Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO Alternative Investments | February 13, 2006 | February 14, 2006 |
| FIRST CITIZENS BANCSHARES INC /DE/FCNCA · Entity 3195 | Director | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 13, 2006 · Filed February 14, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 789,658.4 |
Reported balance
After 2006-02-13 transaction · row 1
1 source rowRow 1 · 2006-02-13 · Tax withholding · Disposed 21,282.91 · Balance 789,658.4 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 167.1 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 167.1 |
| Common StockSEC Table I · non-derivative | IndirectBy GRATs | 395,450 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 395,450 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
FIRST CITIZENS BANCSHARES INC /DE/
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 2,215 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 2,215 · Balance 2,215 F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AutoWeb, Inc.
Report date May 27, 2022 · Filed June 17, 2022
Section 16 reporting ended · disclosed 2022-06-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CIT GROUP INC
Report date January 03, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Disposition to issuer · Disposed 14,983.475 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Disposition to issuer · Disposed 2,457.244 · Balance 0 F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. |
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-03 · Disposition to issuer · Disposed 18,303.187 · Balance 0 F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.
F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.
F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.
Symbotic Inc.
Report date June 07, 2022 · Filed June 09, 2022
Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2022-06-07 transaction · row 1
1 source rowRow 1 · 2022-06-07 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
| Class B Ordinary Shares, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-07 · Exercise / conversion · Disposed 50,000 · Balance 0 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2004 Filed Feb 26, 2004 16:38 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-012222 · rrd34566.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,966.6 F1 · kind: Represents a substitution of assets in accordance with the terms of the Grantor Retained Annuity Trust. Read SEC document |
| February 24, 2004 Filed Feb 26, 2004 16:38 UTC | CITIGROUP INC C · Entity 2837 | OtherCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-012222 · rrd34566.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 0 F1 · kind: Represents a substitution of assets in accordance with the terms of the Grantor Retained Annuity Trust. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:08 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 47,757 | $0.00 Strike: $50.69 | $0.00 |
DisclosureSEC source: 0001181431-04-004601 · rrd30197.xml · derivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,757 Underlying: Common Stock · 47,757 shares Expires 2012-02-13 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 53,609 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-04-004601 · rrd30197.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,440 Underlying: Common Stock · 53,609 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,223 | $50.69 | $163,373.87 |
DisclosureSEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,966.6 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:08 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 44,534 | $50.69 | $2,257,428.46 |
DisclosureSEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,048,189.6 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:08 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 53,609 | $42.11 | $2,257,458.91 |
DisclosureSEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092,723.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 18:17 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003880 · rrd29909.xml · derivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2010-01-20 F2 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 18:17 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 34,882.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003880 · rrd29909.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,114.6 F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 28,960 | $49.40 | $1,430,479.20 |
DisclosureSEC source: 0001181431-04-003384 · rrd29312.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,004,231.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 12:48 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 140,082 | $0.00 Strike: $47.40 | $0.00 |
DisclosureSEC source: 0001181431-03-029100 · rrd21596.xml · derivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,082 Underlying: Common Stock · 140,082 shares Expires 2008-11-02 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 214,440 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-03-029100 · rrd21596.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 214,440 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 40,926 | $47.40 | $1,939,892.40 |
DisclosureSEC source: 0001181431-03-029100 · rrd21596.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,191.7 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 99,156 | $47.40 | $4,699,994.40 |
DisclosureSEC source: 0001181431-03-029100 · rrd21596.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,117.7 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 214,440 | $21.92 | $4,700,010.14 |
DisclosureSEC source: 0001181431-03-029100 · rrd21596.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,173,273.7 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2003 Filed Sep 18, 2003 15:44 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 11,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-023645 · rrd18799.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958,833.7 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:01 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 139,486 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0000831001-03-000393 · primary_doc.xml · derivative · entry 5 CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,486 Underlying: Common Stock · 139,486 shares Expires 2008-11-02 F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,778,337 options to purchase 1,778,337 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:01 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 156,913 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0000831001-03-000393 · primary_doc.xml · derivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 156,913 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:01 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,899 | $45.24 | $402,590.76 |
DisclosureSEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,220 F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 153 shares of common stock as of May 31, 2003 under the Issuer's 401(k) plan and (2) 150,000 shares of common stock held in a grantor retained annuity trust, for which the Reporting Person is the trustee. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:01 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 130,587 | $45.24 | $5,907,755.88 |
DisclosureSEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,119 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 14:01 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 156,913 | $37.65 | $5,907,774.45 |
DisclosureSEC source: 0000831001-03-000393 · primary_doc.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO - Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.