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GENC

GENCOR INDUSTRIES INC

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6059
SEC CIK
0000064472
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2026 Filed May 5, 2026 21:00 UTC
ELLIOTT MARC GDirector · President and Chairman · 10% owner
Giftclass B stock 2,022,477 $0.00 $0.00
Disclosure

SEC source: 0001250808-26-000001 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FLP

Disclosed balance after: 2,022,477

F1 · ownership.nature: On May 1, 2026, the reporting person was assigned interests in E.J. Elliott, LLC ("LLC") through a bona fide gift, making him the majority member and the manager of LLC, which is the sole general partner of E.J. Elliott Family Limited Partnership ("FLP"). The reporting person disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest therein.

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May 01, 2026 Filed May 5, 2026 21:00 UTC
ELLIOTT MARC GDirector · President and Chairman · 10% owner
Giftcommon stock 1,518,828 $0.00 $0.00
Disclosure

SEC source: 0001250808-26-000001 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · FLP

Disclosed balance after: 1,518,828

F1 · ownership.nature: On May 1, 2026, the reporting person was assigned interests in E.J. Elliott, LLC ("LLC") through a bona fide gift, making him the majority member and the manager of LLC, which is the sole general partner of E.J. Elliott Family Limited Partnership ("FLP"). The reporting person disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest therein.

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May 01, 2026 Filed May 8, 2026 20:38 UTC Amendment
ELLIOTT MARC GDirector · President and Chairman · 10% owner
GiftClass B Common Stock 2,022,477 $0.00 $0.00
Disclosure

SEC source: 0001200876-26-000008 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By FLP

Disclosed balance after: 2,022,477

F1 · security: On May 5, 2026, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently indicated that the date of earliest transaction required to be reported was 05/01/2016. The correct date of earliest transaction required to be reported is 05/01/2026. This amendment is being filed to correct the date of the earliest transaction required to be reported.

F2 · ownership.nature: On May 1, 2026, the reporting person was assigned interests in E.J. Elliott, LLC ("LLC") through a bona fide gift, making him the majority member and the manager of LLC, which is the sole general partner of E.J. Elliott Family Limited Partnership ("FLP"). The reporting person disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest therein.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:23 UTC
ELLIOTT MARC GDirector · President
Salecommon stock 20,000 $16.48 $329,600.00
Disclosure

SEC source: 0001250808-24-000002 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 461,296

Read SEC document
August 30, 2023 Filed Sep 1, 2023 19:11 UTC SaleCommon Stock 1,000 $14.40 $14,400.00
Disclosure

SEC source: 0001249984-23-000003 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:23 UTC SaleCommon Stock 500 $14.00 $7,000.00
Disclosure

SEC source: 0001249984-23-000002 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,012

Read SEC document
June 07, 2023 Filed Jun 7, 2023 20:24 UTC SaleCommon Stock 1,000 $14.25 $14,250.00
Disclosure

SEC source: 0001249984-23-000001 · primary_doc.xml · nonDerivative · entry 2

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,512

Read SEC document
June 05, 2023 Filed Jun 7, 2023 20:24 UTC SaleCommon Stock 1,000 $14.50 $14,500.00
Disclosure

SEC source: 0001249984-23-000001 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,512

Read SEC document
December 20, 2022 Filed Dec 22, 2022 19:38 UTC
Mellen Eric EChief Financial Officer
OtherClass B Stock 71,280 $0.00 $0.00
Disclosure

SEC source: 0001550851-22-000001 · primary_doc.xml · nonDerivative · entry 2

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 89,100

F1 · shares: 1) On December 20, 2022 through acquisition by will, the Reporting Person became an indirect beneficiary of the shares.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 19:38 UTC
Mellen Eric EChief Financial Officer
OtherCommon Stock 229,650 $0.00 $0.00
Disclosure

SEC source: 0001550851-22-000001 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 229,750

F1 · shares: 1) On December 20, 2022 through acquisition by will, the Reporting Person became an indirect beneficiary of the shares.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:10 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionstock option · Derivative 19,508 $5.13 Strike: $5.13 $99,998.01
Disclosure

SEC source: 0001250808-21-000001 · primary_doc.xml · derivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: common stock · 19,508 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 19:10 UTC
ELLIOTT MARC GDirector · President
Exercise / conversioncommon stock 19,508 $5.13 $99,998.01
Disclosure

SEC source: 0001250808-21-000001 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 19:09 UTC Exercise / conversionStock Options (right to buy) · Derivative 4,500 $5.13 Strike: $5.13 $23,067.00
Disclosure

SEC source: 0001249984-21-000003 · primary_doc.xml · derivative · entry 2

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 19:09 UTC Exercise / conversionCommon Stock 4,500 $5.13 $23,067.00
Disclosure

SEC source: 0001249984-21-000003 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Mar 12, 2021 22:43 UTC
Mellen Eric EChief Financial Officer
SaleCommon Stock 2,400 $15.69 $37,651.20
Disclosure

SEC source: 0001550851-21-000001 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

F1 · price: Represents average sales price.

