Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Senior VP, General Counsel | June 29, 2007 | July 03, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date June 29, 2007 · Filed July 03, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 16,284.656 |
Reported balance
After 2007-06-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-06-29 · Grant · Acquired 217 · Balance 16,284.656 F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F2: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,400 | $0.00 Strike: $31.31 | $0.00 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · derivative · entry 6 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,600 Underlying: Common Stock · 22,400 shares Expires 2010-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on October 8, 2000. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 41,600 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · derivative · entry 5 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,600 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 22,400 | $40.00 | $896,004.48 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · nonDerivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 294 shares acquired under the Company's Employee Stock Purchase Plan on June 30, 2005. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 22,400 | $31.31 | $701,344.00 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 41,600 | $40.00 | $1,664,008.32 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,174 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 41,600 | $3.51 | $146,016.00 |
DisclosureSEC source: 0001234452-05-000173 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 22:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 250 | $34.14 Strike: $1.00 | $8,534.00 |
DisclosureSEC source: 0001234452-05-000152 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 13,065.189 Underlying: Common Stock · 250 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 20:35 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 234 | $36.34 Strike: $1.00 | $8,504.26 |
DisclosureSEC source: 0001234452-05-000083 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 12,781.701 Underlying: Common Stock · 234 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 01:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-05-000046 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,600 Underlying: Common Stock · 16,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 01:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $36.39 | $582,184.00 |
DisclosureSEC source: 0001234452-05-000046 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 01, 2005 Filed Mar 2, 2005 01:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $3.51 | $56,160.00 |
DisclosureSEC source: 0001234452-05-000046 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 19:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-05-000028 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,600 Underlying: Common Stock · 16,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 19:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $37.09 | $593,484.80 |
DisclosureSEC source: 0001234452-05-000028 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 19:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $3.51 | $56,160.00 |
DisclosureSEC source: 0001234452-05-000028 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 01:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-05-000010 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,600 Underlying: Common Stock · 16,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 01:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $42.52 | $680,302.40 |
DisclosureSEC source: 0001234452-05-000010 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,880 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes 342 shares acquired under the Company's Employee Stock Purchase Plan on December 31, 2004. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 01:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $3.51 | $56,160.00 |
DisclosureSEC source: 0001234452-05-000010 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2004 Filed Jan 5, 2005 01:21 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,207 | $43.42 Strike: $1.00 | $52,401.91 |
DisclosureSEC source: 0001234452-05-000010 · edgardoc.xml · derivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 12,505.042 Underlying: Common Stock · 1,207 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-04-000240 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2014-12-02 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000231 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,600 Underlying: Common Stock · 16,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $41.90 | $670,334.40 |
DisclosureSEC source: 0001234452-04-000231 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 01, 2004 Filed Dec 3, 2004 21:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $3.51 | $56,160.00 |
DisclosureSEC source: 0001234452-04-000231 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2004 Filed Nov 2, 2004 22:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000207 · edgardoc.xml · derivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,600 Underlying: Common Stock · 16,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. Read SEC document |
| November 01, 2004 Filed Nov 2, 2004 22:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $40.76 | $652,184.00 |
DisclosureSEC source: 0001234452-04-000207 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 01, 2004 Filed Nov 2, 2004 22:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $3.51 | $56,160.00 |
DisclosureSEC source: 0001234452-04-000207 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,400 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · derivative · entry 6 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,600 Underlying: Common Stock · 6,400 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments beginning on July 17, 1999. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 9,600 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · derivative · entry 5 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,600 shares Expires 2006-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 50% on December 13, 2000 and 50% on December 13, 2001. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,400 | $39.34 | $251,770.24 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · nonDerivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,400 | $3.51 | $22,464.00 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,600 | $39.34 | $377,655.36 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 01, 2004 Filed Oct 4, 2004 17:45 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,600 | $2.44 | $23,424.00 |
DisclosureSEC source: 0001234452-04-000172 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 21:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 204 | $38.64 Strike: $1.00 | $7,882.56 |
DisclosureSEC source: 0001234452-04-000180 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 11,298.042 Underlying: Common Stock · 204 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 01, 2004 Filed Sep 2, 2004 22:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $2.44 | $0.00 |
DisclosureSEC source: 0001234452-04-000142 · edgardoc.xml · derivative · entry 4 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 16,000 shares Expires 2006-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 32,000 shares of common stock at an exercise price of $4.88 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 50% on December 13, 2000 and 50% on December 13, 2001. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 32,000 shares of common stock at an exercise price of $4.88 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| September 01, 2004 Filed Sep 2, 2004 22:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 16,000 | $37.87 | $605,958.40 |
DisclosureSEC source: 0001234452-04-000142 · edgardoc.xml · nonDerivative · entry 3 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,538 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| September 01, 2004 Filed Sep 2, 2004 22:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 16,000 | $2.44 | $39,040.00 |
DisclosureSEC source: 0001234452-04-000142 · edgardoc.xml · nonDerivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| July 28, 2004 Filed Sep 2, 2004 22:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-04-000142 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,269 F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 115 | $68.70 Strike: $1.00 | $7,900.50 |
DisclosureSEC source: 0001234452-04-000098 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 5,536.975 Underlying: Common Stock · 115 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 124 | $63.77 Strike: $1.00 | $7,907.48 |
DisclosureSEC source: 0001234452-04-000057 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 5,414.077 Underlying: Common Stock · 124 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 31, 2003 Filed Jan 3, 2004 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 757 | $52.66 Strike: $1.00 | $39,863.62 |
DisclosureSEC source: 0001234452-04-000008 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 5,284.146 Underlying: Common Stock · 757 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 22:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 140,000 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001234452-03-000158 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2013-11-27 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 168 | $43.75 Strike: $1.00 | $7,350.00 |
DisclosureSEC source: 0001234452-03-000108 · edgardoc.xml · derivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 4,521.152 Underlying: Common Stock · 168 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| August 27, 2003 Filed Oct 1, 2003 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftCommon Stock | 260 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-03-000108 · edgardoc.xml · nonDerivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,411 Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 01:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 205 | $35.83 Strike: $1.00 | $7,345.15 |
DisclosureSEC source: 0001234452-03-000034 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 4,346.069 Underlying: Common Stock · 205 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 192 | $38.26 Strike: $1.00 | $7,345.92 |
DisclosureSEC source: 0001191307-03-000032 · edgardoc.xml · derivative · entry 2 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 192 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 5.423 | $36.31 Strike: $1.00 | $196.90 |
DisclosureSEC source: 0001191307-03-000032 · edgardoc.xml · derivative · entry 1 LUPIN LOUIS M · CIK 0001191313 · Senior VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 5.423 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.