person · Reporting owner

Klein Michael Stuart

Disclosed activity across 15 companies

Tapewire entity: 17203
SEC CIK: 0001327392

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CITIGROUP INCC · Entity 2837	Co-CEO Citi Markets & Banking	January 22, 2008	January 25, 2008
Churchill Capital Corp IX/CaymanCCIX U · Entity 80603	Director · See Remarks · 10% owner	May 06, 2024	May 08, 2024
Churchill Capital Corp VCCV · Entity 108880	10% owner	December 18, 2020	December 22, 2020
Churchill Capital Corp VICCVI · Entity 109345	Director · See Remarks · 10% owner	February 11, 2021	February 12, 2021
Churchill Capital Corp VIICVII · Entity 88064	Director · See Remarks · 10% owner	February 11, 2021	February 12, 2021
Churchill Capital Corp XICCXIU · Entity 5195	Director · See Remarks · 10% owner	December 18, 2025	December 19, 2025
Churchill Capital Corp XIICXIIU · Entity 5347	Director · See Remarks · 10% owner	April 29, 2026	April 29, 2026
Churchill Capital Corp XIIIXIIIU · Entity 9358	Director · See Remarks · 10% owner	August 03, 2026	August 05, 2026
Claritev CorpCTEV · Entity 5238	Director	April 29, 2026	May 01, 2026
Hall of Fame Resort & Entertainment CoHOFV · Entity 70592	Director	July 22, 2020	July 25, 2020
Lucid Group, Inc.CCIV · Entity 1530	Director · See Remarks · 10% owner	July 29, 2020	July 29, 2020
Oklo Inc.OKLO · Entity 593	Director · 10% owner	September 22, 2025	September 25, 2025
Skillsoft Corp.SKIL · Entity 2275	Director	June 30, 2026	July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIGROUP INC

Report date January 22, 2008 · Filed January 25, 2008

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,152,254.5	Reported balance After 2008-01-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2008-01-22 · Grant · Acquired 524,117 · Balance 1,152,254.5 F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.
Common StockSEC Table I · non-derivative	IndirectBy GRAT	143,350	Reported balance Holding disclosure · report date 2008-01-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 143,350 F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.
Common StockSEC Table I · non-derivative	IndirectBy Trust	127	Reported balance Holding disclosure · report date 2008-01-22 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 127

Filing footnotes · ownership attribution and instrument terms

F1: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan.

F2: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee.

Churchill Capital Corp IX/Cayman

Report date May 06, 2024 · Filed May 08, 2024

Jointly reported with Churchill Sponsor IX LLC, M. Klein Associates, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	725,000	Reported balance After 2024-05-06 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-05-06 · Purchase · Acquired 725,000 · Balance 725,000 F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192). F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying units (each unit consisting of one Class A ordinary share and one-quarter of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor IX LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp IX (the "Issuer"). Does not include 7,187,500 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-278192).

F2: Michael Klein, the Chief Executive Officer and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp V

Report date December 18, 2020 · Filed December 22, 2020

Jointly reported with Churchill Sponsor V LLC, M. Klein Associates, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stockSEC Table II · derivative / convertible security	IndirectSee footnote	12,500,000	Reported balance After 2020-12-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2020-12-18 · Other · Disposed 437,500 · Balance 12,500,000 F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them. F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-248972) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: On December 18, 2020, Churchill Sponsor V LLC forfeited at no cost 437,500 shares of common stock, par value $0.0001 per share, in connection with the determination by the underwriters of the Issuer's initial public offering not to exercise in full the over-allotment option granted to them.

F3: Churchill Sponsor V LLC is the sponsor entity of the Issuer (the "Sponsor"). Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor V LLC.

Churchill Capital Corp VI

Report date February 11, 2021 · Filed February 12, 2021

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VI LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	IndirectSee Footnotes	Not disclosed	Reported balance Holding disclosure · report date 2021-02-11 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date. F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Churchill Capital Corp VI (the "Issuer") are directly held by Churchill Sponsor VI LLC and include 1,800,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252005). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Churchill Capital Corp VII

Report date February 11, 2021 · Filed February 12, 2021

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor VII LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	IndirectSee Footnotes	Not disclosed	Reported balance Holding disclosure · report date 2021-02-11 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date. F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The reported shares of Churchill Capital Corp VII (the "Issuer") are directly held by Churchill Sponsor VII LLC and include 4,500,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-252006). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor VI LLC.

