organization · Reporting owner
Opportunity Income Plus LP
Disclosed activity across 5 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST DIVIDEND & INCOME FUNDFAV · Entity 181564 | 10% owner | October 19, 2016 | October 21, 2016 |
| JPMORGAN CHINA REGION FUND, INC.JFC · Entity 171078 | 10% owner | September 15, 2017 | September 19, 2017 |
| KOREA EQUITY FUND INCKEF · Entity 175017 | 10% owner | June 20, 2017 | June 22, 2017 |
| Nuveen Global Equity Income FundJGV · Entity 181700 | 10% owner | September 28, 2016 | September 30, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST DIVIDEND & INCOME FUND
Report date October 19, 2016 · Filed October 21, 2016
Jointly reported with Bulldog Investors General Partnership, Full Value Offshore Fund, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,656,626 |
Reported balance
After 2016-10-19 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2016-10-19 · Purchase · Acquired 10,598 · Balance 1,656,626 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 1,656,926 |
Reported balance
After 2016-10-20 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2016-10-20 · Purchase · Acquired 300 · Balance 1,656,926 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 73,453 |
Reported balance
After 2016-10-19 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2016-10-19 · Purchase · Acquired 302 · Balance 73,453 F2: Shares are held by Full Value Offshore Fund, Ltd. |
| Common StockSEC Table I · non-derivative | Direct | 221,100 |
Reported balance
Holding disclosure · report date 2016-10-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 221,100 F3: Shares are held by Opportunity Income Plus, LP. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
F2: Shares are held by Full Value Offshore Fund, Ltd.
F3: Shares are held by Opportunity Income Plus, LP.
JPMORGAN CHINA REGION FUND, INC.
Report date September 15, 2017 · Filed September 19, 2017
Jointly reported with Bulldog Investors General Partnership
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,419 |
Reported balance
After 2017-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-15 · Purchase · Acquired 1,070 · Balance 62,419 F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares are held by Opportunity Income Plus Fund, LP. |
| Common StockSEC Table I · non-derivative | Direct | 782,948 |
Reported balance
After 2017-09-15 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-09-15 · Purchase · Acquired 21,447 · Balance 782,948 F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons").
F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F4: Shares are held by Opportunity Income Plus Fund, LP.
F5: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
KOREA EQUITY FUND INC
Report date June 20, 2017 · Filed June 22, 2017
Jointly reported with Bulldog Investors General Partnership, OPPORTUNITY PARTNERS LP, Calapasas West Partners LP, Full Value Special Situations Fund LP, Full Value Offshore Fund, Ltd., FULL VALUE PARTNERS LP, STEADY GAIN PARTNERS LP, MERCURY PARTNERS L P, MCM Opportunity Partners LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 463,530 |
Reported balance
After 2017-06-20 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2017-06-20 · Purchase · Acquired 20,000 · Balance 463,530 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 479,730 |
Reported balance
After 2017-06-21 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2017-06-21 · Purchase · Acquired 16,200 · Balance 479,730 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 177,712 |
Reported balance
After 2017-06-20 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2017-06-20 · Purchase · Acquired 5,000 · Balance 177,712 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. |
| Common StockSEC Table I · non-derivative | Direct | 181,712 |
Reported balance
After 2017-06-21 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2017-06-21 · Purchase · Acquired 4,000 · Balance 181,712 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. |
| Common StockSEC Table I · non-derivative | Direct | 263,667 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 263,667 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned by Opportunity Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 96,452 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 96,452 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Shares of Common Stock beneficially owned by Calapasas West Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 32,805 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 32,805 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP. |
| Common StockSEC Table I · non-derivative | Direct | 282,346 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 282,346 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Shares of Common Stock beneficially owned by Full Value Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 188,614 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 188,614 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F8: Shares of Common Stock beneficially owned by Steady Gain Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 122,040 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 122,040 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: Shares of Common Stock beneficially owned by Mercury Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 41,664 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 41,664 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F11: Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP. |
| Common StockSEC Table I · non-derivative | Direct | 37,544 |
Reported balance
Holding disclosure · report date 2017-06-20 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 37,544 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons").
F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
F4: Shares of Common Stock beneficially owned by Opportunity Partners, LP.
F5: Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
F6: Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
F7: Shares of Common Stock beneficially owned by Full Value Partners, LP.
