organization · Reporting owner

CITIGROUP ALTERNATIVE INVESTMENTS INC

Disclosed activity across 4 companies

Tapewire entity: 17518
SEC CIK: 0001205833

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
WESTERN ASSET CORPORATE LOAN FUND INC.TLI · Entity 16378	See General Remarks.	September 30, 2004	June 07, 2004

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTERN ASSET CORPORATE LOAN FUND INC.

Report date September 30, 2004 · Filed June 07, 2004

Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, SMITH BARNEY FUND MANAGEMENT LLC, TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	0	Reported balance After 2004-04-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-04-01 · Other · Disposed 1,333,334 · Balance 0 F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends September 30, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: The chief executive officer of Smith Barney Fund Management LLC ("SB Fund"), an indirect wholly owned subsidiary of Citigroup Inc. ("Citigroup"), serves on the Issuer's Board of Directors. In addition, certain employees of Citigroup Asset Management, a division of Citigroup, serve as executive officers for the Issuer. SB Fund is investment adviser to the Issuer. Travelers Asset Management International Company LLC ("TAMIC"), an indirect wholly owned subsidiary of Citigroup, is subinvestment adviser to the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: See General Remarks.

F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends September 30, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F3: The chief executive officer of Smith Barney Fund Management LLC ("SB Fund"), an indirect wholly owned subsidiary of Citigroup Inc. ("Citigroup"), serves on the Issuer's Board of Directors. In addition, certain employees of Citigroup Asset Management, a division of Citigroup, serve as executive officers for the Issuer. SB Fund is investment adviser to the Issuer. Travelers Asset Management International Company LLC ("TAMIC"), an indirect wholly owned subsidiary of Citigroup, is subinvestment adviser to the Issuer.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DT INDUSTRIES INC

Report date June 27, 2004 · Filed June 07, 2004

Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INSURANCE HOLDING CORP, TRAVELERS INSURANCE CO

Section 16 reporting ended · disclosed 2004-06-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiary	751,279	Reported balance After 2004-04-01 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-04-01 · Other · Disposed 1,037,480 · Balance 751,279 F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
7.16% Convertible Preferred SecuritiesSEC Table II · derivative / convertible security	IndirectBy Subsidiary	84,000	Reported balance After 2004-04-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2004-04-01 · Other · Disposed 116,000 · Balance 84,000 F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Filing footnotes · ownership attribution and instrument terms

F1: See General Remarks.

F2: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F3: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

F4: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer.

MAX RE CAPITAL LTD

Report date December 31, 2004 · Filed June 21, 2005 · Amendment

Jointly reported with CITIGROUP INC, CITIGROUP INVESTMENTS INC, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INSURANCE HOLDING CORP, TRAVELERS INSURANCE CO, TRAVELERS LIFE & ANNUITY CO, Primerica Life Insurance CO

Section 16 reporting ended · disclosed 2005-06-21. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

No balance rows disclosed in this filing.

ON2 TECHNOLOGIES INC

Report date December 31, 2004 · Filed June 14, 2004

Jointly reported with CITIGROUP INC, TRAVELERS INSURANCE CO, CITIGROUP INSURANCE HOLDING CORP, ASSOCIATED MADISON COMPANIES INC, CITIGROUP INVESTMENTS INC

Section 16 reporting ended · disclosed 2004-06-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series C-IV Preferred StockSEC Table II · derivative / convertible security	IndirectBy Subsidiary	0	Reported balance After 2004-06-04 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2004-06-04 · Other · Disposed 1,849,057 · Balance 0 F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Series C-V Preferred StockSEC Table II · derivative / convertible security	IndirectBy Subsidiary	0	Reported balance After 2004-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2004-06-04 · Other · Disposed 2,176,876 · Balance 0 F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1: See General Remarks. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Series C-VI Preferred StockSEC Table II · derivative / convertible security	IndirectBy Subsidiary	766,090	Reported balance Holding disclosure · report date 2004-12-31 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 766,090 F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Series C-VI WarrantsSEC Table II · derivative / convertible security	IndirectBy Subsidiary	5,357,143	Reported balance Holding disclosure · report date 2004-12-31 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 5,357,143 F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").
Series A Preferred StockSEC Table II · derivative / convertible security	IndirectBy Subsidiary	400,000	Reported balance Holding disclosure · report date 2004-12-31 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 400,000 F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date. F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Filing footnotes · ownership attribution and instrument terms

F1: See General Remarks.

