Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AB Multi-Manager Alternative FundN/A · Entity 1485 | Director | January 01, 2025 | January 02, 2025 |
| ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INCAWF · Entity 5051 | Director | January 14, 2021 | January 15, 2021 |
| ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB · Entity 8874 | Director | January 01, 2020 | April 03, 2020 |
| CITIGROUP INCC · Entity 2837 | Chief Risk Officer | January 22, 2008 | January 25, 2008 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AB Multi-Manager Alternative Fund
Report date January 01, 2025 · Filed January 02, 2025
This filing explicitly reported no securities owned.
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC
Report date January 14, 2021 · Filed January 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,915 |
Reported balance
After 2021-01-14 transaction · row 1
1 source rowRow 1 · 2021-01-14 · Purchase · Acquired 2,915 · Balance 2,915 F1: This constitutes the weighted average purchase price. The prices range from $11.65 to $11.67. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: This constitutes the weighted average purchase price. The prices range from $11.65 to $11.67. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND
Report date January 01, 2020 · Filed April 03, 2020
This filing explicitly reported no securities owned.
CITIGROUP INC
Report date January 22, 2008 · Filed January 25, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,083.7 |
Ending reported balance
After 2008-01-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2008-01-22 · Grant · Acquired 23,927.1 · Balance 147,191.6 F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Row 2 · 2008-01-22 · Tax withholding · Disposed 1,107.9 · Balance 146,083.7 F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.
F2: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,955.968 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Grant · Acquired 16 · Balance 22,954.668 F1: Restricted Stock deferred dividend reinvestment accrual. Row 2 · 2026-09-04 · Grant · Acquired 1.3 · Balance 22,955.968 F2: RSU deferred dividend reinvestment accrual. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock deferred dividend reinvestment accrual.
F2: RSU deferred dividend reinvestment accrual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2020 Filed Sep 11, 2020 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15 | $286.88 | $4,303.20 |
DisclosureSEC source: 0001209191-20-050124 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,156 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:10 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 15 | $274.99 | $4,124.85 |
DisclosureSEC source: 0001209191-20-035896 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,141 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 22 | $167.41 | $3,683.02 |
DisclosureSEC source: 0001209191-20-020411 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,126 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 642 | $280.42 | $180,029.64 |
DisclosureSEC source: 0001209191-20-011500 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,104 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 16 | $233.98 | $3,743.68 |
DisclosureSEC source: 0001209191-19-060344 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,462 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:06 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 18 | $211.69 | $3,810.42 |
DisclosureSEC source: 0001209191-19-049292 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,446 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 21:51 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 20 | $192.54 | $3,850.80 |
DisclosureSEC source: 0001209191-19-035921 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,428 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013440 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,386 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:47 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 23 | $149.45 | $3,437.35 |
DisclosureSEC source: 0001209191-18-062522 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,349 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 20 | $177.46 | $3,549.20 |
DisclosureSEC source: 0001209191-18-050451 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,326 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 20 | $178.50 | $3,570.00 |
DisclosureSEC source: 0001209191-18-037437 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,306 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2018 Filed Mar 19, 2019 20:13 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 22 | $177.11 | $3,896.42 |
DisclosureSEC source: 0001209191-19-020272 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,408 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 20 | $170.25 | $3,405.00 |
DisclosureSEC source: 0001209191-18-019153 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,286 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 21:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011261 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,266 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 19 | $153.05 | $2,907.95 |
DisclosureSEC source: 0001209191-17-065408 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,191 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 21 | $135.52 | $2,845.92 |
DisclosureSEC source: 0001209191-17-052576 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,172 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 25 | $116.95 | $2,923.75 |
DisclosureSEC source: 0001209191-17-039423 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,151 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 21 | $112.18 | $2,355.78 |
DisclosureSEC source: 0001209191-17-020135 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,126 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015217 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,105 F1 · shares: Exempt grant of restricted stock. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 21:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 23 | $98.21 | $2,258.83 |
DisclosureSEC source: 0001209191-16-154881 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,588 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| September 12, 2016 Filed Sep 12, 2016 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 21 | $106.48 | $2,236.08 |
DisclosureSEC source: 0001209191-16-140922 · doc4.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,565 F1 · shares: Restricted Stock deferred dividend reinvestment accrual. Read SEC document |
| January 22, 2008 Filed Jan 25, 2008 00:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,107.9 | $24.20 | $26,811.18 |
DisclosureSEC source: 0001181431-08-005291 · rrd191625.xml · nonDerivative · entry 2 Bermudez Jorge A. · CIK 0001419202 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,083.7 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 25, 2008 00:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 23,927.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005291 · rrd191625.xml · nonDerivative · entry 1 Bermudez Jorge A. · CIK 0001419202 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,191.6 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.