Reported balance
After 2019-09-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-24 · Other · Disposed 34,833 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock.
F2: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2146 shares of II-VI common stock and $15.94 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 2, 2026 01:06 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 6,030 | $270.69 | $1,632,246.23 |
DisclosureSEC source: 0000899140-26-001037 · form4.xml · nonDerivative · entry 5 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,027 F7 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F8 · price: Represents the weighted average of multiple sale transactions ranging in price from $265.61 to $275.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| August 31, 2026 Filed Sep 2, 2026 01:06 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 7,047 | $276.83 | $1,950,834.40 |
DisclosureSEC source: 0000899140-26-001037 · form4.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,057 F5 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F6 · price: Represents the weighted average of multiple sale transactions ranging in price from $275.20 to $281.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| August 28, 2026 Filed Sep 2, 2026 01:06 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 12,862 | $295.39 | $3,799,306.18 |
DisclosureSEC source: 0000899140-26-001037 · form4.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 54,104 F4 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2026 Filed Sep 2, 2026 01:06 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 11,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000899140-26-001037 · form4.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 66,966 F3 · shares: Represents shares issued upon payout of Performance Stock Units granted in August 2023. Read SEC document |
| August 28, 2026 Filed Sep 2, 2026 01:06 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 5,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000899140-26-001037 · form4.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,006 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027. F2 · balance_after: Includes 197 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| March 10, 2026 Filed Mar 12, 2026 20:16 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 1,454 | $258.18 | $375,393.72 |
DisclosureSEC source: 0000899140-26-000319 · form4.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 49,436 F1 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:32 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 2,792 | $291.42 | $813,646.04 |
DisclosureSEC source: 0000899140-26-000312 · form4.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 50,890 F1 · kind: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2025. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $275.18 to $298.96. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 200 | $93.54 | $18,708.00 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 7 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,682 F8 · price: Represents the weighted average of multiple sale transactions ranging in price from $93.45 to $93.63. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 300 | $92.66 | $27,798.00 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 6 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,882 F7 · price: Represents the weighted average of multiple sale transactions ranging in price from $92.09 to $93.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 1,308 | $91.06 | $119,106.48 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 5 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,182 F6 · price: Represents the weighted average of multiple sale transactions ranging in price from $90.84 to $91.55. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company. Read SEC document |
| August 29, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 5,328 | $90.36 | $481,438.08 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,490 F5 · price: Represents the weighted average of multiple sale transactions ranging in price from $89.81 to $90.77. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Staff, the Company or a security holder of the Company. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 6,685 | $90.71 | $606,396.35 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,818 F4 · shares: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 4,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,503 F3 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2022. Read SEC document |
| August 28, 2025 Filed Sep 2, 2025 21:09 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 14,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-25-000830 · ownership.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP, Engineering 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,132 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2026. F2 · balance_after: Includes 119 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:00 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 13,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001661122-25-000001 · primary_doc.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,560 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on February 28, 2026. F2 · balance_after: Includes 223 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 14:18 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 12,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001661122-24-000002 · primary_doc.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,037 F2 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 28, 2025. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 14:18 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 3,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001661122-24-000002 · primary_doc.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,170 F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:39 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 783 | $0.00 | $0.00 |
DisclosureSEC source: 0001661122-24-000001 · primary_doc.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,706 F3 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:39 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 2,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001661122-24-000001 · primary_doc.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,489 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2021. F2 · balance_after: Includes 524 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:37 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionStock Options (Right to buy) · Derivative | 2,966 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001562180-23-008206 · primarydocument.xml · derivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,966 shares Expires 2029-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on November 28, 2020. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:37 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 9,901 | $40.01 | $396,148.91 |
DisclosureSEC source: 0001562180-23-008206 · primarydocument.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,701 F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2023. F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $40.00 to $40.20. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 22:37 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionCommon Stock | 2,966 | $29.50 | $87,497.00 |
DisclosureSEC source: 0001562180-23-008206 · primarydocument.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2023 Filed Sep 6, 2023 00:11 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 14,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006702 · primarydocument.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,636 F1 · shares: These shares represent a restricted stock unit award granted to the reporting person. The award will vest in three equal annual installments beginning on August 31, 2024. Read SEC document |
| August 28, 2023 Filed Aug 29, 2023 19:31 UTC | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 4,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-006602 · primarydocument.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,248 F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. F2 · balance_after: Includes 588 shares acquired in a non-reportable transaction through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:16 UTC | COHERENT CORP. COHR · Entity 1179 | GrantCommon Stock | 1,872 | $0.00 | $0.00 |
DisclosureSEC source: 0000820318-23-000023 · primary_doc.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,020 F1 · shares: Represents shares issued upon payout of Performance Share Units granted in August 2020. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 22:07 UTC Amendment | COHERENT CORP. COHR · Entity 1179 | Tax withholdingCommon Stock | 3,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000820318-23-000022 · primary_doc.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,148 F1 · kind: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. F2 · shares: On August 29, 2023, the reporting person filed a Form 4 which inadvertently reported an incorrect number of shares as having been withheld by the company to discharge withholding tax obligations of the reporting person. The correct number of shares withheld is reported in this amendment. F3 · balance_after: Includes 588 shares acquired in a non-reportable transaction through Coherent Corp.'s employee stock purchase plan. Read SEC document |