Churchill Capital Corp XI

Report date December 18, 2025 · Filed December 19, 2025

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XI LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	14,300,000	Reported balance After 2025-12-18 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-12-18 · Purchase · Acquired 500,000 · Balance 14,300,000 F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183). F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents (1) shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XI LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XI (the "Issuer"); and (2) 13,800,000 Class B ordinary shares, which shares will automatically convert into Class A ordinary shares at the time of the Issuer's initial business combination on a one-for-one basis, or at any time prior to the Issuer's initial business combination, at the option of the holder, subject to adjustment as described under the heading "Description of Securities--Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-291626) and the registration statement on Form S-1MEF (File No. 333-292183).

F2: Michael Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp XII

Report date April 29, 2026 · Filed April 29, 2026

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XII LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	350,000	Reported balance After 2026-04-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-04-29 · Purchase · Acquired 350,000 · Balance 350,000 F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII. F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XII.

F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Churchill Capital Corp XIII

Report date August 03, 2026 · Filed August 05, 2026

Jointly reported with M. Klein Associates, Inc., CHURCHILL SPONSOR XIII LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Ordinary SharesSEC Table I · non-derivative	IndirectSee footnote	350,000	Reported balance After 2026-08-03 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-08-03 · Purchase · Acquired 350,000 · Balance 350,000 F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII. F2: Michael Stuart Klein, the Chief Executive Officer, President and a director of the Issuer, is the controlling shareholder of M. Klein Associates, Inc., which is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Klein may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Klein disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying the private placement units (each unit consisting of one Class A ordinary share and one-tenth of one warrant, each whole warrant exercisable to purchase one Class A ordinary share) directly held by Churchill Sponsor XIII LLC (the "Sponsor"), and which were acquired pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and Churchill Capital Corp XIII.

Claritev Corp

Report date April 29, 2026 · Filed May 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A common stockSEC Table I · non-derivative	Direct	24,334	Reported balance After 2026-04-29 transaction · row 1 1 source row Row 1 · 2026-04-29 · Grant · Acquired 8,977 · Balance 24,334 F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.
Class A common stockSEC Table I · non-derivative	IndirectSee note	195,490	Reported balance Holding disclosure · report date 2026-04-29 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 195,490 F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member. F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units which vest on the earlier of the one-year anniversary of the grant date and the date of the next regularly scheduled annual meeting of stockholders of the issuer, subject to continued service through the vesting date; provided, however, that the restricted stock units vest pro rata based on the number of days of service provided to the issuer in the event of a voluntary resignation other than when grounds for termination for cause exist.

F2: Includes shares of Class A common stock directly held by M. Klein Associates, Inc. and another entity for which the Reporting Person serves as the managing member.

F3: The Reporting Person is the controlling stockholder of M. Klein Associates, Inc. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein.

Hall of Fame Resort & Entertainment Co

Report date July 22, 2020 · Filed July 25, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectM. Klein & Company, LLC	419,382	Reported balance After 2020-07-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2020-07-22 · Sale · Disposed 90,287 · Balance 419,382 F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectThe Klein Group	1,078,984	Reported balance Holding disclosure · report date 2020-07-22 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 1,078,984 F2: Mr. Klein owns The Klein Group.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein.

F2: Mr. Klein owns The Klein Group.

Lucid Group, Inc.

Report date July 29, 2020 · Filed July 29, 2020

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor IV LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	IndirectSee Explanation of Reponses	Not disclosed	Reported balance Holding disclosure · report date 2020-07-29 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date. F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Churchill Capital Corp IV (the "Issuer") including 6,750,000 shares of Class B Shares that are subject to forfeiture if the underwriters of the Issuer's initial public offering do not exercise in full an option granted to them to cover over-allotments. Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class B Shares will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-239856). The shares of Class B common stock have no expiration date.

F2: Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor IV LLC.

Oklo Inc.

Report date September 22, 2025 · Filed September 25, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee Footnote	160,000	Reported balance After 2025-09-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-09-22 · Sale · Disposed 40,000 · Balance 160,000 F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee Footnote	150,000	Reported balance After 2025-09-22 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2025-09-22 · Sale · Disposed 10,000 · Balance 150,000 F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.255 to $133.57, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The shares are held of record by M. Klein Associates, Inc. Michael Klein is the controlling stockholder of M. Klein Associates, Inc.

