organization · Reporting owner

Opportunity Income Plus LP

Disclosed activity across 5 companies

Tapewire entity: 173085
SEC CIK: 0001581172

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
FIRST TRUST DIVIDEND & INCOME FUNDFAV · Entity 181564	10% owner	October 19, 2016	October 21, 2016
JPMORGAN CHINA REGION FUND, INC.JFC · Entity 171078	10% owner	September 15, 2017	September 19, 2017
KOREA EQUITY FUND INCKEF · Entity 175017	10% owner	June 20, 2017	June 22, 2017
Nuveen Global Equity Income FundJGV · Entity 181700	10% owner	September 28, 2016	September 30, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FIRST TRUST DIVIDEND & INCOME FUND

Report date October 19, 2016 · Filed October 21, 2016

Jointly reported with Bulldog Investors General Partnership, Full Value Offshore Fund, Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,656,626	Reported balance After 2016-10-19 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2016-10-19 · Purchase · Acquired 10,598 · Balance 1,656,626 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	1,656,926	Reported balance After 2016-10-20 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2016-10-20 · Purchase · Acquired 300 · Balance 1,656,926 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	73,453	Reported balance After 2016-10-19 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2016-10-19 · Purchase · Acquired 302 · Balance 73,453 F2: Shares are held by Full Value Offshore Fund, Ltd.
Common StockSEC Table I · non-derivative	Direct	221,100	Reported balance Holding disclosure · report date 2016-10-19 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 221,100 F3: Shares are held by Opportunity Income Plus, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.

F2: Shares are held by Full Value Offshore Fund, Ltd.

F3: Shares are held by Opportunity Income Plus, LP.

JPMORGAN CHINA REGION FUND, INC.

Report date September 15, 2017 · Filed September 19, 2017

Jointly reported with Bulldog Investors General Partnership

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	62,419	Reported balance After 2017-09-15 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-09-15 · Purchase · Acquired 1,070 · Balance 62,419 F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares are held by Opportunity Income Plus Fund, LP.
Common StockSEC Table I · non-derivative	Direct	782,948	Reported balance After 2017-09-15 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2017-09-15 · Purchase · Acquired 21,447 · Balance 782,948 F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Opportunity Income Plus Fund, LP and Bulldog Investors General Partnership (collectively, the "Reporting Persons").

F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13G, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.

F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F4: Shares are held by Opportunity Income Plus Fund, LP.

F5: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.

KOREA EQUITY FUND INC

Report date June 20, 2017 · Filed June 22, 2017

Jointly reported with Bulldog Investors General Partnership, OPPORTUNITY PARTNERS LP, Calapasas West Partners LP, Full Value Special Situations Fund LP, Full Value Offshore Fund, Ltd., FULL VALUE PARTNERS LP, STEADY GAIN PARTNERS LP, MERCURY PARTNERS L P, MCM Opportunity Partners LP

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	463,530	Reported balance After 2017-06-20 transaction · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · 2017-06-20 · Purchase · Acquired 20,000 · Balance 463,530 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	479,730	Reported balance After 2017-06-21 transaction · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · 2017-06-21 · Purchase · Acquired 16,200 · Balance 479,730 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	177,712	Reported balance After 2017-06-20 transaction · row 11 Holding and transaction disclosures are not merged. 1 source row Row 11 · 2017-06-20 · Purchase · Acquired 5,000 · Balance 177,712 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
Common StockSEC Table I · non-derivative	Direct	181,712	Reported balance After 2017-06-21 transaction · row 12 Holding and transaction disclosures are not merged. 1 source row Row 12 · 2017-06-21 · Purchase · Acquired 4,000 · Balance 181,712 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.
Common StockSEC Table I · non-derivative	Direct	263,667	Reported balance Holding disclosure · report date 2017-06-20 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 263,667 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned by Opportunity Partners, LP.
Common StockSEC Table I · non-derivative	Direct	96,452	Reported balance Holding disclosure · report date 2017-06-20 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 96,452 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F5: Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
Common StockSEC Table I · non-derivative	Direct	32,805	Reported balance Holding disclosure · report date 2017-06-20 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 32,805 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F6: Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
Common StockSEC Table I · non-derivative	Direct	282,346	Reported balance Holding disclosure · report date 2017-06-20 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 282,346 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F7: Shares of Common Stock beneficially owned by Full Value Partners, LP.
Common StockSEC Table I · non-derivative	Direct	188,614	Reported balance Holding disclosure · report date 2017-06-20 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 188,614 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F8: Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
Common StockSEC Table I · non-derivative	Direct	122,040	Reported balance Holding disclosure · report date 2017-06-20 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 122,040 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F9: Shares of Common Stock beneficially owned by Mercury Partners, LP.
Common StockSEC Table I · non-derivative	Direct	41,664	Reported balance Holding disclosure · report date 2017-06-20 · row 9 Holding and transaction disclosures are not merged. 1 source row Row 9 · Balance 41,664 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F11: Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
Common StockSEC Table I · non-derivative	Direct	37,544	Reported balance Holding disclosure · report date 2017-06-20 · row 10 Holding and transaction disclosures are not merged. 1 source row Row 10 · Balance 37,544 F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F12: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons").

