Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Perma-Pipe International Holdings, Inc.PPIH · Entity 6233 | Director | June 22, 2017 | June 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Perma-Pipe International Holdings, Inc.
Report date June 22, 2017 · Filed June 26, 2017
Jointly reported with Barrie David S, Brown David B, Walker Jerome T., Zorko Mark A
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $8.00 | Direct | 0 |
Reported balance
After 2017-06-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-06-22 · Grant · Acquired 5,000 · Balance 0 F1: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F2: David S. Barrie 22,143 David B. Brown 16,896 Bradley E. Mautner 9,575 Jerome T. Walker 19,313 Mark A. Zorko 22,143 |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board
F2: David S. Barrie 22,143 David B. Brown 16,896 Bradley E. Mautner 9,575 Jerome T. Walker 19,313 Mark A. Zorko 22,143
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 22, 2017 Filed Jun 26, 2017 20:42 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | GrantDeferred Stock Units · Derivative | 5,000 | $0.00 Strike: $8.00 | $0.00 |
DisclosureSEC source: 0000914122-17-000029 · primary_doc.xml · derivative · entry 1 Barrie David S · CIK 0001561676 · Director Brown David B · CIK 0001507086 · Director MAUTNER BRADLEY E · CIK 0001244981 · Director Walker Jerome T. · CIK 0001453436 · Director Zorko Mark A · CIK 0001346585 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F1 · derivative.expiration_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F2 · balance_after: David S. Barrie 22,143 David B. Brown 16,896 Bradley E. Mautner 9,575 Jerome T. Walker 19,313 Mark A. Zorko 22,143 Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionRestricted stock · Derivative | 16,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · derivative · entry 6 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,215 Underlying: Common stock · 16,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock F3 · derivative.exercise_date: restricted stock vested 6/19/2017 F3 · derivative.expiration_date: restricted stock vested 6/19/2017 Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Tax withholdingRestricted stock · Derivative | 9,474 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · derivative · entry 5 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,987 Underlying: Common stock · 9,474 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock F3 · derivative.exercise_date: restricted stock vested 6/19/2017 F3 · derivative.expiration_date: restricted stock vested 6/19/2017 Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionCommon stock | 16,772 | $7.90 | $132,498.80 |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · nonDerivative · entry 2 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionRestricted stock · Derivative | 12,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · derivative · entry 4 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,461 Underlying: Common stock · 12,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock F5 · price: The restricted stock reported as disposed herein were settled for shares of the issuer's stock F2 · derivative.exercise_date: restricted stock vested 6/14/2017 F2 · derivative.expiration_date: restricted stock vested 6/14/2017 Read SEC document |
| June 14, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Tax withholdingRestricted stock · Derivative | 7,206 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · derivative · entry 3 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,218 Underlying: Common stock · 7,206 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock represents a contingent right to receive one share of the issuer's common stock F4 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock F2 · derivative.exercise_date: restricted stock vested 6/14/2017 F2 · derivative.expiration_date: restricted stock vested 6/14/2017 Read SEC document |
| June 14, 2017 Filed Jun 20, 2017 18:12 UTC | Perma-Pipe International Holdings, Inc. PPIH · Entity 6233 | Exercise / conversionCommon stock | 12,757 | $8.00 | $102,056.00 |
DisclosureSEC source: 0000914122-17-000024 · primary_doc.xml · nonDerivative · entry 1 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:46 UTC | Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 | GrantDeferred Stock Units · Derivative | 4,575 | $0.00 Strike: $8.74 | $0.00 |
DisclosureSEC source: 0000914122-17-000005 · primary_doc.xml · derivative · entry 4 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,575 Underlying: Common stock · 4,575 shares Expires not disclosed F5 · derivative.exercise_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board F5 · derivative.expiration_date: Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 21:46 UTC | Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 | Exercise / conversionRestricted stock unit · Derivative | 9,029 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000005 · primary_doc.xml · derivative · entry 3 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 9,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock F4 · price: The restricted stock unit reported as disposed herein were settled for shares of the issuer's stock F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017 F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017 Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 21:46 UTC | Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 | Tax withholdingRestricted stock unit · Derivative | 5,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000914122-17-000005 · primary_doc.xml · derivative · entry 2 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,029 Underlying: Common stock · 5,845 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock F3 · price: The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock unit F2 · derivative.exercise_date: restricted stock unit vested 1/31/2017 F2 · derivative.expiration_date: restricted stock unit vested 1/31/2017 Read SEC document |
| January 31, 2017 Filed Feb 3, 2017 21:46 UTC | Perma-Pipe International Holdings, Inc. MFRI · Entity 6233 | Exercise / conversionCommon stock | 9,029 | $8.75 | $79,003.75 |
DisclosureSEC source: 0000914122-17-000005 · primary_doc.xml · nonDerivative · entry 1 MAUTNER BRADLEY E · CIK 0001244981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.