Read SEC document
March 10, 2021 Filed Mar 10, 2021 16:50 UTC SaleCommon Stock 950 $15.18 $14,421.00
Disclosure

SEC source: 0001249984-21-000002 · primary_doc.xml · nonDerivative · entry 3

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

F1 · price: Represents average sales price.

Read SEC document
March 09, 2021 Filed Mar 10, 2021 16:50 UTC SaleCommon Stock 588 $14.98 $8,808.24
Disclosure

SEC source: 0001249984-21-000002 · primary_doc.xml · nonDerivative · entry 2

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962

F1 · price: Represents average sales price.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 20:51 UTC SaleCommon Stock 1,979 $14.81 $29,299.10
Disclosure

SEC source: 0001517777-21-000003 · primary_doc.xml · nonDerivative · entry 3

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: 1. Represents average sales price.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 16:50 UTC SaleCommon Stock 2,000 $14.81 $29,610.00
Disclosure

SEC source: 0001249984-21-000002 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550

F1 · price: Represents average sales price.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 20:51 UTC SaleCommon Stock 21 $14.70 $308.70
Disclosure

SEC source: 0001517777-21-000003 · primary_doc.xml · nonDerivative · entry 2

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

Read SEC document
March 04, 2021 Filed Mar 8, 2021 20:51 UTC SaleCommon Stock 4,000 $14.33 $57,300.00
Disclosure

SEC source: 0001517777-21-000003 · primary_doc.xml · nonDerivative · entry 1

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: 1. Represents average sales price.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:31 UTC SaleCommon Stock 1,500 $14.39 $21,579.00
Disclosure

SEC source: 0001517777-21-000002 · primary_doc.xml · nonDerivative · entry 1

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:33 UTC Exercise / conversionStock Options (right to buy) · Derivative 3,500 $5.13 Strike: $5.13 $17,941.00
Disclosure

SEC source: 0001249984-21-000001 · primary_doc.xml · derivative · entry 2

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 3,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments: Oct 1, 2012, Oct 1, 2013, Oct 1, 2014 and Oct 1, 2015.

Read SEC document
February 18, 2021 Filed Feb 22, 2021 21:33 UTC Exercise / conversionCommon Stock 3,500 $5.13 $17,941.00
Disclosure

SEC source: 0001249984-21-000001 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:33 UTC Exercise / conversionStock Options (right to buy) · Derivative 7,500 $5.13 Strike: $5.13 $38,445.00
Disclosure

SEC source: 0001517777-21-000001 · primary_doc.xml · derivative · entry 2

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options exercised were granted on Oct 1, 2011 and vested in equal annual installments; Oct 1, 2012, Oct 1, 2013, Oct 1, 2014, & Oct 1, 2015.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:33 UTC Exercise / conversionCommon Stock 7,500 $5.13 $38,445.00
Disclosure

SEC source: 0001517777-21-000001 · primary_doc.xml · nonDerivative · entry 1

Sharp James P · CIK 0001517777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 14:02 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionstock option · Derivative 20,000 $5.13 Strike: $5.13 $102,520.00
Disclosure

SEC source: 0001250808-20-000002 · primary_doc.xml · derivative · entry 3

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,492

Underlying: common/class B · 20,000 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 14:02 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionclass B stock 10,000 $5.13 $51,260.00
Disclosure

SEC source: 0001250808-20-000002 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2020 Filed Jun 15, 2020 14:02 UTC
ELLIOTT MARC GDirector · President
Exercise / conversioncommon stock 10,000 $5.13 $51,260.00
Disclosure

SEC source: 0001250808-20-000002 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 15:21 UTC
ELLIOTT MARC GDirector · President
Salecommon stock 3,543 $12.30 $43,578.90
Disclosure

SEC source: 0001250808-20-000001 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,788

Read SEC document
December 16, 2019 Filed Dec 17, 2019 15:41 UTC
ELLIOTT MARC GDirector · President
Salecommon stock 5,591 $12.53 $70,055.23
Disclosure

SEC source: 0001250808-19-000003 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,331

Read SEC document
December 13, 2019 Filed Dec 16, 2019 14:11 UTC
Mellen Eric EChief Financial Officer
GiftCommon Stock 1,000 $12.55 $12,550.00
Disclosure

SEC source: 0001550851-19-000001 · primary_doc.xml · nonDerivative · entry 1

Mellen Eric E · CIK 0001550851 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
December 13, 2019 Filed Dec 17, 2019 15:41 UTC
ELLIOTT MARC GDirector · President
Salecommon stock 19,000 $12.23 $232,370.00
Disclosure