F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.

F4: Shares of Common Stock beneficially owned by Opportunity Partners, LP.

F5: Shares of Common Stock beneficially owned by Calapasas West Partners, LP.

F6: Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.

F7: Shares of Common Stock beneficially owned by Full Value Partners, LP.

F8: Shares of Common Stock beneficially owned by Steady Gain Partners, LP.

F9: Shares of Common Stock beneficially owned by Mercury Partners, LP.

F10: Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.

F11: Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.

F12: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.

F13: Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.

Nuveen Global Equity Income Fund

Report date September 28, 2016 · Filed September 30, 2016

Jointly reported with Bulldog Investors General Partnership, Full Value Offshore Fund, Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,028,952	Reported balance After 2016-09-28 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2016-09-28 · Purchase · Acquired 17,528 · Balance 2,028,952 F1: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	82,892	Reported balance After 2016-09-28 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2016-09-28 · Purchase · Acquired 521 · Balance 82,892 F2: Shares are held by Full Value Offshore Fund, Ltd.
Common StockSEC Table I · non-derivative	Direct	82,930	Reported balance Holding disclosure · report date 2016-09-28 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 82,930 F3: Shares are held by Opportunity Income Plus, LP.

Filing footnotes · ownership attribution and instrument terms

F2: Shares are held by Full Value Offshore Fund, Ltd.

F3: Shares are held by Opportunity Income Plus, LP.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Virtus Total Return Fund

Report date March 22, 2017 · Filed March 27, 2017

Jointly reported with Bulldog Investors General Partnership, GOLDSTEIN PHILLIP, MCM Opportunity Partners LP, FULL VALUE PARTNERS LP, Calapasas West Partners LP, OPPORTUNITY PARTNERS LP, MERCURY PARTNERS L P, STEADY GAIN PARTNERS LP, Full Value Special Situations Fund LP

Section 16 reporting ended · disclosed 2017-03-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,553,860	Reported balance After 2017-03-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2017-03-22 · Sale · Disposed 2,636,634 · Balance 1,553,860 F1: This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by Bulldog Investors General Partnership, Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, MCM Opportunity Partners, LP, Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons").

F2: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on March 23, 2017. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.

