Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO Alternative Investments | February 13, 2006 | February 14, 2006 |
| FIRST CITIZENS BANCSHARES INC /DE/FCNCA · Entity 3195 | Director | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date February 13, 2006 · Filed February 14, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 789,658.4 |
Reported balance
After 2006-02-13 transaction · row 1
1 source rowRow 1 · 2006-02-13 · Tax withholding · Disposed 21,282.91 · Balance 789,658.4 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 167.1 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 167.1 |
| Common StockSEC Table I · non-derivative | IndirectBy GRATs | 395,450 |
Reported balance
Holding disclosure · report date 2006-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 395,450 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
FIRST CITIZENS BANCSHARES INC /DE/
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 2,215 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 2,215 · Balance 2,215 F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in connection with the merger of CIT Group Inc. ("CIT") into the Issuer, effective January 3, 2022 (the "Merger"), based on the Merger exchange ratio, in exchange for (i) 14,983.4750 shares of CIT common stock, and (ii) Restricted Stock Units previously representing the right to receive an aggregate of 20,760.4320 shares of CIT common stock, all of which were converted into shares of the Issuer's Class A common stock. On the effective date of the Merger, the closing price of CIT common stock was $53.50, and the closing price of the Issuer's Class A common stock was $859.76.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AutoWeb, Inc.
Report date May 27, 2022 · Filed June 17, 2022
Section 16 reporting ended · disclosed 2022-06-17. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CIT GROUP INC
Report date January 03, 2022 · Filed January 05, 2022
Section 16 reporting ended · disclosed 2022-01-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Disposition to issuer · Disposed 14,983.475 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Disposition to issuer · Disposed 2,457.244 · Balance 0 F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock. |
| Deferred Share UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-03 · Disposition to issuer · Disposed 18,303.187 · Balance 0 F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash. F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.
F2: For Mr. Carpenter, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 152 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F3: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.
F4: Mr. Carpenter previously elected to defer issuance of CIT Common Stock until he was no longer a member of the Board. Pursuant to Merger Agreement, the deferred share units in respect of CIT Common Stock (the "CIT DSUs") automatically vested upon the effective time and were converted into 1,134 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.
F5: Each CIT DSU had the economic equivalent of one share of CIT Common Stock.
Symbotic Inc.
Report date June 07, 2022 · Filed June 09, 2022
Section 16 reporting ended · disclosed 2022-06-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2022-06-07 transaction · row 1
1 source rowRow 1 · 2022-06-07 · Exercise / conversion · Acquired 50,000 · Balance 50,000 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
| Class B Ordinary Shares, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-07 · Exercise / conversion · Disposed 50,000 · Balance 0 F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 7, 2022, SVF Investment Corp. 3 (the "Issuer") consummated its business combination with Warehouse Technologies LLC, Symbotic Holdings LLC and Saturn Acquisition (DE) Corp. As described in the Issuer's Post-Effective Amendment No. 1 to the Registration Statement on Form S-4 (File No. 333-262529) (the "Registration Statement") filed with the U.S. Securities and Exchange Commission on May 23, 2022, the shares of Class B ordinary shares of the Issuer, par value of $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of Class B common stock of Symbotic Inc., par value $0.0001 per share (the "Class B Common Stock"), which shares of Class B Common Stock automatically converted into shares of Class A Common Stock of Symbotic Inc, par value $0.0001 per share, at the time of the Issuer's business combination, in each case, on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2006 Filed Jan 19, 2006 17:05 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 43,057.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004340 · rrd103960.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,740.4 F2 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Core CAP Program). Read SEC document |
| January 17, 2006 Filed Jan 19, 2006 17:05 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 19,375.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-06-004340 · rrd103960.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,682.9 F1 · shares: Award of deferred stock under the Issuer's 1999 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| November 02, 2005 Filed Nov 4, 2005 16:01 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 72,089 | $45.46 | $3,277,165.94 |
DisclosureSEC source: 0001181431-05-059712 · rrd96174.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,307 Read SEC document |
| November 02, 2005 Filed Nov 4, 2005 16:01 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-059712 · rrd96174.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Alternative Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,396 F1 · balance_after: Reflects a distribution of 33,750 shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust. Read SEC document |
| August 10, 2005 Filed Aug 12, 2005 12:03 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 500 | $43.60 | $21,800.00 |
DisclosureSEC source: 0001181431-05-046399 · rrd89051.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Child. Disclosed balance after: 0 Read SEC document |
| August 09, 2005 Filed Aug 12, 2005 12:03 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-046399 · rrd89051.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By Child. Disclosed balance after: 500 Read SEC document |
| August 09, 2005 Filed Aug 12, 2005 12:03 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-046399 · rrd89051.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,646 Read SEC document |
| February 14, 2005 Filed Feb 16, 2005 12:50 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 39,176.8 | $49.25 | $1,929,457.40 |
DisclosureSEC source: 0001181431-05-010344 · rrd68918.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,346 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| February 10, 2005 Filed Feb 16, 2005 12:50 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-010344 · rrd68918.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 812,522.8 Read SEC document |
| February 03, 2005 Filed Feb 7, 2005 15:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 4,849 | $0.00 Strike: $49.62 | $0.00 |
DisclosureSEC source: 0001181431-05-007501 · rrd67313.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,849 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2005 Filed Feb 7, 2005 15:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3 | $49.68 | $149.04 |
DisclosureSEC source: 0001181431-05-007501 · rrd67313.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,522.8 Read SEC document |
| February 03, 2005 Filed Feb 7, 2005 15:15 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,843 | $49.68 | $240,600.24 |
DisclosureSEC source: 0001181431-05-007501 · rrd67313.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,525.8 Read SEC document |
| February 03, 2005 Filed Feb 7, 2005 15:15 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 4,849 | $49.62 | $240,610.29 |