SEC source: 0001250808-19-000003 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,922

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:06 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionstock option · Derivative 45,000 $5.13 Strike: $5.13 $230,670.00
Disclosure

SEC source: 0001250808-19-000002 · primary_doc.xml · derivative · entry 3

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,492

Underlying: common/class B · 45,000 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:06 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionclass B 20,000 $5.13 $102,520.00
Disclosure

SEC source: 0001250808-19-000002 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 19:06 UTC
ELLIOTT MARC GDirector · President
Exercise / conversioncommon stock 25,000 $5.13 $128,150.00
Disclosure

SEC source: 0001250808-19-000002 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 13:14 UTC SaleCommon Stock 950 $11.00 $10,450.00
Disclosure

SEC source: 0001249984-19-000001 · primary_doc.xml · nonDerivative · entry 1

LYONS JEANNE M · CIK 0001249984 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Read SEC document
June 14, 2019 Filed Jun 17, 2019 14:14 UTC
ELLIOTT MARC GDirector · President
Salecommon stock 366 $12.66 $4,633.56
Disclosure

SEC source: 0001250808-19-000001 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,922

Read SEC document
June 13, 2019 Filed Jun 17, 2019 14:14 UTC
ELLIOTT MARC GDirector · President
Giftcommon stock 4,000 $12.52 $50,080.00
Disclosure

SEC source: 0001250808-19-000001 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,288

Read SEC document
August 31, 2018 Filed Aug 31, 2018 19:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 7,500 $5.13 Strike: $5.13 $38,445.00
Disclosure

SEC source: 0001249991-18-000001 · primary_doc.xml · derivative · entry 2

Fields Randolph · CIK 0001249991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 7,500 stock options granted on July 1, 2011 are fully vested and expire on October 1, 2021.

Read SEC document
August 31, 2018 Filed Aug 31, 2018 19:27 UTC Exercise / conversioncommon stock 7,500 $5.13 $38,445.00
Disclosure

SEC source: 0001249991-18-000001 · primary_doc.xml · nonDerivative · entry 1

Fields Randolph · CIK 0001249991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Randolph H. Fields Family Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 13:58 UTC
ELLIOTT MARC GDirector · President
Exercise / conversionstock option · Derivative 40,000 $5.13 Strike: $5.13 $205,040.00
Disclosure

SEC source: 0001250808-18-000003 · primary_doc.xml · derivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,492

Underlying: common stock · 40,000 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 13:58 UTC
ELLIOTT MARC GDirector · President
Exercise / conversioncommon stock 40,000 $5.13 $205,040.00
Disclosure

SEC source: 0001250808-18-000003 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 19:21 UTC SaleCommon Stock, $.001 par value 2,200 $16.33 $35,926.00
Disclosure

SEC source: 0001078782-18-000692 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,222,928

F1 · balance_after: Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.

Read SEC document
July 05, 2018 Filed Jul 6, 2018 16:42 UTC SaleCommon Stock, $.001 par value 2,500 $16.14 $40,350.00
Disclosure

SEC source: 0001078782-18-000682 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,225,128

F1 · balance_after: Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 17:58 UTC SaleCommon Stock, $.001 Par Value 1,892 $16.17 $30,593.64
Disclosure

SEC source: 0001078782-18-000676 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,128

F1 · balance_after: Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.

Read SEC document
June 28, 2018 Filed Jun 29, 2018 16:13 UTC SaleCommon Stock, $.001 par value 3,905 $16.11 $62,909.55
Disclosure

SEC source: 0001078782-18-000666 · primary_doc.xml · nonDerivative · entry 2

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230,020

F1 · balance_after: Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.

Read SEC document
June 27, 2018 Filed Jun 29, 2018 16:13 UTC SaleCommon Stock, $.001 Par value 1,300 $16.05 $20,865.00
Disclosure

SEC source: 0001078782-18-000666 · primary_doc.xml · nonDerivative · entry 1

Houtkin Sherry · CIK 0001335876 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,925

F1 · balance_after: Excludes 9,036 shares indirectly owned by Ms. Houtkin through Airmont Trust.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 18:30 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 14,566 $16.14 $235,095.24
Disclosure

SEC source: 0001250808-18-000002 · primary_doc.xml · nonDerivative · entry 2

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,288

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June 20, 2018 Filed Jun 21, 2018 18:30 UTC
ELLIOTT MARC GDirector · president
Salecommon stock 7,434 $16.08 $119,538.72
Disclosure

SEC source: 0001250808-18-000002 · primary_doc.xml · nonDerivative · entry 1

ELLIOTT MARC G · CIK 0001250808 · Director · president

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,854

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.