Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Del Taco Restaurants, Inc.TACO · Entity 129239 | Director | March 24, 2017 | March 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Del Taco Restaurants, Inc.
Report date March 24, 2017 · Filed March 28, 2017
Jointly reported with Walsh Patrick, PW Partners Capital Management LLC, PW Partners Atlas Funds, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy PW Acquisitions LP | 36,000 |
Reported balance
After 2017-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-24 · Disposition to issuer · Disposed 400,000 · Balance 36,000 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3. F3: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. |
| Common StockSEC Table I · non-derivative | IndirectBy PW Acquisitions LP | 85,092 |
Reported balance
Holding disclosure · report date 2017-03-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 85,092 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. |
| Common StockSEC Table I · non-derivative | Direct | 5,308 |
Reported balance
Holding disclosure · report date 2017-03-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,308 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions.
F3: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.
F4: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 24, 2017 Filed Mar 28, 2017 17:21 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | Disposition to issuerWarrants (Right to Buy) · Derivative | 400,000 | $3.73 Strike: $11.50 | $1,492,000.00 |
DisclosureSEC source: 0000921895-17-000862 · form408800009_03282017.xml · derivative · entry 3 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 36,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · kind: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3. F3 · derivative.exercise_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F3 · derivative.expiration_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 257,314 | $11.84 | $3,046,031.67 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 85,092 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 574,000 | $11.40 | $6,543,600.00 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 342,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 20:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 1,665,482 | $14.50 | $24,149,489.00 |
DisclosureSEC source: 0000921895-16-006317 · form408800009_12092016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 916,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| November 25, 2016 Filed Nov 25, 2016 21:45 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | OtherCommon Stock | 806,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004312 · e615598_4-walshpatrick.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 2,581,888 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares from PW Acquisitions. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.