F8: Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
F9: Shares of Common Stock beneficially owned by Mercury Partners, LP.
F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
F11: Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
F12: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.
F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
Nuveen Global Equity Income Fund
Report date September 28, 2016 · Filed September 30, 2016
Jointly reported with Bulldog Investors General Partnership, Full Value Offshore Fund, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,028,952 |
Reported balance
After 2016-09-28 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2016-09-28 · Purchase · Acquired 17,528 · Balance 2,028,952 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | Direct | 82,892 |
Reported balance
After 2016-09-28 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2016-09-28 · Purchase · Acquired 521 · Balance 82,892 F2: Shares are held by Full Value Offshore Fund, Ltd. |
| Common StockSEC Table I · non-derivative | Direct | 82,930 |
Reported balance
Holding disclosure · report date 2016-09-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 82,930 F3: Shares are held by Opportunity Income Plus, LP. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
F2: Shares are held by Full Value Offshore Fund, Ltd.
F3: Shares are held by Opportunity Income Plus, LP.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Virtus Total Return Fund
Report date March 22, 2017 · Filed March 27, 2017
Jointly reported with Bulldog Investors General Partnership, GOLDSTEIN PHILLIP, MCM Opportunity Partners LP, FULL VALUE PARTNERS LP, Calapasas West Partners LP, OPPORTUNITY PARTNERS LP, MERCURY PARTNERS L P, STEADY GAIN PARTNERS LP, Full Value Special Situations Fund LP
Section 16 reporting ended · disclosed 2017-03-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,553,860 |
Reported balance
After 2017-03-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-03-22 · Sale · Disposed 2,636,634 · Balance 1,553,860 F1: This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons").
F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2017 Filed Sep 19, 2017 12:05 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | PurchaseCommon Stock | 21,447 | $4.86 | $104,281.75 |
DisclosureSEC source: 0001398344-17-012100 · fp0028115_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,948 F1 · security: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 12:05 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | PurchaseCommon Stock | 1,070 | $4.86 | $5,202.66 |
DisclosureSEC source: 0001398344-17-012100 · fp0028115_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,419 F1 · security: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares are held by Opportunity Income Plus Fund, LP. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 14:50 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | OtherCommon Stock | 22,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001398344-17-011560 · fp0027949_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · kind: Shares are held by Full Value Offshore Fund, Ltd. Full Value Offshore Fund, Ltd. is in the process of liquidating and winding up, and as a result has withdrawn as a member of the Section 13(d) filing group referenced in Explanation 2 above. F4 · ownership.direct: Shares are held by Full Value Offshore Fund, Ltd. Full Value Offshore Fund, Ltd. is in the process of liquidating and winding up, and as a result has withdrawn as a member of the Section 13(d) filing group referenced in Explanation 2 above. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 10:13 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 4,000 | $9.53 | $38,117.60 |
DisclosureSEC source: 0001398344-17-007803 · fp0026405_4.xml · nonDerivative · entry 12 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,712 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 10:13 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 16,200 | $9.53 | $154,376.28 |
DisclosureSEC source: 0001398344-17-007803 · fp0026405_4.xml · nonDerivative · entry 8 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,730 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 10:13 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 5,000 | $9.54 | $47,698.50 |
DisclosureSEC source: 0001398344-17-007803 · fp0026405_4.xml · nonDerivative · entry 11 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,712 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 20, 2017 Filed Jun 22, 2017 10:13 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 20,000 | $9.54 | $190,794.00 |
DisclosureSEC source: 0001398344-17-007803 · fp0026405_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,530 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 10:47 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 3,700 | $9.51 | $35,195.88 |
DisclosureSEC source: 0001398344-17-007679 · fp0026349_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,712 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 13:44 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 5,000 | $9.53 | $47,650.00 |
DisclosureSEC source: 0001398344-17-007582 · fp0026269_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,012 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 13:44 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 450,000 | $9.53 | $4,288,500.00 |
DisclosureSEC source: 0001398344-17-007582 · fp0026269_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,530 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 11:16 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | PurchaseCommon Stock | 7,500 | $19.82 | $148,650.00 |
DisclosureSEC source: 0001398344-17-007562 · fp0026260_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,349 F1 · security: This Form 4 is filed jointly by Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Shares are held by Opportunity Income Plus Fund, LP. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 09:51 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 50,000 | $9.53 | $476,500.00 |
