Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Chief Technology Officer | August 28, 2026 | September 02, 2026 |
| FINISAR CORPFNSR · Entity 154739 | EVP and GM, 3D Sensing | September 24, 2019 | September 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date August 28, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,006 |
Reported balance
After 2026-08-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-28 · Grant · Acquired 5,373 · Balance 55,006 F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027. F2: Includes 197 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan. |
| Common StockSEC Table I · non-derivative | Direct | 66,966 |
Reported balance
After 2026-08-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-28 · Grant · Acquired 11,960 · Balance 66,966 F3: Represents shares issued upon payout of Performance Stock Units granted in August 2023. |
| Common StockSEC Table I · non-derivative | Direct | 54,104 |
Reported balance
After 2026-08-28 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-08-28 · Tax withholding · Disposed 12,862 · Balance 54,104 F4: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction. |
| Common StockSEC Table I · non-derivative | Direct | 47,057 |
Reported balance
After 2026-08-31 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2026-08-31 · Sale · Disposed 7,047 · Balance 47,057 F5: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F6: Represents the weighted average of multiple sale transactions ranging in price from $275.20 to $281.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |
| Common StockSEC Table I · non-derivative | Direct | 41,027 |
Reported balance
After 2026-09-01 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2026-09-01 · Sale · Disposed 6,030 · Balance 41,027 F7: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025. F8: Represents the weighted average of multiple sale transactions ranging in price from $265.61 to $275.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent a restricted stock unit award granted to the reporting person. One-third (1/3) of the restricted stock units will vest on August 28, 2027, and the remaining two-thirds (2/3) of the restricted stock units will vest in eight equal quarterly installments beginning on November 28, 2027.
F2: Includes 197 shares acquired in non-reportable transactions through Coherent Corp.'s employee stock purchase plan.
F3: Represents shares issued upon payout of Performance Stock Units granted in August 2023.
F4: These shares were withheld by the company to discharge withholding tax obligations of the reporting person and do not constitute an actual sale or other open market transaction.
F5: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.
F6: Represents the weighted average of multiple sale transactions ranging in price from $275.20 to $281.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F7: The sale transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2025.
F8: Represents the weighted average of multiple sale transactions ranging in price from $265.61 to $275.36. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
FINISAR CORP
Report date September 24, 2019 · Filed September 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-24 · Disposition to issuer · Disposed 21,239 · Balance 71,982 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 71,982 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 34,833 |
Reported balance
After 2019-09-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-24 · Disposition to issuer · Disposed 11,972 · Balance 34,833 F2: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2146 shares of II-VI common stock and $15.94 in cash. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 0 |
Reported balance
After 2019-09-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-24 · Other · Disposed 34,833 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 21,239 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. The remaining 71,982 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that were assumed by II-VI and converted into 43,835 RSUs that are payable upon vesting in shares of II-VI common stock.
F2: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2146 shares of II-VI common stock and $15.94 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2018 Filed Sep 21, 2018 19:04 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,420 | $17.18 | $58,755.60 |
DisclosureSEC source: 0001094739-18-000093 · wf-form4a_153757105828857.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,822 F5 · kind: On June 25, 2018, the Reporting Person vested in 6,896 restricted stock units ("RSUs") and as a result acquired 6,896 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F3 · balance_after: This Form 4/A corrects the "Amount of Securities Beneficially Owned Following Reported Transactions", which were incorrect as the result of an inadvertent error understating by 11,822 shares the Amount of Securities Beneficially Owned Following Reported Transactions reported on a Form 4 filed by the reporting person on January 7, 2016. All of the reporting person's intervening reports on Form 4 contain the same understatement error. Read SEC document |
| June 23, 2018 Filed Jun 26, 2018 20:11 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,944 | $17.33 | $33,689.52 |
DisclosureSEC source: 0001094739-18-000064 · wf-form4_153005826090200.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,420 F3 · kind: On June 23, 2018, the Reporting Person vested in 3,919 restricted stock units ("RSUs") and as a result acquired 3,919 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2018 Filed Sep 21, 2018 19:04 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,944 | $17.33 | $33,689.52 |