Skillsoft Corp.

Report date June 30, 2026 · Filed July 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	17,500	Reported balance After 2026-06-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-06-30 · Grant · Acquired 17,500 · Balance 17,500 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: The restricted stock units vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders following the date of grant, subject to the Reporting Person's continued service.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Churchill Capital Corp

Report date May 11, 2019 · Filed May 15, 2019

Jointly reported with M. Klein Associates, Inc., Churchill Sponsor LLC

Section 16 reporting ended · disclosed 2019-05-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	Direct	500,000	Reported balance After 2019-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-05-13 · Grant · Acquired 500,000 · Balance 500,000 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2019-05-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2019-05-13 · Disposition to issuer · Acquired 500,000 · Balance 0 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	IndirectSee Footnote	17,050,000	Reported balance After 2019-05-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2019-05-11 · Sale · Acquired 200,000 · Balance 17,050,000 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.
Class B common stock, par value $0.0001 per shareSEC Table II · derivative / convertible security	IndirectSee Footnote	0	Reported balance After 2019-05-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-05-13 · Disposition to issuer · Acquired 17,050,000 · Balance 0 F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate. F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date.

F2: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate.

F3: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC.

Infleqtion, Inc.

Report date February 12, 2026 · Filed February 17, 2026

Jointly reported with Churchill Sponsor X LLC, M. Klein Associates, Inc.

Section 16 reporting ended · disclosed 2026-02-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	10,650,000	Reported balance After 2026-02-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-02-12 · Conversion · Acquired 10,650,000 · Balance 10,650,000 F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.
Class B ordinary sharesSEC Table II · derivative / convertible security	IndirectSee footnote	0	Reported balance After 2026-02-12 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-02-12 · Conversion · Disposed 10,350,000 · Balance 0 F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"), F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers"). F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.
Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-02-13	IndirectSee footnote	75,000	Reported balance After 2026-02-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-02-12 · Other · Acquired 75,000 · Balance 75,000 F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers. F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the transactions consummated on February 13, 2026 pursuant to that certain Agreement and Plan of Merger and Reorganization Agreement, dated as of September 8, 2025 (the "Merger Agreement"), by and among Infleqtion, Inc. (the "Issuer") (f/k/a Churchill Capital Corp X ("CCX")), AH Merger Sub I, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub I"), AH Merger Sub II, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub II") and ColdQuanta, Inc. (d/b/a Infleqtion), a Delaware corporation ("Legacy Infleqtion"). Pursuant to the Merger Agreement, and on the terms and subject to the satisfaction or waiver of the conditions set forth therein, the parties effected a business combination transaction by which Merger Sub I merged with and into the Legacy Infleqtion, with Legacy Infleqtion continuing as the surviving corporation and a wholly-owned subsidiary of the Issuer ("First Merger"),

F2: (Continued from footnote 1) and immediately following the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II continuing as the surviving entity (the "Second Merger" and, together with the First Merger, the "Mergers").

F3: The Issuer effected a deregistration under Article 41 of CCX's amended and restated memorandum and articles of association and Section 206 of the Companies Act (As Revised) of the Cayman Islands and a domestication under Section 388 of the Delaware General Corporation Law, pursuant to which CCX's jurisdiction of incorporation changed from the Cayman Islands to the State of Delaware (the "Domestication"). Effective upon the Domestication, (i) each Class B ordinary share of the Issuer automatically converted into a Class A ordinary share (the "Class A Ordinary Share") on a one-to-one basis, and (ii) each Class A Ordinary Share converted into common stock, par value $0.0001 per share ("Common Stock"), of the Issuer, Infleqtion, Inc., on a one-to-one basis. The reporting person now holds Common Stock of the Issuer rather than Class A Ordinary Shares in a Cayman Islands company.

F4: Includes 300,000 shares which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Churchill Sponsor X LLC (the "Sponsor") and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer.

F5: The reported shares and warrants of the Issuer are directly held by the Sponsor. Michael Klein is the controlling stockholder of M. Klein Associates, Inc., which is the managing member of the Sponsor. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein.

