organization · Reporting owner
PW Partners Atlas Funds, LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BBQ HOLDINGS, INC.DAVE · Entity 123890 | Director | October 05, 2018 | October 10, 2018 |
| Del Taco Restaurants, Inc.TACO · Entity 129239 | Director | March 24, 2017 | March 28, 2017 |
| TOWN SPORTS INTERNATIONAL HOLDINGS INCCLUB · Entity 135329 | See Footnote 1 | January 31, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BBQ HOLDINGS, INC.
Report date October 05, 2018 · Filed October 10, 2018
Jointly reported with Walsh Patrick, PW Partners Atlas Fund LP, PW Partners, LLC, PW Partners Capital Management LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund LP | 152,930 |
Reported balance
After 2018-10-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-10-05 · Other · Disposed 25,124 · Balance 152,930 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2: Represents a distribution of shares by Atlas Fund I to limited partners. F3: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 61,277 |
Reported balance
Holding disclosure · report date 2018-10-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,277 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy PW Partners, LLC | 0 |
Reported balance
Holding disclosure · report date 2018-10-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0 F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
F2: Represents a distribution of shares by Atlas Fund I to limited partners.
F3: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I.
Del Taco Restaurants, Inc.
Report date March 24, 2017 · Filed March 28, 2017
Jointly reported with Walsh Patrick, PW Partners Capital Management LLC, PW Acquisitions LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy PW Acquisitions LP | 36,000 |
Reported balance
After 2017-03-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-24 · Disposition to issuer · Disposed 400,000 · Balance 36,000 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3. F3: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. |
| Common StockSEC Table I · non-derivative | IndirectBy PW Acquisitions LP | 85,092 |
Reported balance
Holding disclosure · report date 2017-03-24 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 85,092 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. |
| Common StockSEC Table I · non-derivative | Direct | 5,308 |
Reported balance
Holding disclosure · report date 2017-03-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,308 F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions.
F3: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events.
F4: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3.
TOWN SPORTS INTERNATIONAL HOLDINGS INC
Report date January 31, 2020 · Filed February 04, 2020
Jointly reported with Walsh Patrick, PW Partners Atlas Fund III, LP, PW Partners Capital Management LLC, PW Partners Atlas Fund II, LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 3,169,412 |
Reported balance
After 2020-01-31 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-01-31 · Grant · Acquired 38,095 · Balance 3,169,412 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2: Represents shares of restricted stock that were issued to Mr. Walsh under the Registrant's 2006 Stock Incentive Plan, as amended. The shares of restricted stock will vest in three equal annual installments commencing on January 31, 2021, the first anniversary of the grant date. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund III LP | 1,271,182 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,271,182 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy PW Partners Atlas Fund II LP | 4,300,000 |
Reported balance
Holding disclosure · report date 2020-01-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,300,000 F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlast Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
F2: Represents shares of restricted stock that were issued to Mr. Walsh under the Registrant's 2006 Stock Incentive Plan, as amended. The shares of restricted stock will vest in three equal annual installments commencing on January 31, 2021, the first anniversary of the grant date.
F3: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III.
F4: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlast Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 20:26 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 38,095 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-20-000251 · form411125001wal_02042020.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,169,412 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Registrant's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Registrant's 2006 Stock Incentive Plan, as amended. The shares of restricted stock will vest in three equal annual installments commencing on January 31, 2021, the first anniversary of the grant date. Read SEC document |
| January 03, 2020 Filed Jan 3, 2020 17:04 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 1,500,000 | $1.50 | $2,250,000.00 |
DisclosureSEC source: 0000921895-20-000022 · form411125007_01032020.xml · nonDerivative · entry 4 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund II, LP · CIK 0001593174 · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 4,300,000 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · shares: Represents shares Atlas Fund II agreed to purchase pursuant to a stock purchase agreement dated December 31, 2019 the closing of which is expected to be completed on or around January 3, 2020. F3 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| January 03, 2020 Filed Jan 3, 2020 17:04 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 2,800,000 | $1.50 | $4,200,000.00 |
DisclosureSEC source: 0000921895-20-000022 · form411125007_01032020.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund II, LP · CIK 0001593174 · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 2,800,000 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · shares: Represents shares Atlas Fund II agreed to purchase pursuant to a stock purchase agreement dated December 11, 2019 the closing of which is expected to be completed on or around January 3, 2020. F3 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 18:57 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 21,508 | $1.76 | $37,854.08 |