F2: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date.

F3: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein.

F4: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date.

F5: The Series C-VI Preferred Stock had an initial conversion price of $0.5601 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.5226 per share. The Series C-VI Preferred Stock is convertible immediately and has no expiration date.

F6: The Series C-VI Warrants have an exercise price of $0.56 per share, are exercisable immediately and have an expiration date of August 9, 2005.

F7: The Series A Preferred Stock has a conversion price of $7.50 per share, is convertible immediately and has no expiration date.

F8: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup").

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 04, 2004 Filed Jun 14, 2004 16:25 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	OtherSeries C-V Preferred Stock · Derivative	2,176,876	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-030470 · rrd42972.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. TRAVELERS INSURANCE CO · CIK 0000733076 · See General Remarks. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 2,993,273 shares Expires not disclosed F4 · derivative.exercise_price: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F4 · price: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F4 · derivative.exercise_date: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F4 · derivative.expiration_date: The Series C-V Preferred Stock had an initial conversion price of $1.244 per share. As a result of certain anti-dilution adjustments, the current conversion price is $0.9047 per share. The Series C-V Preferred Stock is convertible immediately and has no expiration date. F1 · balance_after: See General Remarks. F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F8 · ownership.nature: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document
June 04, 2004 Filed Jun 14, 2004 16:25 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	OtherSeries C-IV Preferred Stock · Derivative	1,849,057	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-030470 · rrd42972.xml · derivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. TRAVELERS INSURANCE CO · CIK 0000733076 · See General Remarks. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 Underlying: Common Stock · 2,792,257 shares Expires not disclosed F2 · derivative.exercise_price: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F2 · price: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-IV Preferred Stock had an initial conversion price of $2.65 per share. As a result of certain anti-dilution adjustments, the current conversion price is $1.7549 per share. The Series C-IV Preferred Stock is convertible immediately and has no expiration date. F1 · balance_after: See General Remarks. F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of June 4, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F8 · ownership.nature: Represents 820,911 shares of the Issuer's Series C-VI Preferred Stock, 5,357,143 shares of the Issuer's Series C-VI Warrants and 400,000 shares of the Issuer's Series A Preferred Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of June 4, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document
April 01, 2004 Filed Jun 7, 2004 17:22 UTC	WESTERN ASSET CORPORATE LOAN FUND INC. TLI · Entity 16378	OtherCommon Stock	1,333,334	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-029803 · rrd43050.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. SMITH BARNEY FUND MANAGEMENT LLC · CIK 0000914851 · See Footnote 3. TRAVELERS ASSET MANAGEMENT INTERNATIONAL CO LLC · CIK 0000891567 · See Footnote 3. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F2 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends September 30, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F1 · price: See General Remarks. F1 · balance_after: See General Remarks. F2 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends September 30, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F3 · ownership.nature: The chief executive officer of Smith Barney Fund Management LLC ("SB Fund"), an indirect wholly owned subsidiary of Citigroup Inc. ("Citigroup"), serves on the Issuer's Board of Directors. In addition, certain employees of Citigroup Asset Management, a division of Citigroup, serve as executive officers for the Issuer. SB Fund is investment adviser to the Issuer. Travelers Asset Management International Company LLC ("TAMIC"), an indirect wholly owned subsidiary of Citigroup, is subinvestment adviser to the Issuer. Read SEC document