DisclosureSEC source: 0001398344-17-007443 · fp0026235_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,012 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 09:51 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 200,000 | $9.53 | $1,906,000.00 |
DisclosureSEC source: 0001398344-17-007443 · fp0026235_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,530 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 09:33 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 500 | $9.52 | $4,760.00 |
DisclosureSEC source: 0001398344-17-007373 · fp0026196_4.xml · nonDerivative · entry 11 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,012 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 09:33 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 10,000 | $9.54 | $95,400.00 |
DisclosureSEC source: 0001398344-17-007373 · fp0026196_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,512 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13 · ownership.direct: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 09:33 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 90,000 | $9.54 | $858,600.00 |
DisclosureSEC source: 0001398344-17-007373 · fp0026196_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,530 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:31 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | PurchaseCommon Stock | 20,000 | $19.69 | $393,800.00 |
DisclosureSEC source: 0001398344-17-007282 · fp0026177_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,501 F1 · security: This Form 4 is filed jointly by Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6 · ownership.direct: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 10:31 UTC | JPMORGAN CHINA REGION FUND, INC. JFC · Entity 171078 | PurchaseCommon Stock | 5,000 | $19.69 | $98,450.00 |
DisclosureSEC source: 0001398344-17-007282 · fp0026177_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,849 F1 · security: This Form 4 is filed jointly by Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5 · ownership.direct: Shares are held by Opportunity Income Plus Fund, LP. Read SEC document |
| May 03, 2017 Filed May 5, 2017 10:51 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 600 | $9.06 | $5,436.00 |
DisclosureSEC source: 0001398344-17-005943 · fp0025695_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,544 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| May 03, 2017 Filed May 5, 2017 10:51 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 820 | $9.08 | $7,445.60 |
DisclosureSEC source: 0001398344-17-005943 · fp0025695_4.xml · nonDerivative · entry 9 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,944 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| May 03, 2017 Filed May 5, 2017 10:51 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 24,180 | $9.08 | $219,554.40 |
DisclosureSEC source: 0001398344-17-005943 · fp0025695_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,530 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 28, 2017 Filed May 2, 2017 11:40 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 210 | $8.96 | $1,881.60 |
DisclosureSEC source: 0001398344-17-005679 · fp0025610_4.xml · nonDerivative · entry 9 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,124 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 28, 2017 Filed May 2, 2017 11:40 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 6,186 | $8.96 | $55,426.56 |
DisclosureSEC source: 0001398344-17-005679 · fp0025610_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,350 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 12:05 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 328 | $8.78 | $2,879.84 |
DisclosureSEC source: 0001398344-17-005236 · fp0025370_4.xml · nonDerivative · entry 9 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,914 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 12:05 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 9,672 | $8.78 | $84,920.16 |
DisclosureSEC source: 0001398344-17-005236 · fp0025370_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,164 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 10:39 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 328 | $8.61 | $2,824.11 |
DisclosureSEC source: 0001398344-17-005053 · fp0025258_4.xml · nonDerivative · entry 9 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,586 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 10:39 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 9,672 | $8.61 | $83,276.89 |
DisclosureSEC source: 0001398344-17-005053 · fp0025258_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,492 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 13:20 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 345 | $8.63 | $2,977.01 |
DisclosureSEC source: 0001398344-17-004882 · fp0025186_4.xml · nonDerivative · entry 11 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,258 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 13:20 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 10,155 | $8.63 | $87,627.50 |
DisclosureSEC source: 0001398344-17-004882 · fp0025186_4.xml · nonDerivative · entry 8 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,820 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 13:20 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 328 | $8.52 | $2,794.56 |
DisclosureSEC source: 0001398344-17-004882 · fp0025186_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,913 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 12, 2017 Filed Apr 14, 2017 13:20 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 9,672 | $8.52 | $82,405.44 |
DisclosureSEC source: 0001398344-17-004882 · fp0025186_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,665 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 11, 2017 Filed Apr 12, 2017 11:54 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 432 | $8.47 | $3,659.04 |
DisclosureSEC source: 0001398344-17-004805 · fp0025158_4.xml · nonDerivative · entry 8 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,993 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 11:54 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 230 | $8.51 | $1,957.30 |