DisclosureSEC source: 0000921895-19-003023 · form411125007_12172019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521,942 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 13, 2019 Filed Dec 20, 2019 21:02 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 609,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-003051 · form411125007clu_12202019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,131,317 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on December 13, 2020, the first anniversary of the grant date. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:15 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseOption (right to buy) · Derivative | 1,500,000 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0000921895-19-002995 · form408800007_12132019.xml · derivative · entry 3 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II LP Disclosed balance after: 1,500,000 Underlying: Common Stock, $0.001 par value · 1,500,000 shares Expires 2019-12-23 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · shares: On December 11, 2019, Atlas Fund II entered into a Call Option Agreement (the "Option Agreement") with HG Vora Special Opportunities Master Fund, Ltd. ("HG Vora") pursuant to which HG Vora granted Atlas Fund II an irrevocable option to purchase from HG Vora up to 1,500,000 shares of Common Stock at an exercise price of $1.50 per share (the "Option"). The Option is exercisable by Atlas Fund II at any time prior to 12:00 p.m. Eastern time on December 23, 2019, in whole or in part, at Atlas Fund II's sole discretion. F3 · ownership.nature: Represents securities owned directly by PW Partners Atlas Fund II LP ("Atlas Fund II"). As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 19:00 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 16,607 | $1.96 | $32,549.72 |
DisclosureSEC source: 0000921895-19-002430 · form411125001_09182019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,434 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 28, 2019 Filed Aug 28, 2019 20:56 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 68,550 | $1.87 | $128,407.86 |
DisclosureSEC source: 0000921895-19-002350 · form408800007_08282019.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,483,827 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.7900 to $1.9600, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 20:56 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 110,310 | $1.87 | $206,654.75 |
DisclosureSEC source: 0000921895-19-002350 · form408800007_08282019.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415,277 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.6700 to $2.0700, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 26, 2019 Filed Aug 28, 2019 20:56 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 216,266 | $1.52 | $329,567.76 |
DisclosureSEC source: 0000921895-19-002350 · form408800007_08282019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304,967 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $1.4300 to $1.6000, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 02, 2019 Filed May 2, 2019 18:55 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 40,681 | $3.58 | $145,694.93 |
DisclosureSEC source: 0000921895-19-001250 · form411125001_05022019.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088,701 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F5 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.5300 to $3.6400, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:55 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 82,091 | $3.72 | $305,197.92 |
DisclosureSEC source: 0000921895-19-001250 · form411125001_05022019.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048,020 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.6173 to $3.8200, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2019 Filed May 2, 2019 18:55 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 125,123 | $3.57 | $446,313.74 |
DisclosureSEC source: 0000921895-19-001250 · form411125001_05022019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,965,929 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · price: The reported price in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $3.4800 to $3.6300, excluding commissions. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 18:44 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 38,303 | $5.36 | $205,304.08 |
DisclosureSEC source: 0000921895-19-000783 · form411125001_03182019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,840,806 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 01, 2019 Filed Feb 11, 2019 18:29 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-000306 · form411125001_02112019.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802,503 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on February 1, 2020, the first anniversary of the grant date. Read SEC document |
| January 21, 2019 Filed Feb 11, 2019 18:29 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-19-000306 · form411125001_02112019.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,789,080 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on January 21, 2020, the first anniversary of the grant date. Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 19:05 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 6,331 | $5.98 | $37,859.38 |
DisclosureSEC source: 0000921895-18-003332 · form411125001_12172018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,514,080 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 18:55 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 25,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002739 · form408800004_10102018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 152,930 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · kind: Represents a distribution of shares by Atlas Fund I to limited partners. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| October 05, 2018 Filed Oct 10, 2018 18:52 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 16,823 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002738 · form411125001_10102018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 1,271,182 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F3 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| September 14, 2018 Filed Sep 18, 2018 16:08 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 4,301 | $8.80 | $37,848.80 |
DisclosureSEC source: 0000921895-18-002613 · form411125001_09182018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,507,749 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 20:59 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 20,000 | $6.40 | $127,926.00 |
DisclosureSEC source: 0000921895-18-002412 · form408800004_08202018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 178,054 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| August 16, 2018 Filed Aug 20, 2018 20:59 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | SaleCommon Stock, $0.01 par value | 117,459 | $6.49 | $761,886.06 |
DisclosureSEC source: 0000921895-18-002412 · form408800004_08202018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 198,054 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 17:02 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 701,716 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002071 · form408800007_07062018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 1,288,005 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 17:39 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 2,806 | $11.60 | $32,549.60 |
