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DONDERO CORT J

Disclosed activity across 1 company

Tapewire entity
173119
SEC CIK
0001165979

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENCOR INDUSTRIES INCGENC · Entity 6059DirectorSeptember 14, 2017September 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENCOR INDUSTRIES INC

Report date September 14, 2017 · Filed September 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-09-15 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-09-14 · Sale · Disposed 3,731 · Balance 3,769

Row 2 · 2017-09-14 · Sale · Disposed 2,904 · Balance 865

Row 3 · 2017-09-15 · Sale · Disposed 865 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2017 Filed Sep 18, 2017 18:12 UTC GENCOR INDUSTRIES INC GENC · Entity 6059 Salecommon stock 865 $16.00 $13,840.00
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 3

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:12 UTC GENCOR INDUSTRIES INC GENC · Entity 6059 Salecommon stock 2,904 $16.00 $46,464.00
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 2

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865

Read SEC document
September 14, 2017 Filed Sep 18, 2017 18:12 UTC GENCOR INDUSTRIES INC GENC · Entity 6059 Salecommon stock 3,731 $16.04 $59,845.24
Disclosure

SEC source: 0001165979-17-000003 · primary_doc.xml · nonDerivative · entry 1

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Read SEC document
August 11, 2017 Filed Aug 14, 2017 18:27 UTC GENCOR INDUSTRIES INC GENC · Entity 6059 Exercise / conversionStock Option (right to buy) · Derivative 7,500 $5.13 Strike: $5.13 $38,445.00
Disclosure

SEC source: 0001165979-17-000001 · primary_doc.xml · derivative · entry 2

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments; Oct 1, 2012, Oct 1, 2013, Oct 1, 2014, Oct 1, 2015.

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August 11, 2017 Filed Aug 14, 2017 18:27 UTC GENCOR INDUSTRIES INC GENC · Entity 6059 Exercise / conversioncommon stock 7,500 $5.13 $38,445.00
Disclosure

SEC source: 0001165979-17-000001 · primary_doc.xml · nonDerivative · entry 1

DONDERO CORT J · CIK 0001165979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.