DisclosureSEC source: 0001094739-18-000093 · wf-form4a_153757105828857.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,242 F4 · kind: On June 23, 2018, the Reporting Person vested in 3,919 restricted stock units ("RSUs") and as a result acquired 3,919 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F3 · balance_after: This Form 4/A corrects the "Amount of Securities Beneficially Owned Following Reported Transactions", which were incorrect as the result of an inadvertent error understating by 11,822 shares the Amount of Securities Beneficially Owned Following Reported Transactions reported on a Form 4 filed by the reporting person on January 7, 2016. All of the reporting person's intervening reports on Form 4 contain the same understatement error. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 20:11 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 8,374 | $17.27 | $144,588.83 |
DisclosureSEC source: 0001094739-18-000064 · wf-form4_153005826090200.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,364 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.77 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 22, 2018 Filed Sep 21, 2018 19:04 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 8,374 | $17.27 | $144,588.83 |
DisclosureSEC source: 0001094739-18-000093 · wf-form4a_153757105828857.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,186 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on March 19, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.10 to $17.77 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · balance_after: This Form 4/A corrects the "Amount of Securities Beneficially Owned Following Reported Transactions", which were incorrect as the result of an inadvertent error understating by 11,822 shares the Amount of Securities Beneficially Owned Following Reported Transactions reported on a Form 4 filed by the reporting person on January 7, 2016. All of the reporting person's intervening reports on Form 4 contain the same understatement error. Read SEC document |
| June 21, 2018 Filed Jun 21, 2018 18:36 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,235 | $17.72 | $57,324.20 |
DisclosureSEC source: 0001094739-18-000042 · wf-form4_152962059228678.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,738 F4 · kind: On June 21, 2018, the Reporting Person vested in 6,524 restricted stock units ("RSUs") and as a result acquired 6,524 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 18:36 UTC | FINISAR CORP FNSR · Entity 154739 | GrantPerformance Restricted Stock Unit · Derivative | 52,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000042 · wf-form4_152962059228678.xml · derivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,250 Underlying: Common Stock · 52,250 shares Expires 2022-05-06 F5 · shares: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.exercise_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.expiration_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 18:36 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,001 | $18.00 | $90,018.00 |
DisclosureSEC source: 0001094739-18-000042 · wf-form4_152962059228678.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,973 F3 · kind: On June 19, 2018, the Reporting Person vested in 10,086 restricted stock units ("RSUs") and as a result acquired 10,086 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 18:36 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 35,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000042 · wf-form4_152962059228678.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP and GM, 3D Sensing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,974 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 20, 2019. F2 · balance_after: Includes 375 shares received as an Issuer match under the Issuer's 401K Plan on December 18, 2017 and not required to be reported, and also includes 1,087 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2018 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 16:22 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,466 | $21.70 | $31,812.20 |
DisclosureSEC source: 0001094739-17-000150 · wf-form4_151389131239849.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,150 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:17 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,543 | $22.05 | $34,023.15 |
DisclosureSEC source: 0001094739-17-000144 · wf-form4_151372180698998.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,616 F1 · kind: On December 15, 2017, the Reporting Person vested in 2,956 restricted stock units ("RSUs") and as a result acquired 2,956 shares of common stock of the Issuer pursuant to the Reporting Person's December 15, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 53 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| June 27, 2017 Filed Jun 27, 2017 18:32 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 4,046 | $27.23 | $110,182.29 |
DisclosureSEC source: 0001094739-17-000090 · wf-form4_149860276618816.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,106 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.03 to $27.40 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 24, 2017 Filed Jun 27, 2017 18:32 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,372 | $28.20 | $66,890.40 |
DisclosureSEC source: 0001094739-17-000090 · wf-form4_149860276618816.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,152 F4 · kind: On June 24, 2017, the Reporting Person vested in 4,544 restricted stock units ("RSUs") and as a result acquired 4,544 shares of common stock of the Issuer pursuant to the Reporting Person's June 24, 2013 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 18:32 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,045 | $28.20 | $57,669.00 |
DisclosureSEC source: 0001094739-17-000090 · wf-form4_149860276618816.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,524 F3 · kind: On June 23, 2017, the Reporting Person vested in 3,919 restricted stock units ("RSUs") and as a result acquired 3,919 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 18:32 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 3,119 | $27.15 | $84,695.20 |
