person · Reporting owner
ARTISAN INVESTMENT CORP
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Artisan Partners Asset Management Inc.APAM · Entity 4239 | Director | February 28, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Artisan Partners Asset Management Inc.
Report date February 28, 2017 · Filed February 28, 2017
Jointly reported with ZIEGLER ANDREW A, ZFIC, Inc., ZIEGLER CARLENE M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy Artisan Investment Corporation | 3,455,973 |
Reported balance
After 2017-02-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-28 · Disposition to issuer · Disposed 3,500,000 · Balance 3,455,973 F1: In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights. F2: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F3: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F4: These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. |
| Class D Common Units of Artisan Partners Holdings LPSEC Table II · derivative / convertible security | IndirectBy Artisan Investment Corporation | 3,455,973 |
Reported balance
After 2017-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-28 · Disposition to issuer · Disposed 3,500,000 · Balance 3,455,973 F2: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F3: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F4: These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights.
F2: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation.
F3: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date.
F4: These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Feb 28, 2017 17:04 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | Disposition to issuerClass D Common Units of Artisan Partners Holdings LP · Derivative | 3,500,000 | $28.88 | $101,080,000.00 |
DisclosureSEC source: 0000899243-17-005585 · doc4.xml · derivative · entry 2 ZIEGLER ANDREW A · CIK 0001086157 · Director ARTISAN INVESTMENT CORP · CIK 0001086156 · Director ZFIC, Inc. · CIK 0001393921 · Director ZIEGLER CARLENE M · CIK 0001086158 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Artisan Investment Corporation Disclosed balance after: 3,455,973 Underlying: Class A Common Stock, par value $0.01 per share · 3,500,000 shares Expires not disclosed F2 · derivative.exercise_price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F3 · shares: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F2 · price: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F3 · derivative.exercise_date: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F3 · derivative.expiration_date: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F4 · ownership.nature: These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 17:04 UTC | Artisan Partners Asset Management Inc. APAM · Entity 4239 | Disposition to issuerClass C Common Stock, par value $0.01 per share | 3,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005585 · doc4.xml · nonDerivative · entry 1 ZIEGLER ANDREW A · CIK 0001086157 · Director ARTISAN INVESTMENT CORP · CIK 0001086156 · Director ZFIC, Inc. · CIK 0001393921 · Director ZIEGLER CARLENE M · CIK 0001086158 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Artisan Investment Corporation Disclosed balance after: 3,455,973 F1 · security: In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights. F2 · kind: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F2 · shares: On February 28, 2017, pursuant to the Partnership Unit Purchase Agreement dated February 8, 2017 by and between the Company and AIC, the Company purchased 3,500,000 Class D Common Units from AIC for $28.88 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. F3 · shares: Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), dated March 12, 2013, AIC has the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. F4 · ownership.nature: These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.