| May 30, 2023 Filed May 30, 2023 22:08 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionStock Options (Right to buy) · Derivative | 2,966 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001562180-23-004581 · primarydocument.xml · derivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,966 Underlying: Common Stock · 2,966 shares Expires 2029-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on November 28, 2020. Read SEC document |
| May 30, 2023 Filed May 30, 2023 22:08 UTC | COHERENT CORP. COHR · Entity 1179 | SaleCommon Stock | 2,966 | $40.50 | $120,123.00 |
DisclosureSEC source: 0001562180-23-004581 · primarydocument.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,230 Read SEC document |
| May 30, 2023 Filed May 30, 2023 22:08 UTC | COHERENT CORP. COHR · Entity 1179 | Exercise / conversionCommon Stock | 2,966 | $29.50 | $87,497.00 |
DisclosureSEC source: 0001562180-23-004581 · primarydocument.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:52 UTC | FINISAR CORP FNSR · Entity 154739 | OtherPerformance Restricted Stock Unit · Derivative | 34,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000098 · wf-form4_156946271568672.xml · derivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,833 shares Expires 2022-05-06 Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:52 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerPerformance Restricted Stock Unit · Derivative | 11,972 | $23.87 Strike: $0.00 | $285,771.64 |
DisclosureSEC source: 0001094739-19-000098 · wf-form4_156946271568672.xml · derivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,833 Underlying: Common Stock · 11,972 shares Expires 2022-05-06 F2 · price: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2146 shares of II-VI common stock and $15.94 in cash. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:52 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 71,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000098 · wf-form4_156946271568672.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:52 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 21,239 | $23.80 | $505,488.20 |
DisclosureSEC source: 0001094739-19-000098 · wf-form4_156946271568672.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,982 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:08 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 1,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000068 · wf-form4_156512568254126.xml · derivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,805 Underlying: Common Stock · 1,089 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 1,089 performance restricted stock units ("PSUs") and as a result acquired 1,089 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:08 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 540 | $22.77 | $12,295.80 |
DisclosureSEC source: 0001094739-19-000068 · wf-form4_156512568254126.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,221 F1 · kind: On August 2, 2019, the Reporting Person vested in 1,089 performance restricted stock units ("PSUs") and as a result acquired 1,089 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:08 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000068 · wf-form4_156512568254126.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 1,089 performance restricted stock units ("PSUs") and as a result acquired 1,089 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 18:10 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,420 | $22.36 | $76,471.20 |
DisclosureSEC source: 0001094739-19-000060 · wf-form4_156167343992861.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,672 F1 · kind: On June 25, 2019, the Reporting Person vested in 6,896 restricted stock units ("RSUs") and as a result acquired 6,896 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 20:02 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,235 | $22.40 | $72,464.00 |
DisclosureSEC source: 0001094739-19-000050 · wf-form4_156116176095284.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,092 F3 · kind: On June 21, 2019, the Reporting Person vested in 6,524 restricted stock units ("RSUs") and as a result acquired 6,524 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:02 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,384 | $22.59 | $99,034.56 |
DisclosureSEC source: 0001094739-19-000050 · wf-form4_156116176095284.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,327 F2 · kind: On June 20, 2019, the Reporting Person vested in 8,841 restricted stock units ("RSUs") and as a result acquired 8,841 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:02 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,001 | $22.53 | $112,672.53 |
DisclosureSEC source: 0001094739-19-000050 · wf-form4_156116176095284.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,711 F1 · kind: On June 19, 2019, the Reporting Person vested in 10,086 restricted stock units ("RSUs") and as a result acquired 10,086 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:46 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 2,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000033 · wf-form4_155986836498353.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,712 F2 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:46 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 16,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000033 · wf-form4_155986836498353.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,540 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in three equal annual installments beginning on June 24, 2020. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:24 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 4,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000013 · wf-form4_155736144516300.xml · derivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,894 Underlying: Common Stock · 4,356 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 4,356 performance restricted stock units ("PSUs") and as a result acquired 4,356 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:24 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,143 | $24.32 | $52,117.76 |
DisclosureSEC source: 0001094739-19-000013 · wf-form4_155736144516300.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,084 F1 · kind: On May 5, 2019, the Reporting Person vested in 4,356 performance restricted stock units ("PSUs") and as a result acquired 4,356 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:24 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 4,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000013 · wf-form4_155736144516300.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 4,356 performance restricted stock units ("PSUs") and as a result acquired 4,356 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported. Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 19:14 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,489 | $21.74 | $32,367.44 |
DisclosureSEC source: 0001094739-18-000114 · wf-form4_154517847908236.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,487 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.66 to $21.94 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| December 15, 2018 Filed Dec 18, 2018 19:14 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,466 | $21.75 | $31,885.50 |
DisclosureSEC source: 0001094739-18-000114 · wf-form4_154517847908236.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,976 F1 · kind: On December 15, 2018, the Reporting Person vested in 2,955 restricted stock units ("RSUs") and as a result acquired 2,955 shares of common stock of the Issuer pursuant to the Reporting Person's December 15, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 71 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2018 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| June 26, 2018 Filed Jun 26, 2018 20:11 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 5,451 | $17.08 | $93,115.07 |
DisclosureSEC source: 0001094739-18-000064 · wf-form4_153005826090200.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,549 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.18 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 26, 2018 Filed Sep 21, 2018 19:04 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 5,451 | $17.08 | $93,115.07 |
DisclosureSEC source: 0001094739-18-000093 · wf-form4a_153757105828857.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,371 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.18 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: This Form 4/A corrects the "Amount of Securities Beneficially Owned Following Reported Transactions", which were incorrect as the result of an inadvertent error understating by 11,822 shares the Amount of Securities Beneficially Owned Following Reported Transactions reported on a Form 4 filed by the reporting person on January 7, 2016. All of the reporting person's intervening reports on Form 4 contain the same understatement error. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 20:11 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,420 | $17.18 | $58,755.60 |
DisclosureSEC source: 0001094739-18-000064 · wf-form4_153005826090200.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 F4 · kind: On June 25, 2018, the Reporting Person vested in 6,896 restricted stock units ("RSUs") and as a result acquired 6,896 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.