DisclosureSEC source: 0001398344-17-004805 · fp0025158_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,585 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 11:54 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 6,770 | $8.51 | $57,612.70 |
DisclosureSEC source: 0001398344-17-004805 · fp0025158_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,561 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 11:26 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 150 | $8.79 | $1,319.15 |
DisclosureSEC source: 0001398344-17-004474 · fp0025056_4.xml · nonDerivative · entry 11 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,355 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 11:26 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 4,409 | $8.79 | $38,774.07 |
DisclosureSEC source: 0001398344-17-004474 · fp0025056_4.xml · nonDerivative · entry 8 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,791 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 11:26 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 190 | $8.78 | $1,667.57 |
DisclosureSEC source: 0001398344-17-004474 · fp0025056_4.xml · nonDerivative · entry 10 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,205 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 11:26 UTC | KOREA EQUITY FUND INC KEF · Entity 175017 | PurchaseCommon Stock | 5,613 | $8.78 | $49,263.62 |
DisclosureSEC source: 0001398344-17-004474 · fp0025056_4.xml · nonDerivative · entry 7 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner MCM Opportunity Partners LP · CIK 0001581073 · 10% owner FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner Calapasas West Partners LP · CIK 0001580881 · 10% owner OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner MERCURY PARTNERS L P · CIK 0000812885 · 10% owner STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,382 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10 · ownership.direct: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| March 22, 2017 Filed Mar 27, 2017 12:23 UTC | Virtus Total Return Fund DCA · Entity 177496 | SaleCommon Stock | 2,636,634 | $4.87 | $12,842,253.22 |
DisclosureSEC source: 0001398344-17-003938 · fp0024807_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses MCM Opportunity Partners LP · CIK 0001581073 · 10% owner · See Explanation of Responses FULL VALUE PARTNERS LP · CIK 0001164363 · 10% owner · See Explanation of Responses Calapasas West Partners LP · CIK 0001580881 · 10% owner · See Explanation of Responses OPPORTUNITY PARTNERS LP · CIK 0000896017 · 10% owner · See Explanation of Responses MERCURY PARTNERS L P · CIK 0000812885 · 10% owner · See Explanation of Responses STEADY GAIN PARTNERS LP · CIK 0001316669 · 10% owner · See Explanation of Responses Full Value Special Situations Fund LP · CIK 0001580999 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,553,860 F1 · security: This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 11:52 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 300 | $8.86 | $2,658.00 |
DisclosureSEC source: 0001398344-16-019827 · fp0022124_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,926 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 11:52 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 302 | $8.89 | $2,684.78 |
DisclosureSEC source: 0001398344-16-019827 · fp0022124_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,453 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 11:52 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 10,598 | $8.89 | $94,216.22 |
DisclosureSEC source: 0001398344-16-019827 · fp0022124_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656,626 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 12:16 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 1,500 | $9.11 | $13,669.95 |
DisclosureSEC source: 0001398344-16-019509 · fp0021985_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,100 F3 · security: Shares are held by Opportunity Income Plus, LP. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 10:12 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 433 | $9.10 | $3,941.99 |
DisclosureSEC source: 0001398344-16-019330 · fp0021926_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,151 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 10:12 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 14,571 | $9.10 | $132,652.93 |
DisclosureSEC source: 0001398344-16-019330 · fp0021926_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,028 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 10:02 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 131 | $9.05 | $1,185.92 |
DisclosureSEC source: 0001398344-16-019096 · fp0021834_4.xml · nonDerivative · entry 4 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,718 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 10:02 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 4,393 | $9.05 | $39,768.95 |
DisclosureSEC source: 0001398344-16-019096 · fp0021834_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631,457 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 12:05 UTC | Nuveen Global Equity Income Fund JGV · Entity 181700 | PurchaseCommon Stock | 521 | $11.89 | $6,193.75 |
DisclosureSEC source: 0001398344-16-019200 · fp0021847_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,892 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 12:05 UTC | Nuveen Global Equity Income Fund JGV · Entity 181700 | PurchaseCommon Stock | 17,528 | $11.89 | $208,376.37 |
DisclosureSEC source: 0001398344-16-019200 · fp0021847_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028,952 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 10:02 UTC | FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564 | PurchaseCommon Stock | 597 | $9.02 | $5,384.94 |
DisclosureSEC source: 0001398344-16-019096 · fp0021834_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,587 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.