Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AAON, INC.AAON · Entity 130 | Director | September 01, 2026 | September 01, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP,Chief Supply Chain Officer | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AAON, INC.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.004SEC Table I · non-derivative | Direct | 1,284 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Grant · Acquired 1,284 · Balance 1,284 F1: Restricted Stock Grant, vesting over a 1-year period from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Grant, vesting over a 1-year period from the grant date.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 2,453 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 2,453 · Balance 2,453 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 15 | $296.09 | $4,441.28 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,274 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.53 to $296.4950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 6 | $294.85 | $1,769.11 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,289 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/9/2024. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.48 to $295.4150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · derivative · entry 11 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 154 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 22 | $302.02 | $6,644.49 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,141 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/7/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7950 to $302.2050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · derivative · entry 10 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 69 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F10 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2024 Filed Dec 11, 2024 01:06 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000185 · wk-form4_1733879206.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000165 · wk-form4_1733523641.xml · derivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,616 Underlying: Common Stock · 1,616 shares Expires 2027-12-05 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,135 | $0.00 Strike: $297.10 | $0.00 |
DisclosureSEC source: 0001024478-24-000165 · wk-form4_1733523641.xml · derivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,135 Underlying: Common Stock · 5,135 shares Expires 2034-12-05 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 182 | $296.35 | $53,934.81 |
DisclosureSEC source: 0001024478-24-000165 · wk-form4_1733523641.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,094 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock units that vested on 12/4/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.3450 to $296.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000165 · wk-form4_1733523641.xml · derivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,146 Underlying: Common Stock · 572 shares Expires 2026-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 22:20 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000165 · wk-form4_1733523641.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 301 | $256.74 | $77,279.34 |
DisclosureSEC source: 0001024478-24-000067 · wk-form4_1717795804.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,704 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock that vested on 6/6/2024. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.48 to $256.91. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 21:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 194 | $255.71 | $49,608.01 |
DisclosureSEC source: 0001024478-24-000067 · wk-form4_1717795804.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,005 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023 to cover taxes due on restricted stock that vested on 6/6/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.41 to $256.1150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000067 · wk-form4_1717795804.xml · derivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,552 Underlying: Common Stock · 1,552 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:30 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000067 · wk-form4_1717795804.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:18 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,664 | $290.00 | $482,560.00 |
DisclosureSEC source: 0001024478-24-000034 · wk-form4_1709594297.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 647 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/30/2023. Read SEC document |
| February 14, 2024 Filed Feb 14, 2024 21:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 201 | $277.50 | $55,777.10 |
DisclosureSEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,311 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 2/13/2024. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $277.2550 to $277.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · derivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,135 Underlying: Common Stock · 567 shares Expires 2026-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 567 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-24-000022 · wk-form4_1707945069.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 40 | $280.09 | $11,203.50 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 7 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,945 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $280.02 to $280.25. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 183 | $279.63 | $51,172.47 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 6 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,985 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $279.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 12 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 235 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 11 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 4 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 10 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 154 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 154 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 33 | $279.03 | $9,208.09 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,700 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.89 to $279.53. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · derivative · entry 9 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69 Underlying: Common Stock · 69 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F8 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 02:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000209 · wk-form4_1702346715.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:47 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000175 · wk-form4_1701823625.xml · derivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,718 Underlying: Common Stock · 1,718 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:47 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,588 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000175 · wk-form4_1701823625.xml · derivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,588 Underlying: Common Stock · 5,588 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:58 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000117 · wf-form4_169637030548718.xml · derivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235 Underlying: Common Stock · 235 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 22:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 300 | $296.77 | $89,030.31 |
DisclosureSEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 3 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,364 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.5500 to $297.1100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 22:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 189 | $296.21 | $55,983.60 |
DisclosureSEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 2 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,664 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.5400 to $296.4200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 700 | $300.01 | $210,009.10 |
DisclosureSEC source: 0001024478-23-000070 · wf-form4_168626127312966.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,664 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300 to $300.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 22:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · derivative · entry 5 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,104 Underlying: Common Stock · 1,551 shares Expires 2025-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 22:08 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 14, 2023 23:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000030 · wf-form4_167641638996698.xml · derivative · entry 1 Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702 Underlying: Common Stock · 1,702 shares Expires 2026-02-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.