F6: Represents 75,000 shares underlying warrants which were acquired as part of 300,000 units pursuant to a Private Placement Units Purchase Agreement by and between the Sponsor and CCX, and have been continually held since CCX's initial public offering. Effective upon the Domestication, (i) each unit of CCX separated into one share per unit and one-quarter of one whole warrant of CCX per unit, each whole warrant exercisable for one Class A Ordinary Share, (ii) each share converted into one share of Common Stock of the Issuer on a one-to-one basis and (iii) each warrant automatically converted into a warrant to acquire Common Stock of the Issuer. The warrants become exercisable 30 days after the completion of the Mergers.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 16, 2020 Filed Nov 16, 2020 23:23 UTC	Claritev Corp MPLN · Entity 5238	PurchaseClass A common stock	700,000	$7.11	$4,977,420.00	Disclosure SEC source: 0001104659-20-125958 · tm2036175-1_4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 29,422,711 F1 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $6.88 to $7.60. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote (1). F2 · balance_after: Includes shares of Class A common stock directly held by M. Klein & Company, LLC and Churchill Sponsor III, LLC. F3 · ownership.nature: The Reporting Person has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor III, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
November 13, 2020 Filed Nov 13, 2020 22:48 UTC	Claritev Corp MPLN · Entity 5238	PurchaseClass A common stock	741,000	$6.60	$4,887,636.00	Disclosure SEC source: 0001104659-20-125178 · tm2036022-1_4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 28,722,711 F1 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $6.23 to $6.96. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the range set forth in this footnote (1). F2 · balance_after: Includes shares of Class A common stock directly held by M. Klein & Company, LLC and Churchill Sponsor III, LLC. F3 · ownership.nature: The Reporting Person has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor III, LLC. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any securities reported herein. The Reporting Person disclaims beneficial ownership of any securities of the Issuer except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:11 UTC	Claritev Corp CCXX · Entity 5238	GrantWarrants · Derivative	1,500,000	Not disclosed Strike: $11.50	Not disclosed	Disclosure SEC source: 0001104659-20-113533 · tm2032763d2_form4.xml · derivative · entry 5 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor III LLC · CIK 0001793183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 24,500,000 Underlying: Class A common stock · 1,500,000 shares Expires 2025-10-08 F5 · price: In connection the consummation of the Business Combination, the Issuer issued 1,500,000 warrants to purchase one share of Class A common stock of the Issuer, subject to adjustment pursuant to the terms of the warrants, to Sponsor in satisfaction of the $1,500,000 working capital loan from the Sponsor to the Issuer. The warrants become exercisable on November 7, 2020 and expire at 5:00 p.m., New York City time, on October 8, 2025, or earlier upon their redemption or the liquidation of the Issuer pursuant to the terms of the warrants. F5 · derivative.underlying_shares: In connection the consummation of the Business Combination, the Issuer issued 1,500,000 warrants to purchase one share of Class A common stock of the Issuer, subject to adjustment pursuant to the terms of the warrants, to Sponsor in satisfaction of the $1,500,000 working capital loan from the Sponsor to the Issuer. The warrants become exercisable on November 7, 2020 and expire at 5:00 p.m., New York City time, on October 8, 2025, or earlier upon their redemption or the liquidation of the Issuer pursuant to the terms of the warrants. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor III LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F6 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:11 UTC	Claritev Corp CCXX · Entity 5238	Exercise / conversionClass B common stock · Derivative	27,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-113533 · tm2032763d2_form4.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor III LLC · CIK 0001793183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 27,500,000 Underlying: Class A common stock · 27,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the consummation of the Issuer's business combination with Polaris Investment Holdings, L.P. on October 8, 2020 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F4 · price: Upon the consummation of the Issuer's business combination with Polaris Investment Holdings, L.P. on October 8, 2020 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F4 · derivative.exercise_date: Upon the consummation of the Issuer's business combination with Polaris Investment Holdings, L.P. on October 8, 2020 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F4 · derivative.expiration_date: Upon the consummation of the Issuer's business combination with Polaris Investment Holdings, L.P. on October 8, 2020 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor III LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F6 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