DisclosureSEC source: 0000921895-18-001945 · form411125001_06182018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503,448 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:55 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 44,266 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001909 · form408800004_06132018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F4 · kind: Represents a distribution of shares by Atlas Fund II to limited partners. Following such distribution, Atlas Fund II no longer beneficially owned any securities of the Issuer and shall no longer be deemed to be a director by deputization and shall cease to be a Reporting Person immediately following the filing of this Form 4. F3 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| May 07, 2018 Filed May 22, 2018 18:39 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 226,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001791 · form408800007_05212018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 1,989,721 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 386 | $3.50 | $1,351.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,277 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 1,802 | $3.50 | $6,307.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 44,266 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 18, 2018 Filed Apr 23, 2018 18:54 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 12,804 | $3.50 | $44,814.00 |
DisclosureSEC source: 0000921895-18-001426 · form408800004_04232018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Atlas Fund LP · CIK 0001562774 · Director PW Partners Atlas Fund II, LP · CIK 0001593174 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director PW Partners, LLC · CIK 0001594106 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 315,513 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Jeffery Crivello, the Chief Financial Officer of PW Capital Management, is a director of the Issuer. As a result, each of the Reporting Persons may be deemed to be a director by deputization of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his over-subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). The subscription rights issued to Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering were reported in Table II of their Form 4 filed on April 13, 2018. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 8,316 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 7 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 8,316 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 7,464 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 6 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 7,464 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights (right to buy) · Derivative | 53,034 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · derivative · entry 5 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 0 Underlying: Common Stock, $0.01 par value · 53,034 shares Expires 2018-04-10 F5 · shares: Subscription rights acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received 0.2132674 subscription rights in connection with the Offering. Each whole subscription right allowed the holder thereof to subscribe to purchase one share of Common Stock and to purchase additional shares pursuant to an over-subscription privilege. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 8,316 | $3.50 | $29,106.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 3 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,891 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 7,464 | $3.50 | $26,124.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund II, LP Disclosed balance after: 42,464 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. F4 · ownership.nature: Represents securities owned directly by Atlas Fund II. As the General Partner of Atlas Fund II, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Investment Manager of Atlas Fund II, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund II. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund II. Read SEC document |
| April 10, 2018 Filed Apr 13, 2018 17:22 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, $0.01 par value | 53,034 | $3.50 | $185,619.00 |
DisclosureSEC source: 0000921895-18-001312 · form408800004_04122018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · 10% owner PW Partners Atlas Fund LP · CIK 0001562774 · See Footnote 1 PW Partners Atlas Fund II, LP · CIK 0001593174 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners, LLC · CIK 0001594106 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund LP Disclosed balance after: 302,709 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund LP ("Atlas Fund I"), PW Partners Atlas Fund II LP ("Atlas Fund II"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management"), PW Partners, LLC and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. F2 · shares: Shares being acquired by each of Atlas Fund I, Atlas Fund II and Mr. Walsh following the exercise of its/his basic subscription privilege in connection with the Issuer's subscription rights offering (the "Offering"). Each of Atlas Fund I, Atlas Fund II and Mr. Walsh has also exercised its/his over-subscription privilege in connection with the Offering. The number of shares each of Atlas Fund I, Atlas Fund II and Mr. Walsh will acquire in connection with its/his over-subscription privilege has not yet been determined by the Issuer. F3 · ownership.nature: Represents securities owned directly by Atlas Fund I. As the General Partner of Atlas Fund I, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Investment Manager of Atlas Fund I, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund I. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund I. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:29 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 2,151 | $7.40 | $15,917.40 |
DisclosureSEC source: 0000921895-18-001004 · form411125001wal_03162018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,642 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 18:52 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 13,115 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000431 · form411125001wal_02052018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498,491 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: Represents shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on February 1, 2019, the first anniversary of the grant date. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 19:28 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 490,988 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000059 · form411125001clu_01032018.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · See Footnote 1 PW Partners Atlas Funds, LLC · CIK 0001594105 · See Footnote 1 PW Partners Capital Management LLC · CIK 0001594107 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,216,436 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| December 04, 2017 Filed Dec 8, 2017 17:01 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002823 · form411125wal_12072017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,485,376 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · shares: These shares of restricted stock vest in three equal annual installments commencing on December 4, 2018, the first anniversary of the grant date. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 19:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 94,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002682 · form408800007_11142017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,707,424 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 16,311 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-002682 · form408800007_11142017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,802,165 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:54 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | PurchaseCommon Stock, $0.001 par value | 210,082 | $3.60 | $756,295.20 |