April 01, 2004 Filed Jun 7, 2004 21:23 UTC	DT INDUSTRIES INC DTIIQ · Entity 17635	Other7.16% Convertible Preferred Securities · Derivative	116,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-029804 · rrd43052.xml · derivative · entry 2 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 3. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 3. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 3. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 84,000 Underlying: Common Stock · 414,282 shares Expires not disclosed F4 · derivative.exercise_price: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F2 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F4 · price: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F4 · derivative.exercise_date: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F4 · derivative.expiration_date: The Preferred Stock has an expiration date of May 31, 2008 and is immediately convertible into approximately 300,000 shares of Common Stock at a conversion price of $14.00 per share. The Common Stock that TIC has a right to acquire upon the exercise of the Preferred Stock is subject to change from time to time, pursuant to the terms of an Exchange Agreement between TIC and the Issuer. F1 · balance_after: See General Remarks. F2 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F3 · balance_after: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F1 · ownership.nature: See General Remarks. F3 · ownership.nature: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document
April 01, 2004 Filed Jun 7, 2004 21:23 UTC	DT INDUSTRIES INC DTIIQ · Entity 17635	OtherCommon Stock	1,037,480	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-029804 · rrd43052.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See General Remarks. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 3. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 3. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 3. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 751,279 F2 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F1 · price: See General Remarks. F1 · balance_after: See General Remarks. F2 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends June 27, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F3 · balance_after: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F1 · ownership.nature: See General Remarks. F3 · ownership.nature: Represents 751,279 shares of the Issuer's common stock (the "Common Stock") and 84,000 shares of the Issuer's 7.16% Convertible Preferred Stock (the "Preferred Stock") directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. TIC is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). Read SEC document
April 01, 2004 Filed Jun 7, 2004 21:29 UTC	MAX RE CAPITAL LTD MXRE · Entity 17517	OtherCommon Stock	1,058,833	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-029813 · rrd43046.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · See General Remarks. CITIGROUP INVESTMENTS INC · CIK 0001205828 · See Footnote 4. CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · See General Remarks. ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · See Footnote 2. CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · See Footnote 2. TRAVELERS INSURANCE CO · CIK 0000733076 · See Footnote 2. TRAVELERS LIFE & ANNUITY CO · CIK 0000929498 · See Footnote 2. Primerica Life Insurance CO · CIK 0001291918 · See Footnote 2. Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 607,833 F3 · date: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · kind: See General Remarks. F1 · shares: See General Remarks. F1 · price: See General Remarks. F1 · balance_after: See General Remarks. F2 · balance_after: Represents 64,500 shares of the Issuer's common stock (the "Common Stock") directly beneficially owned by The Travelers Life and Annuity Company ("TLAC"), 91,500 shares of Common Stock directly beneficially owned by Primerica Life Insurance Company ("Primerica") and 451,833 shares of Common Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. Each of TLAC and Primerica are wholly owned subsidiaries of TIC, which is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F3 · balance_after: This Form 5 is being filed to report certain transactions that occurred during the Issuer's fiscal year that ends December 31, 2004 that have not previously been reported on Form 4. The amount of shares beneficially owned reflects holdings as of April 1, 2004. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interests therein. F1 · ownership.nature: See General Remarks. F2 · ownership.nature: Represents 64,500 shares of the Issuer's common stock (the "Common Stock") directly beneficially owned by The Travelers Life and Annuity Company ("TLAC"), 91,500 shares of Common Stock directly beneficially owned by Primerica Life Insurance Company ("Primerica") and 451,833 shares of Common Stock directly beneficially owned by The Travelers Insurance Company ("TIC") as of April 1, 2004. Each of TLAC and Primerica are wholly owned subsidiaries of TIC, which is a wholly owned subsidiary of Citigroup Insurance Holding Corporation ("Citigroup Insurance"), which is a wholly owned subsidiary of Associated Madison Companies, Inc. ("Associated Madison"), which is a wholly owned subsidiary of Citigroup Inc. ("Citigroup"). F4 · ownership.nature: An employee of Citigroup Investments Inc. ("CII") serves on the Issuer's Board of Directors. CII is a wholly owned subsidiary of Citigroup. Read SEC document