October 08, 2020 Filed Oct 8, 2020 22:11 UTC	Claritev Corp CCXX · Entity 5238	Exercise / conversionClass A common stock	27,500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-113533 · tm2032763d2_form4.xml · nonDerivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor III LLC · CIK 0001793183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 27,981,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the consummation of the Issuer's business combination with Polaris Investment Holdings, L.P. on October 8, 2020 (the "Business Combination"), each issued and outstanding share of Class B common stock of the Issuer automatically converted into one share of Class A common stock of the Issuer pursuant to the Issuer's certificate of incorporation in effect prior to the Business Combination. F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor III LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F6 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
October 07, 2020 Filed Oct 8, 2020 22:11 UTC	Claritev Corp CCXX · Entity 5238	PurchaseClass A common stock	261,711	$10.30	$2,694,759.65	Disclosure SEC source: 0001104659-20-113533 · tm2032763d2_form4.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor III LLC · CIK 0001793183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 481,711 F3 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $10.20 to $10.42. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3). F3 · price: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $10.20 to $10.42. The price reported is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (3). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor III LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F6 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
October 06, 2020 Filed Oct 8, 2020 22:11 UTC	Claritev Corp CCXX · Entity 5238	PurchaseClass A common stock	220,000	$10.31	$2,268,200.00	Disclosure SEC source: 0001104659-20-113533 · tm2032763d2_form4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · 10% owner Churchill Sponsor III LLC · CIK 0001793183 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 220,000 F2 · shares: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $10.098 to $10.48. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2). F2 · price: Represents shares of Class A common stock purchased by M. Klein & Company, LLC in multiple transactions at prices ranging from $10.098 to $10.48. The price reported is a weighted average price. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2). F1 · ownership.nature: This Form 4 is filed by the following Reporting Persons: Michael Stuart Klein, M. Klein Associates, Inc., and Churchill Sponsor III LLC ("Sponsor"). Because of the relationships among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. F6 · ownership.nature: Mr. Klein has a minority interest in M. Klein & Company, LLC, and is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Sponsor. Following the consummation of the Business Combination, the Reporting Persons own less than 10% of the outstanding Class A common stock of the Issuer. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 under the Securities Exchange Act of 1934, as amended, or otherwise, any of the Reporting Persons is the beneficial owner of any securities reported herein. The Reporting Persons disclaim beneficial ownership of any securities of the Issuer except to the extent of such Reporting Person's pecuniary interest therein. Read SEC document
July 22, 2020 Filed Jul 25, 2020 00:22 UTC	Hall of Fame Resort & Entertainment Co HOFV · Entity 70592	SaleCommon Stock	90,287	$12.18	$1,099,695.66	Disclosure SEC source: 0001209191-20-043677 · doc4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · M. Klein & Company, LLC Disclosed balance after: 419,382 F1 · ownership.nature: Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. Read SEC document
July 01, 2020 Filed Jul 8, 2020 00:06 UTC	Hall of Fame Resort & Entertainment Co HOFV · Entity 70592	GrantCommon Stock	509,669	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-041608 · doc4.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · M. Klein & Company, LLC Disclosed balance after: 509,669 F2 · shares: In connection with the Issuer's Business Combination, the Issuer issued to M. Klein & Company, LLC 509,669 shares of the Issuer's common stock (at a value of $10.00 per share) in satisfaction of certain amounts owed to M. Klein & Company, LLC under outstanding notes of HOF Village, LLC. Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. F2 · price: In connection with the Issuer's Business Combination, the Issuer issued to M. Klein & Company, LLC 509,669 shares of the Issuer's common stock (at a value of $10.00 per share) in satisfaction of certain amounts owed to M. Klein & Company, LLC under outstanding notes of HOF Village, LLC. Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. F2 · balance_after: In connection with the Issuer's Business Combination, the Issuer issued to M. Klein & Company, LLC 509,669 shares of the Issuer's common stock (at a value of $10.00 per share) in satisfaction of certain amounts owed to M. Klein & Company, LLC under outstanding notes of HOF Village, LLC. Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. F2 · ownership.nature: In connection with the Issuer's Business Combination, the Issuer issued to M. Klein & Company, LLC 509,669 shares of the Issuer's common stock (at a value of $10.00 per share) in satisfaction of certain amounts owed to M. Klein & Company, LLC under outstanding notes of HOF Village, LLC. Mr. Klein owns an indirect minority interest in M. Klein & Company, LLC. Mr. Klein disclaims beneficial ownership of the Issuer's common stock owned by M. Klein & Company, LLC, except to the extent of his pecuniary interest therein. Read SEC document
