Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPRICOR THERAPEUTICS, INC.CAPR · Entity 5337 | 10% owner | December 31, 2016 | February 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPRICOR THERAPEUTICS, INC.
Report date December 31, 2016 · Filed February 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,108,354 |
Reported balance
After 2016-10-25 transaction · row 1
1 source rowRow 1 · 2016-10-25 · Gift · Disposed 65,000 · Balance 3,108,354 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse. | 199,509 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 199,509 F1: The Reporting Person disclaims beneficial ownership of these securities in that he has no power to vote or to direct the voting of these securities, nor does he have the power to dispose of or to direct the disposition of these securities. This report shall not be deemed a disclaimer of any community interest of the Reporting Person in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person disclaims beneficial ownership of these securities in that he has no power to vote or to direct the voting of these securities, nor does he have the power to dispose of or to direct the disposition of these securities. This report shall not be deemed a disclaimer of any community interest of the Reporting Person in such securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2016 Filed Feb 7, 2017 00:00 UTC | CAPRICOR THERAPEUTICS, INC. CAPR · Entity 5337 | GiftCommon Stock | 65,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-006277 · v458419_5.xml · nonDerivative · entry 1 Marban Eduardo · CIK 0001593090 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108,354 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.