DisclosureSEC source: 0001181431-05-007501 · rrd67313.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 821,368.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 9,881 | $0.00 Strike: $49.36 | $0.00 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · derivative · entry 14 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,881 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 67,742 | $0.00 Strike: $49.36 | $0.00 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · derivative · entry 13 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,742 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 25,033 | $0.00 Strike: $49.36 | $0.00 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · derivative · entry 12 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,033 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 22 | $49.48 | $1,088.56 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 9 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,519.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 24,971 | $49.48 | $1,235,565.08 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 8 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,541.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 25,033 | $49.36 | $1,235,586.32 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,512.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 12 | $49.48 | $593.76 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,479.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 9,856 | $49.48 | $487,674.88 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 5 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,491.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 9,881 | $49.36 | $487,709.36 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,347.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 75 | $49.48 | $3,711.00 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,466.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 67,575 | $49.48 | $3,343,611.00 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,541.8 Read SEC document |
| February 02, 2005 Filed Feb 4, 2005 12:48 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 67,742 | $49.36 | $3,343,629.96 |
DisclosureSEC source: 0001181431-05-007176 · rrd67133.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,116.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 53,494 | $0.00 Strike: $48.92 | $0.00 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · derivative · entry 10 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,494 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 90,705 | $0.00 Strike: $46.95 | $0.00 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · derivative · entry 9 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,705 shares Expires 2005-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 64 | $49.05 | $3,139.20 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,374.8 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 53,353 | $49.05 | $2,616,964.65 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 5 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,438.8 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 53,494 | $48.92 | $2,616,985.32 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 4 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,791.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,732 | $49.05 | $84,954.60 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 816,297.8 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 86,828 | $49.05 | $4,258,913.40 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,029.8 Read SEC document |
| February 01, 2005 Filed Feb 2, 2005 16:53 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 90,705 | $46.95 | $4,258,935.36 |
DisclosureSEC source: 0001181431-05-006490 · rrd66885.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,857.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:44 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 16,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003881 · rrd65016.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,152.8 F2 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:44 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 37,542.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003881 · rrd65016.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · Chair CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,258.8 F1 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Core CAP Program). Read SEC document |
| August 25, 2004 Filed Aug 27, 2004 13:00 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 490 | $45.95 | $22,515.50 |
DisclosureSEC source: 0001181431-04-042008 · rrd51579.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By self as UGMA custodian for daughter. Disclosed balance after: 0 Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 16:40 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-036626 · rrd48596.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,716.6 Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 16:40 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-036626 · rrd48596.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,716.6 Read SEC document |
| July 21, 2004 Filed Jul 22, 2004 16:40 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-036626 · rrd48596.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,206.6 Read SEC document |
| July 21, 2004 Filed Jul 27, 2004 16:16 UTC Amendment | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-037239 · rrd48869.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Indirect · By self as UGMA custodian for daughter. Disclosed balance after: 490 F1 · ownership.nature: The original Form 4 did not indicate that the Reporting Person transferred these shares to his daughter's UGMA account for which he is the custodian. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:26 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 131,149 | $0.00 Strike: $51.94 | $0.00 |
DisclosureSEC source: 0001181431-04-019019 · rrd38190.xml · derivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,149 Underlying: Common Stock · 131,149 shares Expires 2008-11-02 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:26 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 147,248 | $0.00 Strike: $43.14 | $0.00 |
DisclosureSEC source: 0001181431-04-019019 · rrd38190.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 147,248 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 8,861 | $51.94 | $460,240.34 |
DisclosureSEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,696.6 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 122,288 | $51.94 | $6,351,638.72 |
DisclosureSEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,072,557.6 Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 15:26 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 147,248 | $43.14 | $6,351,630.83 |
DisclosureSEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,194,845.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2004 Filed Mar 23, 2004 11:40 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 21,077 | $0.00 Strike: $51.28 | $0.00 |
DisclosureSEC source: 0001181431-04-017073 · rrd37252.xml · derivative · entry 7 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,077 Underlying: Common Stock · 21,077 shares Expires 2006-11-01 Read SEC document |
| March 19, 2004 Filed Mar 23, 2004 11:40 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 23,708 | $0.00 Strike: $42.45 | $0.00 |
DisclosureSEC source: 0001181431-04-017073 · rrd37252.xml · derivative · entry 6 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,708 shares Expires 2006-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2004 Filed Mar 23, 2004 11:40 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,449 | $51.28 | $74,304.72 |
DisclosureSEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 3 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047,597.6 Read SEC document |
| March 19, 2004 Filed Mar 23, 2004 11:40 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 19,628 | $51.28 | $1,006,523.84 |
DisclosureSEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 2 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,046.6 Read SEC document |
| March 19, 2004 Filed Mar 23, 2004 11:40 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 23,708 | $42.45 | $1,006,518.40 |
DisclosureSEC source: 0001181431-04-017073 · rrd37252.xml · nonDerivative · entry 1 CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068,674.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.