March 03, 2004 Filed Mar 5, 2004 21:20 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	87,000	$0.94	$81,780.00	Disclosure SEC source: 0001181431-04-014085 · rrd35899.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 0 F1 · ownership.nature: See General Remarks. Read SEC document
March 02, 2004 Filed Mar 4, 2004 21:32 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	120,000	$1.00	$120,000.00	Disclosure SEC source: 0001181431-04-013740 · rrd35687.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 87,000 F1 · ownership.nature: See General Remarks. Read SEC document
March 01, 2004 Filed Mar 3, 2004 21:10 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	100,000	$0.96	$96,000.00	Disclosure SEC source: 0001181431-04-013458 · rrd35585.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 207,000 F1 · ownership.nature: See General Remarks. Read SEC document
February 27, 2004 Filed Mar 2, 2004 22:24 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	127,000	$1.00	$127,000.00	Disclosure SEC source: 0001181431-04-013197 · rrd35407.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 307,000 F1 · ownership.nature: See General Remarks. Read SEC document
February 26, 2004 Filed Mar 1, 2004 21:39 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	113,500	$0.98	$111,230.00	Disclosure SEC source: 0001181431-04-012810 · rrd35139.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 434,000 F1 · ownership.nature: See General Remarks. Read SEC document
February 25, 2004 Filed Feb 27, 2004 21:06 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	72,600	$1.06	$76,956.00	Disclosure SEC source: 0001181431-04-012474 · rrd35045.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 547,500 F1 · ownership.nature: See General Remarks. Read SEC document
February 24, 2004 Filed Feb 26, 2004 22:07 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	45,000	$1.07	$48,150.00	Disclosure SEC source: 0001181431-04-012238 · rrd34819.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 620,100 F1 · ownership.nature: See General Remarks. Read SEC document
February 23, 2004 Filed Feb 25, 2004 18:24 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	42,900	$1.06	$45,474.00	Disclosure SEC source: 0001181431-04-011822 · rrd34455.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 665,100 F1 · ownership.nature: See General Remarks. Read SEC document
February 20, 2004 Filed Feb 24, 2004 21:32 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionSeries C-VI Preferred Stock · Derivative	373,288	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-04-011697 · rrd34394.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 766,090 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document
February 20, 2004 Filed Feb 24, 2004 21:32 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	51,200	$1.06	$54,272.00	Disclosure SEC source: 0001181431-04-011697 · rrd34394.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 708,000 F1 · ownership.nature: See General Remarks. Read SEC document
February 20, 2004 Filed Feb 24, 2004 21:32 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionCommon Stock	400,000	$0.52	$208,880.00	Disclosure SEC source: 0001181431-04-011697 · rrd34394.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 759,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document
February 19, 2004 Filed Feb 23, 2004 21:51 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	40,000	$1.10	$44,000.00	Disclosure SEC source: 0001181431-04-011470 · rrd34051.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 359,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 18, 2004 Filed Feb 20, 2004 20:03 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	70,000	$1.11	$77,700.00	Disclosure SEC source: 0001181431-04-011125 · rrd34050.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 399,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 17, 2004 Filed Feb 19, 2004 20:32 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	75,000	$1.06	$79,500.00	Disclosure SEC source: 0001181431-04-010808 · rrd33966.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 469,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 13, 2004 Filed Feb 18, 2004 21:38 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	45,000	$1.11	$49,950.00	Disclosure SEC source: 0001181431-04-010515 · rrd33714.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 544,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 12, 2004 Filed Feb 17, 2004 22:19 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	40,000	$1.13	$45,200.00	Disclosure SEC source: 0001181431-04-010121 · rrd33480.