DisclosureSEC source: 0000921895-17-001794 · form408800007_06162017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,235,376 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 19:37 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | OtherCommon Stock, $0.001 par value | 632,060 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000974 · form408800007_04072017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Partners Atlas Fund III LP Disclosed balance after: 2,818,476 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares by Atlas Fund III to limited partners. F2 · ownership.nature: Represents securities owned directly by Atlas Fund III. As the General Partner of Atlas Fund III, Atlas Fund GP may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Investment Manager of Atlas Fund III, PW Capital Management may be deemed to beneficially own the securities owned directly by Atlas Fund III. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Atlas Fund GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by Atlas Fund III. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 17:21 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | Disposition to issuerWarrants (Right to Buy) · Derivative | 400,000 | $3.73 Strike: $11.50 | $1,492,000.00 |
DisclosureSEC source: 0000921895-17-000862 · form408800009_03282017.xml · derivative · entry 3 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 36,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F4 · kind: Represents a disposition of warrants to the Issuer approved in advance by the Board of Directors of the Issuer. Such transaction is exempt under Rule 16b-3. F3 · derivative.exercise_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F3 · derivative.expiration_date: The warrants became exercisable on July 30, 2015 and will expire on June 30, 2020 or earlier upon certain events. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 257,314 | $11.84 | $3,046,031.67 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 2 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 85,092 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 17:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 574,000 | $11.40 | $6,543,600.00 |
DisclosureSEC source: 0000921895-17-000743 · form408800009_03162017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 342,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 20:40 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 26,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-17-000649 · form408800007_03092017.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,294 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents 26,000 shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on March 8, 2018, the first anniversary of the grant date. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 16:11 UTC | TOWN SPORTS INTERNATIONAL HOLDINGS INC CLUB · Entity 135329 | GrantCommon Stock, $0.001 par value | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-16-006333 · form408800007_12142016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director · Chief Executive Officer · 10% owner PW Partners Atlas Fund III, LP · CIK 0001618192 · 10% owner PW Partners Atlas Funds, LLC · CIK 0001594105 · 10% owner PW Partners Capital Management LLC · CIK 0001594107 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 999,294 F1 · security: This Form 4 is filed jointly by PW Partners Atlas Fund III LP ("Atlas Fund III"), PW Partners Atlas Funds, LLC ("Atlas Fund GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · shares: Represents 500,000 shares of restricted stock that were issued to Mr. Walsh under the Issuer's Amended and Restated 2006 Stock Incentive Plan. The shares of restricted stock will vest in three equal annual installments commencing on December 12, 2017, the first anniversary of the grant date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 20:26 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | SaleCommon Stock | 1,665,482 | $14.50 | $24,149,489.00 |
DisclosureSEC source: 0000921895-16-006317 · form408800009_12092016.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 916,406 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
| November 25, 2016 Filed Nov 25, 2016 21:45 UTC | Del Taco Restaurants, Inc. TACO · Entity 129239 | OtherCommon Stock | 806,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001193805-16-004312 · e615598_4-walshpatrick.xml · nonDerivative · entry 1 Walsh Patrick · CIK 0001508045 · Director PW Partners Capital Management LLC · CIK 0001594107 · Director PW Acquisitions LP · CIK 0001631476 · Director PW Partners Atlas Funds, LLC · CIK 0001594105 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By PW Acquisitions LP Disclosed balance after: 2,581,888 F1 · security: This Form 4 is filed jointly by PW Acquisitions LP ("PW Acquisitions"), PW Partners Atlas Funds, LLC ("Acquisitions GP"), PW Partners Capital Management LLC ("PW Capital Management") and Patrick Walsh (collectively, the "Reporting Persons"). Mr. Walsh is a director of the Issuer. Each of the other Reporting Persons may be deemed to be a director by deputization by virtue of the fact that Mr. Walsh, the Managing Member and Chief Executive Officer of Acquisitions GP and the Managing Member of PW Capital Management, is a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. F3 · kind: Represents a distribution of shares from PW Acquisitions. F2 · ownership.nature: Represents securities owned directly by PW Acquisitions. As the General Partner of PW Acquisitions, Acquisitions GP may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Investment Manager of PW Acquisitions, PW Capital Management may be deemed to beneficially own the securities owned directly by PW Acquisitions. As the Managing Member of PW Capital Management and the Managing Member and Chief Executive Officer of Acquisitions GP, Mr. Walsh may be deemed to beneficially own the securities owned directly by PW Acquisitions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.