July 01, 2020 Filed Jul 8, 2020 00:06 UTC	Hall of Fame Resort & Entertainment Co HOFV · Entity 70592	GrantCommon Stock	1,078,984	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-20-041608 · doc4.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Klein Group Disclosed balance after: 1,078,984 F1 · shares: In connection with the Issuer's business combination among Gordon Pointe Acquisition Corp., HOF Village, LLC, and others on July 1, 2020 (the "business combination"), the Issuer issued to The Klein Group 1,078,984 shares of common stock (at a value of $10.00) in satisfaction of outstanding fees and expenses owed by HOF Village, LLC in the aggregate amount of $10,789,840. Mr. Klein owns The Klein Group. Mr. Klein also owns M. Klein Associates, Inc., which owns approximately 6.3% of HOF Village, LLC, which owns shares and warrants in the Issuer. These shares and warrants are not reflected herein pursuant to Rule 16a-1(a)(2)(iii). F1 · price: In connection with the Issuer's business combination among Gordon Pointe Acquisition Corp., HOF Village, LLC, and others on July 1, 2020 (the "business combination"), the Issuer issued to The Klein Group 1,078,984 shares of common stock (at a value of $10.00) in satisfaction of outstanding fees and expenses owed by HOF Village, LLC in the aggregate amount of $10,789,840. Mr. Klein owns The Klein Group. Mr. Klein also owns M. Klein Associates, Inc., which owns approximately 6.3% of HOF Village, LLC, which owns shares and warrants in the Issuer. These shares and warrants are not reflected herein pursuant to Rule 16a-1(a)(2)(iii). F1 · balance_after: In connection with the Issuer's business combination among Gordon Pointe Acquisition Corp., HOF Village, LLC, and others on July 1, 2020 (the "business combination"), the Issuer issued to The Klein Group 1,078,984 shares of common stock (at a value of $10.00) in satisfaction of outstanding fees and expenses owed by HOF Village, LLC in the aggregate amount of $10,789,840. Mr. Klein owns The Klein Group. Mr. Klein also owns M. Klein Associates, Inc., which owns approximately 6.3% of HOF Village, LLC, which owns shares and warrants in the Issuer. These shares and warrants are not reflected herein pursuant to Rule 16a-1(a)(2)(iii). F1 · ownership.nature: In connection with the Issuer's business combination among Gordon Pointe Acquisition Corp., HOF Village, LLC, and others on July 1, 2020 (the "business combination"), the Issuer issued to The Klein Group 1,078,984 shares of common stock (at a value of $10.00) in satisfaction of outstanding fees and expenses owed by HOF Village, LLC in the aggregate amount of $10,789,840. Mr. Klein owns The Klein Group. Mr. Klein also owns M. Klein Associates, Inc., which owns approximately 6.3% of HOF Village, LLC, which owns shares and warrants in the Issuer. These shares and warrants are not reflected herein pursuant to Rule 16a-1(a)(2)(iii). Read SEC document
May 13, 2019 Filed May 15, 2019 00:34 UTC	Churchill Capital Corp CCC · Entity 157614	Disposition to issuerClass B common stock, par value $0.0001 per share · Derivative	17,050,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-026132 · tv521616_4.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Churchill Sponsor LLC · CIK 0001744896 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 17,050,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2 · price: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate. F1 · derivative.exercise_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.expiration_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F3 · ownership.nature: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC. Read SEC document
May 13, 2019 Filed May 15, 2019 00:34 UTC	Churchill Capital Corp CCC · Entity 157614	Disposition to issuerClass B common stock, par value $0.0001 per share · Derivative	500,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-026132 · tv521616_4.xml · derivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Churchill Sponsor LLC · CIK 0001744896 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A common stock, par value $0.0001 per share · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F2 · price: Represents the exchange of 17,050,000 Class B Shares to Clarivate Analytics PLC ("Clarivate") in exchange for 17,050,000 ordinary shares of Clarivate in connection with the Company's initial business combination with Clarivate. F1 · derivative.exercise_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.expiration_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. Read SEC document
