Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVISTA CORPAVA · Entity 145 | Vice President | March 14, 2017 | March 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVISTA CORP
Report date March 14, 2017 · Filed March 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,775 |
Reported balance
After 2017-03-14 transaction · row 1
1 source rowRow 1 · 2017-03-14 · Sale · Disposed 5,474 · Balance 2,775 |
| Shares held in 401(k) PlanSEC Table I · non-derivative | Indirectheld by trustee | 12,910.9217 |
Reported balance
Holding disclosure · report date 2017-03-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,910.9217 |
| Share held by Spouse, Brigitte NorwoodSEC Table I · non-derivative | Indirectheld by Spouse | 4.1813 |
Reported balance
Holding disclosure · report date 2017-03-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4.1813 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2017 Filed Mar 14, 2017 21:12 UTC | AVISTA CORP AVA · Entity 145 | SaleCommon Stock | 5,474 | $38.80 | $212,370.40 |
DisclosureSEC source: 0000104918-17-000062 · primary_doc.xml · nonDerivative · entry 1 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,775 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:47 UTC | AVISTA CORP AVA · Entity 145 | GrantPerformance Share Grant for 2017 · Derivative | 4,158 | $38.42 | $159,750.36 |
DisclosureSEC source: 0000104918-17-000033 · primary_doc.xml · derivative · entry 4 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,158 Underlying: Common Stock · 4,158 shares Expires not disclosed F2 · derivative.exercise_price: No conversion price. Shares awarded if performance measure is met. F3 · derivative.exercise_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met. F3 · derivative.expiration_date: Each performance cycle is 3 years in length. Shares will be issued at the end of each 3-year cycle if performance measure is met. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:47 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock - Restricted Shares | 1,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000033 · primary_doc.xml · nonDerivative · entry 1 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,395 F1 · price: Restricted Shares vest 1/3 each year over a 3-year period and are payable in Avista Corp. Common Stock at the end of each year in the 3-year period. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 19:55 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2014 Performance Shares related to CEPS · Derivative | 1,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000042 · primary_doc.xml · derivative · entry 5 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 19:55 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock - Performance Shares | 698 | $38.42 | $26,817.16 |
DisclosureSEC source: 0000104918-17-000042 · primary_doc.xml · nonDerivative · entry 2 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,249 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 2/2/17. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 19:55 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock - Performance Shares | 2,552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000042 · primary_doc.xml · nonDerivative · entry 1 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:25 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionConversion of 2014 Performance Shares · Derivative | 3,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000019 · primary_doc.xml · derivative · entry 5 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.exercise_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. F1 · derivative.expiration_date: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:25 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock - Performance Shares | 1,104 | $39.02 | $43,078.08 |
DisclosureSEC source: 0000104918-17-000019 · primary_doc.xml · nonDerivative · entry 2 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007 F2 · shares: Shares withheld to pay income tax on Performance Shares acquired 1/09/17. Read SEC document |
| January 09, 2017 Filed Jan 11, 2017 21:25 UTC | AVISTA CORP AVA · Entity 145 | Exercise / conversionCommon Stock - Performance Shares | 3,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000104918-17-000019 · primary_doc.xml · nonDerivative · entry 1 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share represents a contingent right to receive a share of Avista Common Stock upon achieving a specified performance measure. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:56 UTC | AVISTA CORP AVA · Entity 145 | Tax withholdingCommon Stock 2014 2015 and 2016 Restricted Stock Awards | 476 | $39.71 | $18,901.96 |
DisclosureSEC source: 0000104918-17-000007 · primary_doc.xml · nonDerivative · entry 1 NORWOOD KELLY O · CIK 0001174953 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,362 F1 · shares: Shares sold to pay income tax on final 1/3 of 2014, second 1/3 of 2015 and first 1/3 of 2016 restricted shares that vested on January 3, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.