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 589,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 11, 2004 Filed Feb 13, 2004 21:22 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	30,000	$1.14	$34,200.00	Disclosure SEC source: 0001181431-04-009279 · rrd33127.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 629,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 10, 2004 Filed Feb 12, 2004 22:35 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	70,000	$1.16	$81,200.00	Disclosure SEC source: 0001181431-04-008772 · rrd32866.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 659,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 09, 2004 Filed Feb 11, 2004 18:48 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	40,000	$1.14	$45,600.00	Disclosure SEC source: 0001181431-04-008109 · rrd32629.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 729,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 06, 2004 Filed Feb 10, 2004 21:18 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	50,000	$1.11	$55,500.00	Disclosure SEC source: 0001181431-04-007761 · rrd32449.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 769,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 05, 2004 Filed Feb 9, 2004 17:29 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	95,000	$1.12	$106,400.00	Disclosure SEC source: 0001181431-04-007373 · rrd32072.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 819,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 04, 2004 Filed Feb 6, 2004 21:57 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	120,000	$1.05	$126,000.00	Disclosure SEC source: 0001181431-04-007189 · rrd31824.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 914,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 03, 2004 Filed Feb 5, 2004 19:11 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	96,600	$1.16	$112,056.00	Disclosure SEC source: 0001181431-04-006704 · rrd31575.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,034,200 F1 · ownership.nature: See General Remarks. Read SEC document
February 02, 2004 Filed Feb 4, 2004 21:12 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	96,500	$1.18	$113,870.00	Disclosure SEC source: 0001181431-04-006419 · rrd31570.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,130,800 F1 · ownership.nature: See General Remarks. Read SEC document
January 30, 2004 Filed Feb 3, 2004 20:08 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	60,100	$1.26	$75,726.00	Disclosure SEC source: 0001181431-04-006012 · rrd31281.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,227,300 F1 · ownership.nature: See General Remarks. Read SEC document
January 29, 2004 Filed Feb 2, 2004 22:28 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	76,600	$1.27	$97,282.00	Disclosure SEC source: 0001181431-04-005702 · rrd31192.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,287,400 F1 · ownership.nature: See General Remarks. Read SEC document
January 28, 2004 Filed Jan 29, 2004 22:39 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	250,000	$1.27	$317,500.00	Disclosure SEC source: 0001181431-04-005281 · rrd30823.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,364,000 F1 · ownership.nature: See General Remarks. Read SEC document
January 27, 2004 Filed Jan 29, 2004 21:40 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	50,000	$1.45	$72,500.00	Disclosure SEC source: 0001181431-04-005246 · rrd30806.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,614,000 F1 · ownership.nature: See General Remarks. Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:11 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	31,900	$1.40	$44,660.00	Disclosure SEC source: 0001181431-04-004046 · rrd29934.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,664,000 F1 · ownership.nature: See General Remarks. Read SEC document
January 15, 2004 Filed Jan 20, 2004 22:25 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	50,000	$1.52	$76,000.00	Disclosure SEC source: 0001181431-04-003365 · rrd29342.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,695,900 F1 · ownership.nature: See General Remarks. Read SEC document
January 14, 2004 Filed Jan 16, 2004 21:29 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	50,000	$1.54	$77,000.00	Disclosure SEC source: 0001181431-04-003074 · rrd29210.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,745,900 F1 · ownership.nature: See General Remarks. Read SEC document
January 13, 2004 Filed Jan 15, 2004 22:04 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	200,000	$1.52	$304,000.00	Disclosure SEC source: 0001181431-04-002876 · rrd29113.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,795,900 F1 · ownership.nature: See General Remarks. Read SEC document
January 12, 2004 Filed Jan 14, 2004 22:53 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	640,500	$1.54	$986,370.00	Disclosure SEC source: 0001181431-04-002761 · rrd29112.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,995,900 F1 · ownership.nature: See General Remarks. Read SEC document