May 13, 2019 Filed May 15, 2019 00:34 UTC	Churchill Capital Corp CCC · Entity 157614	GrantClass B common stock, par value $0.0001 per share · Derivative	500,000	$10.00	$5,000,000.00	Disclosure SEC source: 0001144204-19-026132 · tv521616_4.xml · derivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Churchill Sponsor LLC · CIK 0001744896 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Class A common stock, par value $0.0001 per share · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.exercise_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.expiration_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. Read SEC document
May 11, 2019 Filed May 15, 2019 00:34 UTC	Churchill Capital Corp CCC · Entity 157614	SaleClass B common stock, par value $0.0001 per share · Derivative	200,000	$0.00	$280.00	Disclosure SEC source: 0001144204-19-026132 · tv521616_4.xml · derivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Director · 10% owner M. Klein Associates, Inc. · CIK 0001751504 · Director · 10% owner Churchill Sponsor LLC · CIK 0001744896 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,050,000 Underlying: Class A common stock, par value $0.0001 per share · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.exercise_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F1 · derivative.expiration_date: Pursuant to Churchill Capital Corp's (the "Issuer") Amended and Restated Certificate of Incorporation, the shares of Class B common stock, par value $0.0001 per share (the "Class B Shares"), will automatically convert into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment as described under the heading "Description of Securities- Founder Shares" in the Issuer's registration statement on Form S-1 (file No. 333-226928). The shares of Class B common stock have no expiration date. F3 · ownership.nature: Represents shares held by Churchill Sponsor LLC. Michael Klein is the sole stockholder of M. Klein Associates, Inc., which is the managing member of Churchill Sponsor LLC. Read SEC document
January 22, 2008 Filed Jan 25, 2008 00:12 UTC	CITIGROUP INC C · Entity 2837	GrantCommon Stock	524,117	$0.00	$0.00	Disclosure SEC source: 0001181431-08-005298 · rrd191807.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,152,254.5 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. F2 · balance_after: On December 6, 2007 the Reporting Person transferred 100,000 shares to a Grantor Retained Annuity Trust ("GRAT"), of which he is the Trustee. Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC	CITIGROUP INC C · Entity 2837	GrantEmployee Stock Options (Right to Buy) · Derivative	19,282	$0.00 Strike: $52.46	$0.00	Disclosure SEC source: 0001181431-07-046700 · rrd166418.xml · derivative · entry 7 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,282 Underlying: Common Stock · 19,282 shares Expires 2012-02-13 Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC	CITIGROUP INC C · Entity 2837	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	21,444	$0.00 Strike: $42.11	$0.00	Disclosure SEC source: 0001181431-07-046700 · rrd166418.xml · derivative · entry 6 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,444 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC	CITIGROUP INC C · Entity 2837	Tax withholdingCommon Stock	1,980	$52.19	$103,336.20	Disclosure SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 3 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,551.5 Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC	CITIGROUP INC C · Entity 2837	Tax withholdingCommon Stock	17,302	$52.19	$902,991.38	Disclosure SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 2 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,531.5 Read SEC document
July 17, 2007 Filed Jul 19, 2007 20:55 UTC	CITIGROUP INC C · Entity 2837	Exercise / conversionCommon Stock	21,444	$42.11	$903,000.41	Disclosure SEC source: 0001181431-07-046700 · rrd166418.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Co-CEO Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 756,833.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 09, 2007 Filed May 11, 2007 20:03 UTC	CITIGROUP INC C · Entity 2837	Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative	202	$0.00 Strike: $19.82	$0.00	Disclosure SEC source: 0001181431-07-031808 · rrd158120.xml · derivative · entry 4 Klein Michael Stuart · CIK 0001327392 · Co-Pres Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 202 shares Expires 2007-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 09, 2007 Filed May 11, 2007 20:03 UTC	CITIGROUP INC C · Entity 2837	Exercise / conversionCommon Stock	202	$19.82	$4,003.64	Disclosure SEC source: 0001181431-07-031808 · rrd158120.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Co-Pres Citi Markets & Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,389.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2007 Filed Mar 1, 2007 21:38 UTC	CITIGROUP INC C · Entity 2837	GiftCommon Stock	127	$0.00	$0.00	Disclosure SEC source: 0001181431-07-015895 · rrd149482.xml · nonDerivative · entry 1 Klein Michael Stuart · CIK 0001327392 · Co-President Citigroup CIB 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 43,350 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.