schiller Thomas

SEC source: 0001628280-23-000517 · wf-form4_167295714493297.xml · derivative · entry 4

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.

F5 · derivative.exercise_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of restricted stock units that vest shall be, 250,000 units at $20 per share, 500,000 units at $30 per share, and 750,000 units at $40 per share.

F5 · derivative.expiration_date: These performance-based restricted stock units shall be earned and become vested based on the achievement of the stock price targets set at $20, $30 and $40 per share of indie's Class A common stock prior to the expiration of a four-year performance period ending on December 31, 2026. The number of restricted stock units that vest shall be, 250,000 units at $20 per share, 500,000 units at $30 per share, and 750,000 units at $40 per share.

SEC source: 0001628280-23-000517 · wf-form4_167295714493297.xml · derivative · entry 3

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,500

Underlying: Class A Common Stock · 226,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock

F3 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F3 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001628280-23-000517 · wf-form4_167295714493297.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-22-031395 · wf-form4_167028267262755.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,944

F1 · kind: The sales reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022 (the "Original Plan"), which included automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022. The Rule 10b5-1 trading plan was modified on November 30, 2022 (the "Modified Plan") to include automated open market sales of the Issuer's Class A common stock at prevailing prices on predetermined dates through December 31, 2023. The terms of the Modified Plan become effective on December 30, 2022, and accordingly, the sales reported in this Form 4 were made pursuant to the Original Plan.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.90 to $8.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-029919 · wf-form4_166846559822917.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,478,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022, for a remaining total of 25,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.36 to $7.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-026172 · wf-form4_166518169008482.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022, for a remaining total of 50,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.72 to $7.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-024535 · wf-form4_166258826679485.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022, for a remaining total of 100,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.22 to $8.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-023053 · wf-form4_166068719501718.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022, for a remaining total of 150,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $7.77 to $8.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-019263 · wf-form4_165844034560729.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022 for a remaining total of 200,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $5.98 to $6.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001628280-22-017708 · wf-form4_165584763352761.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,779

F1 · kind: The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2022. The Reporting Person's Rule 10b5-1 plan includes automated open market sales at prevailing prices on seven predetermined dates through December 31, 2022 for a total of 300,000 shares of the Issuer's Class A common stock.

F2 · price: The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.07 to $6.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.

SEC source: 0001865418-22-000002 · wf-form4_164506152352196.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,779

F1 · price: Pursuant to the Merger Transaction Agreement dated December 14, 2020, at the effective time of the merger on June 10, 2021, certain of Issuer's stockholders became entitled to receive their pro rata shares of up to 10,000,000 earn-out shares ("Earn-Out Shares") of Issuer's common stock if the Earn-Out Milestones (as defined per the Merger Agreement) are met. The Earn-Out Milestones represent two independent milestones with different performance criteria, which each entitles the eligible stockholders to their pro rata share of 5,000,000 Earn-Out Shares per Ear-Out Milestone met. Each Earn-Out Milestone is considered met if at anytime following June 10, 2021 and prior to December 31, 2027, the volume weighted average price of indie's Class A common stock is greater than or equal to $12.50 or $15.00 for any twenty trading days within any thirty trading day period, respectively.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 3

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

Underlying: Class A Common Stock · 26,492 shares

Expires 2029-01-03

F5 · derivative.exercise_date: These stock options vest with respect to twenty-five percent (25%) of the total number of shares of Class A common stock subject to the stock option on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846

Underlying: Class A Common Stock · 13,846 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

F4 · derivative.expiration_date: The performance-based restricted stock units will vest upon the Issuer's Class A common stock achieving a specified price per share.

SEC source: 0001865418-22-000001 · wf-form4_164143262707778.xml · derivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,231

Underlying: Class A Common Stock · 9,231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

F2 · derivative.expiration_date: The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.

SEC source: 0001865418-21-000004 · wf-form4_163970295701121.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636,922

F1 · balance_after: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.

SEC source: 0001865418-21-000003 · wf-form4_163953076646944.xml · nonDerivative · entry 2

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,836,922

F1 · balance_after: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.

SEC source: 0001865418-21-000003 · wf-form4_163953076646944.xml · nonDerivative · entry 1

schiller Thomas · CIK 0001865418 · CFO and EVP of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842,622

F1 · balance_after: Pursuant to the Master Transactions Agreement by and among Thunder Bridge II Surviving Pubco, Inc., Thunder Bridge Acquisition II, Ltd., Ay Dee Kay, LLC d/b/a indie Semiconductor ("ADK") and certain other parties (dated as of December 14, 2020 and amended as of the same date) (the "Agreement"), the Reporting Person's ADK units were converted into 2,085,019 shares of the Issuer's Class A Common Stock upon the closing of the transactions contemplated by the Agreement. Post the reported transactions above, of the 2,080,996 shares, 846,761 remain unvested and will vest upon satisfaction of certain time and performance conditions.