January 08, 2004 Filed Jan 12, 2004 18:15 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	100,000	$1.41	$141,000.00	Disclosure SEC source: 0001181431-04-002301 · rrd28533.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,636,400 F1 · ownership.nature: See General Remarks. Read SEC document
January 07, 2004 Filed Jan 9, 2004 22:06 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	50,000	$1.44	$72,000.00	Disclosure SEC source: 0001181431-04-002130 · rrd28398.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,736,400 F1 · ownership.nature: See General Remarks. Read SEC document
January 06, 2004 Filed Jan 8, 2004 21:13 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	209,500	$1.42	$297,490.00	Disclosure SEC source: 0001181431-04-001828 · rrd28201.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,786,400 F1 · ownership.nature: See General Remarks. Read SEC document
November 18, 2003 Filed Nov 19, 2003 22:27 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	254,100	$1.88	$477,708.00	Disclosure SEC source: 0001181431-03-031839 · rrd23306.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,995,900 F1 · ownership.nature: See General Remarks. Read SEC document
November 18, 2003 Filed Dec 16, 2003 20:42 UTC Amendment	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	254,100	$1.99	$505,659.00	Disclosure SEC source: 0001181431-03-036034 · rrd25826.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,995,900 F1 · ownership.nature: See General Remarks. Read SEC document
November 17, 2003 Filed Nov 19, 2003 22:21 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	1,000,000	$1.85	$1,850,000.00	Disclosure SEC source: 0001181431-03-031838 · rrd23188.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 3,250,000 F1 · ownership.nature: See General Remarks. Read SEC document
November 10, 2003 Filed Nov 12, 2003 22:59 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	SaleCommon Stock	1,000,000	$1.25	$1,250,000.00	Disclosure SEC source: 0001181431-03-030607 · rrd22622.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 4,250,000 F1 · ownership.nature: See General Remarks. Read SEC document
November 04, 2003 Filed Nov 12, 2003 22:59 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionSeries C-VI Preferred Stock · Derivative	2,432,051	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-03-030608 · rrd22601.xml · derivative · entry 4 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 1,139,378 Underlying: Common Stock · 2,606,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · price: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · derivative.exercise_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F3 · derivative.expiration_date: The Series C-VI Preferred Stock has an exercise price of $0.5222 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document
November 04, 2003 Filed Nov 12, 2003 22:59 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionSeries C-V Preferred Stock · Derivative	1,922,802	Not disclosed	Not disclosed	Disclosure SEC source: 0001181431-03-030608 · rrd22601.xml · derivative · entry 3 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,176,876 Underlying: Common Stock · 2,643,913 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · price: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · derivative.exercise_date: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F2 · derivative.expiration_date: The Series C-V Preferred Stock has an exercise price of $0.9047 per share, is exercisable immediately and has no expiration date. F1 · ownership.nature: See General Remarks. Read SEC document
November 04, 2003 Filed Nov 12, 2003 22:59 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionCommon Stock	2,606,087	$0.52	$1,360,898.63	Disclosure SEC source: 0001181431-03-030608 · rrd22601.xml · nonDerivative · entry 2 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 5,250,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document
November 04, 2003 Filed Nov 12, 2003 22:59 UTC	ON2 TECHNOLOGIES INC ONT · Entity 17634	ConversionCommon Stock	2,643,913	$0.90	$2,391,948.09	Disclosure SEC source: 0001181431-03-030608 · rrd22601.xml · nonDerivative · entry 1 CITIGROUP INC · CIK 0000831001 · 10% owner TRAVELERS INDEMNITY CO · CIK 0000937875 · 10% owner TRAVELERS INSURANCE GROUP HOLDINGS INC · CIK 0001010551 · 10% owner TRAVELERS PROPERTY CASUALTY CORP · CIK 0000919482 · 10% owner TRAVELERS INSURANCE CO · CIK 0000733076 · 10% owner CITIGROUP INSURANCE HOLDING CORP · CIK 0001003658 · 10% owner ASSOCIATED MADISON COMPANIES INC · CIK 0000806395 · 10% owner CITIGROUP ALTERNATIVE INVESTMENTS INC · CIK 0001205833 · 10% owner CITIGROUP INVESTMENTS INC · CIK 0001205828 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Subsidiary Disclosed balance after: 2,643,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: See General Remarks. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.