Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Chief Marketing Officer | January 10, 2017 | April 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date January 10, 2017 · Filed April 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,295 |
Ending reported balance
After 2017-01-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-10 · Grant · Acquired 5,000 · Balance 5,000 F1: Restricted stock granted to the Reporting person as part of the 2016 CEO Allocation Plan. 1,667 of the shares vested immediately and the remaining shares vest in equal installments on January 10, 2018 and 2019. Row 2 · 2017-01-10 · Tax withholding · Disposed 705 · Balance 4,295 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the Reporting person as part of the 2016 CEO Allocation Plan. 1,667 of the shares vested immediately and the remaining shares vest in equal installments on January 10, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2017 Filed Apr 4, 2017 20:44 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock Units · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014669 · doc1.xml · derivative · entry 1 Fontaine Richard P. · CIK 0001639275 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Underlying: Common Stock · 1,726 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| January 10, 2017 Filed Apr 19, 2017 17:38 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 705 | $9.65 | $6,803.25 |
DisclosureSEC source: 0001140361-17-016152 · doc1.xml · nonDerivative · entry 2 Fontaine Richard P. · CIK 0001639275 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,295 Read SEC document |
| January 10, 2017 Filed Apr 19, 2017 17:38 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-016152 · doc1.xml · nonDerivative · entry 1 Fontaine Richard P. · CIK 0001639275 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · date: Restricted stock granted to the Reporting person as part of the 2016 CEO Allocation Plan. 1,667 of the shares vested immediately and the remaining shares vest in equal installments on January 10, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.