Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST BANCORP /PR/FBP · Entity 4027 | Director | August 07, 2017 | August 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST BANCORP /PR/
Report date August 07, 2017 · Filed August 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 10,028,702 |
Reported balance
After 2017-08-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-08-07 · Sale · Disposed 10,000,000 · Balance 10,028,702 F2: Represents shares of the Issuer sold by the following entities: 126,305 shares sold by FBC Fund; 5,499,346 shares sold by Fund VI; 3,723,865 shares sold by Parallel Fund VI; and 650,484 shares sold by DT Fund VI. F4: This amount represents the $5.655 price per share (after the deduction of the underwriters' discount) of the Issuer's common stock purchased by the underwriters. F1: Shares represent aggregate holdings of THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds") and THL Managers VI, LLC ("Managers VI"). F3: The Reporting Person holds an interest in Thomas H. Lee Advisors (Alternative) VI, Ltd., which is the general partner of THL Advisors (Alternative) VI, L.P., which is the general partner of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by the Funds and Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer except to the extent of his pecuniary interest. |
| Common StockSEC Table I · non-derivative | Direct | 3,644 |
Reported balance
Holding disclosure · report date 2017-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,644 F5: Pursuant to the operative agreements among certain of the Funds, any securities issued to persons serving as directors of portfolio companies of the Funds, such as the Issuer, are to be held for the benefit of the Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares represent aggregate holdings of THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds") and THL Managers VI, LLC ("Managers VI").
F2: Represents shares of the Issuer sold by the following entities: 126,305 shares sold by FBC Fund; 5,499,346 shares sold by Fund VI; 3,723,865 shares sold by Parallel Fund VI; and 650,484 shares sold by DT Fund VI.
F3: The Reporting Person holds an interest in Thomas H. Lee Advisors (Alternative) VI, Ltd., which is the general partner of THL Advisors (Alternative) VI, L.P., which is the general partner of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by the Funds and Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer except to the extent of his pecuniary interest.
F4: This amount represents the $5.655 price per share (after the deduction of the underwriters' discount) of the Issuer's common stock purchased by the underwriters.
F5: Pursuant to the operative agreements among certain of the Funds, any securities issued to persons serving as directors of portfolio companies of the Funds, such as the Issuer, are to be held for the benefit of the Funds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2017 Filed Aug 9, 2017 20:32 UTC | FIRST BANCORP /PR/ FBP · Entity 4027 | SaleCommon Stock | 10,000,000 | $5.66 | $56,550,000.00 |
DisclosureSEC source: 0001140361-17-030839 · form4.xml · nonDerivative · entry 1 Bresler Joshua D · CIK 0001576791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 10,028,702 F2 · kind: Represents shares of the Issuer sold by the following entities: 126,305 shares sold by FBC Fund; 5,499,346 shares sold by Fund VI; 3,723,865 shares sold by Parallel Fund VI; and 650,484 shares sold by DT Fund VI. F4 · price: This amount represents the $5.655 price per share (after the deduction of the underwriters' discount) of the Issuer's common stock purchased by the underwriters. F1 · ownership.nature: Shares represent aggregate holdings of THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds") and THL Managers VI, LLC ("Managers VI"). F3 · ownership.nature: The Reporting Person holds an interest in Thomas H. Lee Advisors (Alternative) VI, Ltd., which is the general partner of THL Advisors (Alternative) VI, L.P., which is the general partner of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by the Funds and Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer except to the extent of his pecuniary interest. Read SEC document |
| February 07, 2017 Filed Feb 15, 2017 02:46 UTC | FIRST BANCORP /PR/ FBP · Entity 4027 | SaleCommon Stock | 11,500,000 | $6.36 | $73,140,000.00 |
DisclosureSEC source: 0001140361-17-007561 · form4.xml · nonDerivative · entry 1 Bresler Joshua D · CIK 0001576791 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 20,028,702 F2 · kind: Represents shares of the Issuer sold by the following entities: 145,251 shares sold by FBC Fund; 6,324,248 shares sold by Fund VI; 4,282,443 shares sold by Parallel Fund VI; and 748,058 shares sold by DT Fund VI. F4 · price: This amount represents the $6.36 price per share of the Issuer's common stock purchased by the underwriters. F1 · ownership.nature: Shares represent aggregate holdings of THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI"), Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds") and THL Managers VI, LLC ("Managers VI"). F3 · ownership.nature: The Reporting Person holds an interest in Thomas H. Lee Advisors (Alternative) VI, Ltd., which is the general partner of THL Advisors (Alternative) VI, L.P., which is the general partner of the Funds. The Reporting Person is also a Managing Director of Thomas H. Lee Partners, L.P., which is the managing member of Managers VI. Therefore, the Reporting Person may be deemed to beneficially own the shares of the Issuer owned directly by the Funds and Managers VI. The Reporting Person disclaims beneficial ownership of all shares of the Issuer owned by the Funds and Managers VI, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 01, 2017 Filed Feb 28, 2017 21:51 UTC | FIRST BANCORP /PR/ FBP · Entity 4027 | GrantCommon Stock | 3,644 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-009701 · form4.xml · nonDerivative · entry 1 Bresler Joshua D · CIK 0001576791 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,644 F1 · kind: Restricted stock issued pursuant to the First BanCorp Omnibus Incentive Plan, as amended. Shares were granted by the Issuer in connection with the Reporting Person's services as a director. Shares will vest on February 1, 2018. F2 · price: Not applicable. F3 · balance_after: Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are held for the benefit of THL Managers VI, LLC ("Managers VI"). F3 · ownership.direct: Pursuant to the operative agreements for Thomas H. Lee Advisors (Alternative) VI, Ltd. ("Advisors"), THL FBC Equity Investors, L.P. ("FBC Fund"), Thomas H. Lee (Alternative) Fund VI, L.P. ("Fund VI"), Thomas H. Lee (Alternative) Parallel Fund VI, L.P. ("Parallel Fund VI") and Thomas H. Lee (Alternative) Parallel (DT) Fund VI ("DT Fund VI"; together with FBC Fund, Fund VI and Parallel Fund VI, the "Funds"), any securities issued to persons serving as directors of portfolio companies of Fund VI, such as the Issuer, are held for the benefit of THL Managers VI, LLC ("Managers VI"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.