Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | VP CONTROLLER & CAO | November 16, 2007 | November 19, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date November 16, 2007 · Filed November 19, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,508 |
Reported balance
After 2007-11-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-11-16 · Exercise / conversion · Acquired 200 · Balance 20,508 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Direct | 20,308 |
Reported balance
After 2007-11-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2007-11-16 · Sale · Disposed 200 · Balance 20,308 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $55.00 · Expires 2008-04-30 | Direct | 0 |
Reported balance
After 2007-11-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-11-16 · Exercise / conversion · Disposed 200 · Balance 0 F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan. |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 3,576.041 |
Reported balance
Holding disclosure · report date 2007-11-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,576.041 F2: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Trade(s) executed by fiduciary pursuant to an existing 10b5-1 Trading Plan.
F2: Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan as of Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2005 Filed Jan 7, 2005 00:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 12,007 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-05-000038 · edgardoc.xml · derivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,007 Underlying: Common Stock · 12,007 shares Expires 2013-01-30 F2 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 00:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,500 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000038 · edgardoc.xml · derivative · entry 5 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 00:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 802 | $67.44 | $54,086.88 |
DisclosureSEC source: 0000100885-05-000038 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,034 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 00:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 11,205 | $67.44 | $755,665.20 |
DisclosureSEC source: 0000100885-05-000038 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,836 Read SEC document |
| January 04, 2005 Filed Jan 7, 2005 00:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 13,500 | $55.98 | $755,730.00 |
DisclosureSEC source: 0000100885-05-000038 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,348 | $0.00 Strike: $66.24 | $0.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 12 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,348 Underlying: Common Stock · 5,348 shares Expires 2013-01-30 F4 · security: Option granted pursuant to an agreement with a reload feature, which provides for a reload option grant if, at the time of exercise, the exercise price for a stock-for-stock exercise is twenty percent (20%) or greater than the option price of the original option on the grant date. F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,400 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 11 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,400 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,053 | $0.00 Strike: $55.98 | $0.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 10 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,447 Underlying: Common Stock · 6,053 shares Expires 2013-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,100 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · derivative · entry 9 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,100 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. F3 · derivative.exercise_date: The option was granted 11/20/96 and became exercisable in equal installments on 1/1/98, 1/1/99, and 1/1/00. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 5,024 | $67.44 | $338,818.56 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 8 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,791 F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 324 | $67.44 | $21,850.56 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 7 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,815 F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 6,053 | $55.98 | $338,846.94 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 6 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Exercise calculation amended due to administrative error. Two other swap exercises should have been calculated prior to this one, but the exercise orders were overlooked. Given a limited number of mature shares available for stock for stock exercises in a given day, only a portion of the grant could be exercised. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 646 | $67.44 | $43,566.24 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 5 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,086 F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 7,037 | $67.44 | $474,575.28 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 4 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,732 F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 8,400 | $56.50 | $474,600.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 3 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,272 | $67.44 | $288,103.68 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,369 F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. Read SEC document |
| January 04, 2005 Filed Jan 11, 2005 20:57 UTC Amendment | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 5,100 | $56.50 | $288,150.00 |
DisclosureSEC source: 0000100885-05-000064 · edgardoc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This filing is being amended to reflect additional exercise orders that were overlooked due to an administrative error. Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000109 · primary_doc.xml · nonDerivative · entry 2 PUTZ RICHARD J · CIK 0001200012 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,541 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 20:40 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,120 | $64.15 | $71,848.00 |
DisclosureSEC source: 0000100885-04-000109 · primary_doc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP, Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,466 Read SEC document |
| January 29, 2004 Filed Jan 30, 2004 23:26 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 13,500 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000090 · edgardoc.xml · derivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP CONTR & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2014-01-29 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:57 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 513 | $65.90 | $33,806.70 |
DisclosureSEC source: 0000100885-04-000042 · primary_doc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP Controller & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,586 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.