DisclosureSEC source: 0001094739-17-000090 · wf-form4_149860276618816.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,569 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.04 to $27.43 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 18:59 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 3,405 | $27.13 | $92,377.65 |
DisclosureSEC source: 0001094739-17-000061 · wf-form4_149808598251269.xml · nonDerivative · entry 5 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,688 F6 · kind: On June 21, 2017, the Reporting Person vested in 6,524 restricted stock units ("RSUs") and as a result acquired 6,524 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 18:59 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 4,827 | $27.16 | $131,120.15 |
DisclosureSEC source: 0001094739-17-000061 · wf-form4_149808598251269.xml · nonDerivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,093 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.91 to $27.29 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 18:59 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 27,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000061 · wf-form4_149808598251269.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,920 F4 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 18:59 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,260 | $27.58 | $145,070.80 |
DisclosureSEC source: 0001094739-17-000061 · wf-form4_149808598251269.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,336 F3 · kind: On June 19, 2017, the Reporting Person vested in 10,087 restricted stock units ("RSUs") and as a result acquired 10,087 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 18:59 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 749 | $27.93 | $20,919.57 |
DisclosureSEC source: 0001094739-17-000061 · wf-form4_149808598251269.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,596 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. F2 · balance_after: Includes 749 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 16:47 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 418 | $27.00 | $11,286.00 |
DisclosureSEC source: 0001094739-17-000025 · wf-form4_149004283958329.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,596 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2017. F2 · balance_after: Includes 252 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2016 and not required to be reported. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 14:13 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,413 | $31.04 | $43,859.52 |
DisclosureSEC source: 0001094739-16-000291 · wf-form4_148217478116967.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,762 F3 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2016. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 14:13 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 1,543 | $32.72 | $50,486.96 |
DisclosureSEC source: 0001094739-16-000291 · wf-form4_148217478116967.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,175 F1 · kind: On December 15, 2016, the Reporting Person vested in 2,956 restricted stock units ("RSUs") and as a result acquired 2,956 shares of common stock of the Issuer pursuant to the Reporting Person's December 15, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 418 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2016 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 19:42 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $21.68 | $0.00 |
DisclosureSEC source: 0001094739-16-000261 · wf-form4_147519252868366.xml · derivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2017-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 19:42 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,740 | $30.07 | $52,321.80 |
DisclosureSEC source: 0001094739-16-000261 · wf-form4_147519252868366.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,300 Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 19:42 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001094739-16-000261 · wf-form4_147519252868366.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,040 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2016. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 19:42 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 1,500 | $21.68 | $32,520.00 |
DisclosureSEC source: 0001094739-16-000261 · wf-form4_147519252868366.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 30, 2016 16:15 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $21.68 | $0.00 |
DisclosureSEC source: 0001094739-16-000263 · wf-form4a_147526652652455.xml · derivative · entry 4 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2017-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2016 Filed Sep 30, 2016 16:15 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | OtherCommon Stock | 1,740 | $30.07 | $52,321.80 |
DisclosureSEC source: 0001094739-16-000263 · wf-form4a_147526652652455.xml · nonDerivative · entry 3 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,300 F2 · kind: Disposition of shares held in the Finisar Corporation 401(k) plan. Amendment being filed solely to correct the transaction code used. Read SEC document |
| September 27, 2016 Filed Sep 30, 2016 16:15 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 1,500 | $30.00 | $45,000.00 |
DisclosureSEC source: 0001094739-16-000263 · wf-form4a_147526652652455.xml · nonDerivative · entry 2 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,040 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on January 6, 2016. Read SEC document |
| September 27, 2016 Filed Sep 30, 2016 16:15 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 1,500 | $21.68 | $32,520.00 |
DisclosureSEC source: 0001094739-16-000263 · wf-form4a_147526652652455.xml · nonDerivative · entry 1 Eng Julie Sheridan · CIK 0001661122 · EVP Datacom Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.