Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Corporate Controller & PAO | August 31, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date August 31, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,372 |
Ending reported balance
After 2026-08-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-31 · Exercise / conversion · Acquired 1,110 · Balance 20,482 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Row 2 · 2026-08-31 · Tax withholding · Disposed 1,110 · Balance 19,372 F2: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2026. On August 31, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 31, 2026 was the settlement price used to calculate the shares withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-31 · Exercise / conversion · Disposed 1,110 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2026. On August 31, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 31, 2026 was the settlement price used to calculate the shares withheld.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2024 Filed Feb 23, 2024 02:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantStock Option (right to buy) · Derivative | 44,647 | $0.00 Strike: $18.76 | $0.00 |
DisclosureSEC source: 0001288469-24-000040 · wk-form4_1708655698.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,647 Underlying: Common Stock · 44,647 shares Expires 2034-02-22 F6 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, ten percent (10%) of the shares subject to the option will vest on February 20, 2025; twenty percent (20%) of the shares subject to the option will vest on February 20, 2026; thirty percent (30%) of the shares subject to the option will vest on February 20, 2027; and forty percent (40%) of the shares subject to the option will vest on February 20, 2028, such that all the shares subject to the option will then be fully vested. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 02:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 19,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000040 · wk-form4_1708655698.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,843 Underlying: Common Stock · 19,843 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 169 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000040 · wk-form4_1708655698.xml · nonDerivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,780 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares until March 4, 2024. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 163 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000040 · wk-form4_1708655698.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,611 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares until March 4, 2024. Read SEC document |
| February 20, 2024 Filed Feb 23, 2024 02:35 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000040 · wk-form4_1708655698.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,448 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2023 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2024. The Reporting Person has deferred settlement of the shares until March 4, 2024. Read SEC document |
| February 02, 2024 Filed Feb 7, 2024 02:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 9,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-24-000023 · wk-form4_1707272348.xml · derivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,332 Underlying: Common Stock · 9,332 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. F2 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 22:32 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000160 · wk-form4_1692743555.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,379 Underlying: Common Stock · 1,043 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award will vest on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award will vest on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 22:32 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 860 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000160 · wk-form4_1692743555.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,339 Underlying: Common Stock · 860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2023. On August 21, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 21, 2023 was the settlement price used to calculate the shares withheld. Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 22:32 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,903 | $22.73 | $43,255.19 |
DisclosureSEC source: 0001288469-23-000160 · wk-form4_1692743555.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,846 Read SEC document |
| August 21, 2023 Filed Aug 22, 2023 22:32 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000160 · wk-form4_1692743555.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 29, 2023 Filed May 31, 2023 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 479 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000136 · wk-form4_1685566914.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,178 Underlying: Common Stock · 479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. Read SEC document |
| May 29, 2023 Filed May 31, 2023 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000136 · wk-form4_1685566914.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,140 Underlying: Common Stock · 4,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. Read SEC document |
| May 29, 2023 Filed May 31, 2023 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000136 · wk-form4_1685566914.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: ten percent (10%) of the 10,130 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: ten percent (10%) of the 10,130 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2023. On May 29, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 26, 2023. Read SEC document |
| May 29, 2023 Filed May 31, 2023 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 7,035 | $29.72 | $209,080.20 |
DisclosureSEC source: 0001288469-23-000136 · wk-form4_1685566914.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,869 Read SEC document |
| May 29, 2023 Filed May 31, 2023 21:02 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 7,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000136 · wk-form4_1685566914.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 647 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2023. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000066 · wf-form4_167702370847711.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,582 Underlying: Common Stock · 179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 179 | $36.47 | $6,528.13 |
DisclosureSEC source: 0001288469-23-000066 · wf-form4_167702370847711.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,942 F2 · price: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000066 · wf-form4_167702370847711.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 132 | $38.87 | $5,130.84 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 10 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,593 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 9 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,725 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 198 | $38.87 | $7,696.26 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 8 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,473 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 7 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,671 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 667 | $38.87 | $25,926.29 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,293 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,960 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 992 | $38.87 | $38,559.04 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,689 Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,681 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,112 | $38.87 | $82,093.44 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,775 F2 · shares: On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000047 · wf-form4_167582429626050.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,887 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023. Read SEC document |
| January 03, 2023 Filed Feb 4, 2023 01:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 5,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000025 · wf-form4_167547287271561.xml · derivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 Underlying: Common Stock · 5,358 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000165 · wf-form4_166137388162861.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,092 Underlying: Common Stock · 588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2022. On August 22, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 22, 2022 was the settlement price used to calculate the shares withheld. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2022. On August 22, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 22, 2022 was the settlement price used to calculate the shares withheld. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 588 | $37.66 | $22,144.08 |
DisclosureSEC source: 0001288469-22-000165 · wf-form4_166137388162861.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,286 Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 20:45 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 588 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000165 · wf-form4_166137388162861.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 8,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000155 · wf-form4_165938643883963.xml · derivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,506 Underlying: Common Stock · 8,506 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026. Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 239 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · derivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,086 Underlying: Common Stock · 239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 2,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,495 Underlying: Common Stock · 2,949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,052 Underlying: Common Stock · 1,609 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 10,130 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 10,130 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 535 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2022. On May 30, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 27, 2022. Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 5,332 | $39.72 | $211,787.04 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,705 Read SEC document |
| May 30, 2022 Filed May 31, 2022 20:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000140 · wf-form4_165402963604155.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 363 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 16, 2022. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2022. On February 21, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock on February 18, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2022. On February 21, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock on February 18, 2022. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 478 | $60.83 | $29,076.74 |
DisclosureSEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,601 F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The Reporting Person deferred delivery of the shares of Common Stock until February 21, 2022. The RSUs were settled on February 22, 2022, the first business day following February 21, 2022. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 478 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 290 | $60.38 | $17,510.20 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 10 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,069 Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 9 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,359 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 434 | $60.38 | $26,204.92 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 8 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,814 Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 7 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,248 F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,078 | $60.38 | $65,089.64 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,431 Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,509 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,611 | $60.38 | $97,272.18 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,483 Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,094 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.