F3: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Shares were tendered by the Reporting Persons in connection with the Issuer tender offer that commenced February 15, 2017 and expired March 15, 2017.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 27, 2016 Filed Sep 29, 2016 10:02 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	20,103	$9.02	$181,329.06	Disclosure SEC source: 0001398344-16-019096 · fp0021834_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627,064 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 23, 2016 Filed Sep 26, 2016 10:25 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	1,137	$9.07	$10,311.34	Disclosure SEC source: 0001398344-16-018838 · fp0021742_4.xml · nonDerivative · entry 4 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,990 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 23, 2016 Filed Sep 26, 2016 10:25 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	38,289	$9.07	$347,239.11	Disclosure SEC source: 0001398344-16-018838 · fp0021742_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606,961 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 22, 2016 Filed Sep 23, 2016 12:46 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	1,043	$11.97	$12,484.71	Disclosure SEC source: 0001398344-16-018791 · fp0021726_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,011,424 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 22, 2016 Filed Sep 26, 2016 10:25 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	1,898	$9.08	$17,231.75	Disclosure SEC source: 0001398344-16-018838 · fp0021742_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,853 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 22, 2016 Filed Sep 26, 2016 10:25 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	63,882	$9.08	$579,978.29	Disclosure SEC source: 0001398344-16-018838 · fp0021742_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568,672 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 21, 2016 Filed Sep 22, 2016 11:55 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	1,587	$9.00	$14,284.11	Disclosure SEC source: 0001398344-16-018746 · fp0021711_4.xml · nonDerivative · entry 4 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,955 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 21, 2016 Filed Sep 22, 2016 11:55 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	53,413	$9.00	$480,754.39	Disclosure SEC source: 0001398344-16-018746 · fp0021711_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504,790 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:46 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	1,445	$11.85	$17,127.15	Disclosure SEC source: 0001398344-16-018791 · fp0021726_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,371 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 21, 2016 Filed Sep 23, 2016 12:46 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	48,655	$11.85	$576,693.12	Disclosure SEC source: 0001398344-16-018791 · fp0021726_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010,381 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 20, 2016 Filed Sep 22, 2016 11:55 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	1,029	$9.00	$9,257.19	Disclosure SEC source: 0001398344-16-018746 · fp0021711_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,368 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 20, 2016 Filed Sep 22, 2016 11:55 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	33,211	$9.00	$298,776.12	Disclosure SEC source: 0001398344-16-018746 · fp0021711_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451,377 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 19, 2016 Filed Sep 21, 2016 09:58 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	1,000	$11.78	$11,781.00	Disclosure SEC source: 0001398344-16-018690 · fp0021693_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,961,726 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 16, 2016 Filed Sep 19, 2016 10:21 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	337	$11.65	$3,926.42	Disclosure SEC source: 0001398344-16-018596 · fp0021639_4.xml · nonDerivative · entry 4 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,926 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 16, 2016 Filed Sep 19, 2016 10:21 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	10,863	$11.65	$126,565.90	Disclosure SEC source: 0001398344-16-018596 · fp0021639_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,960,726 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:07 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	294	$8.96	$2,635.30	Disclosure SEC source: 0001398344-16-018629 · fp0021663_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,339 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 16, 2016 Filed Sep 20, 2016 10:07 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	9,501	$8.96	$85,163.16	Disclosure SEC source: 0001398344-16-018629 · fp0021663_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,418,166 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 15, 2016 Filed Sep 19, 2016 10:21 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	430	$11.74	$5,047.99	Disclosure SEC source: 0001398344-16-018596 · fp0021639_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,589 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 15, 2016 Filed Sep 19, 2016 10:21 UTC	Nuveen Global Equity Income Fund JGV · Entity 181700	PurchaseCommon Stock	13,870	$11.74	$162,826.87	Disclosure SEC source: 0001398344-16-018596 · fp0021639_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,949,863 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 14, 2016 Filed Sep 15, 2016 14:32 UTC	Virtus Total Return Fund DCA · Entity 177496	PurchaseCommon Stock	976	$4.51	$4,406.35	Disclosure SEC source: 0001398344-16-018481 · fp0021602_4.xml · nonDerivative · entry 2 Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,130 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission. F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document
September 13, 2016 Filed Sep 15, 2016 14:32 UTC	Virtus Total Return Fund DCA · Entity 177496	PurchaseCommon Stock	1,261	$4.54	$5,724.81	Disclosure SEC source: 0001398344-16-018481 · fp0021602_4.xml · nonDerivative · entry 1 Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,154 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission. F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document
September 12, 2016 Filed Sep 14, 2016 12:33 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	640	$9.07	$5,805.38	Disclosure SEC source: 0001398344-16-018412 · fp0021591_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,045 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 09, 2016 Filed Sep 12, 2016 13:48 UTC	Virtus Total Return Fund DCA · Entity 177496	PurchaseCommon Stock	1,093	$4.59	$5,022.23	Disclosure SEC source: 0001398344-16-018337 · fp0021546_4.xml · nonDerivative · entry 2 Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,893 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission. F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document
September 08, 2016 Filed Sep 12, 2016 13:48 UTC	Virtus Total Return Fund DCA · Entity 177496	PurchaseCommon Stock	3,045	$4.66	$14,181.48	Disclosure SEC source: 0001398344-16-018337 · fp0021546_4.xml · nonDerivative · entry 1 Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,800 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission. F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document
September 06, 2016 Filed Sep 7, 2016 09:54 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	77	$9.19	$707.60	Disclosure SEC source: 0001398344-16-018106 · fp0021472_4.xml · nonDerivative · entry 4 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,405 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 06, 2016 Filed Sep 7, 2016 09:54 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	2,469	$9.19	$22,689.12	Disclosure SEC source: 0001398344-16-018106 · fp0021472_4.xml · nonDerivative · entry 2 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,408,665 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document
September 06, 2016 Filed Sep 8, 2016 13:35 UTC	Virtus Total Return Fund DCA · Entity 177496	PurchaseCommon Stock	1,698	$4.67	$7,935.60	Disclosure SEC source: 0001398344-16-018185 · fp0021503_4.xml · nonDerivative · entry 1 Opportunity Income Plus LP · CIK 0001581172 · 10% owner · See Explanation of Responses Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner · See Explanation of Responses GOLDSTEIN PHILLIP · CIK 0001067621 · 10% owner · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,755 F1 · security: This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, Full Value Offshore Fund, Ltd., Opportunity Income Plus Fund, LP, and Phillip Goldstein (collectively, the "Reporting Persons"). To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two related reports related to the same transaction(s) for the Section 13(d) group being filed with the Securities and Exchange Commission. F2 · security: Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock on May 23, 2016. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. F3 · security: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4 · ownership.direct: Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd. Read SEC document
September 02, 2016 Filed Sep 7, 2016 09:54 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	30	$9.16	$274.80	Disclosure SEC source: 0001398344-16-018106 · fp0021472_4.xml · nonDerivative · entry 3 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,328 F2 · security: Shares are held by Full Value Offshore Fund, Ltd. Read SEC document
September 02, 2016 Filed Sep 7, 2016 09:54 UTC	FIRST TRUST DIVIDEND & INCOME FUND FAV · Entity 181564	PurchaseCommon Stock	970	$9.16	$8,885.20	Disclosure SEC source: 0001398344-16-018106 · fp0021472_4.xml · nonDerivative · entry 1 Bulldog Investors General Partnership · CIK 0001364773 · 10% owner Full Value Offshore Fund, Ltd. · CIK 0001584439 · 10% owner Opportunity Income Plus LP · CIK 0001581172 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406,196 F1 · security: Shares are held by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Offshore Fund, Ltd., Full Value Partners, LP, Opportunity Income Plus, LP, MCM Opportunity Partners, LP, Steady Gain Partners, LP and Mercury Partners, LP, which together may constitute a group. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.