Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cerence Inc.CRNC · Entity 5708 | Director | February 15, 2024 | February 16, 2024 |
| QUALCOMM INC/DEQCOM · Entity 2852 | COO, EVP & Group President QCT | August 01, 2008 | August 05, 2008 |
| Trepont Acquistion Corp ITACA.U · Entity 144985 | Director | December 01, 2020 | December 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cerence Inc.
Report date February 15, 2024 · Filed February 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,243 |
Reported balance
After 2024-02-15 transaction · row 1
1 source rowRow 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243 F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.
QUALCOMM INC/DE
Report date August 01, 2008 · Filed August 05, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 29,712 |
Reported balance
After 2008-08-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 75,112 |
Reported balance
After 2008-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112 F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 25,112 |
Reported balance
After 2008-08-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112 F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008. F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06 | Direct | 0 |
Reported balance
After 2008-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27 | Direct | 354,600 |
Reported balance
After 2008-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600 F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.
F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.
F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
Trepont Acquistion Corp I
Report date December 01, 2020 · Filed December 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-12-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2004 Filed Nov 10, 2004 23:02 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000213 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| November 03, 2004 Filed Nov 3, 2004 22:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000209 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,400 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| November 03, 2004 Filed Nov 3, 2004 22:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $41.10 | $197,280.00 |
DisclosureSEC source: 0001234452-04-000209 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| November 03, 2004 Filed Nov 3, 2004 22:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000209 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 27, 2004 Filed Oct 27, 2004 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000203 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,200 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| October 27, 2004 Filed Oct 27, 2004 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $40.01 | $192,048.00 |
DisclosureSEC source: 0001234452-04-000203 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 27, 2004 Filed Oct 27, 2004 22:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000203 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 20, 2004 Filed Oct 22, 2004 00:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000198 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,000 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| October 20, 2004 Filed Oct 22, 2004 00:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $42.62 | $204,576.00 |
DisclosureSEC source: 0001234452-04-000198 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 20, 2004 Filed Oct 22, 2004 00:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000198 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 13, 2004 Filed Oct 14, 2004 16:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000191 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,800 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| October 13, 2004 Filed Oct 14, 2004 16:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $41.99 | $201,552.00 |
DisclosureSEC source: 0001234452-04-000191 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 13, 2004 Filed Oct 14, 2004 16:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000191 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 06, 2004 Filed Oct 6, 2004 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000186 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,600 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| October 06, 2004 Filed Oct 6, 2004 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $40.95 | $196,560.00 |
DisclosureSEC source: 0001234452-04-000186 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| October 06, 2004 Filed Oct 6, 2004 23:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000186 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 21:06 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 285 | $38.64 Strike: $1.00 | $11,012.40 |
DisclosureSEC source: 0001234452-04-000179 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 13,079.325 Underlying: Common Stock · 285 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 29, 2004 Filed Sep 30, 2004 15:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000170 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,400 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| September 29, 2004 Filed Sep 30, 2004 15:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $38.02 | $182,496.00 |
DisclosureSEC source: 0001234452-04-000170 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 29, 2004 Filed Sep 30, 2004 15:42 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000170 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 01:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,800 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000164 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,200 Underlying: Common Stock · 4,800 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 01:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,800 | $38.75 | $186,000.00 |
DisclosureSEC source: 0001234452-04-000164 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 22, 2004 Filed Sep 23, 2004 01:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 4,800 | $3.51 | $16,848.00 |
DisclosureSEC source: 0001234452-04-000164 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 15, 2004 Filed Sep 16, 2004 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-04-000160 · edgardoc.xml · derivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 45,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 80,000 shares of common stock at an exercise price of $7.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| September 15, 2004 Filed Sep 16, 2004 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 45,000 | $40.56 | $1,825,110.00 |
DisclosureSEC source: 0001234452-04-000160 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| September 15, 2004 Filed Sep 16, 2004 18:34 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 45,000 | $3.51 | $157,950.00 |
DisclosureSEC source: 0001234452-04-000160 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00. Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.01 | $0.00 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · derivative · entry 6 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 100,000 shares Expires 2007-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 120,000 shares of common stock at an exercise price of $8.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: The options vest as to 5,500 shares on the second anniversary of date of grant and 24,000 shares each on the third, fourth and fifth anniversary of the date of grant. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 120,000 shares of common stock at an exercise price of $8.02 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,600 | $0.00 Strike: $2.73 | $0.00 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · derivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,600 shares Expires 2007-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 32,000 shares of common stock at an exercise price of $5.46 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F2 · derivative.exercise_date: The options vest as to 6,400 shares each on the fourth and fifth anniversary of the date of grant. F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 32,000 shares of common stock at an exercise price of $5.46 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100,000 | $38.50 | $3,850,360.00 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · nonDerivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100,000 | $4.01 | $401,000.00 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,600 | $38.50 | $985,692.16 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 Read SEC document |
| August 27, 2004 Filed Aug 30, 2004 18:13 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,600 | $2.73 | $69,888.00 |
DisclosureSEC source: 0001234452-04-000137 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,800 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · derivative · entry 9 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,800 shares Expires 2006-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 26,000 shares of common stock at an exercise price of $5.62 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: The options vest as to 10,000 shares on the fourth anniversary of the date of grant and 16,000 shares on the fifth anniversary of the date of grant. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 26,000 shares of common stock at an exercise price of $5.62 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,200 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · derivative · entry 8 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,800 Underlying: Common Stock · 29,200 shares Expires 2006-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 26,000 shares of common stock at an exercise price of $5.62 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F4 · derivative.exercise_date: The options vest as to 10,000 shares on the fourth anniversary of the date of grant and 16,000 shares on the fifth anniversary of the date of grant. F3 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 26,000 shares of common stock at an exercise price of $5.62 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,400 | $0.00 Strike: $2.33 | $0.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · derivative · entry 7 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires 2006-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 3,200 shares of common stock at an exercise price of $4.66 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. F2 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, pursuant to the anti-dilution provisions of QUALCOMM Incorporated's stock option plan, this stock option, which was previously reported as an option to purchase a total of 3,200 shares of common stock at an exercise price of $4.66 per share, was adjusted to reflect the stock dividend declared by QUALCOMM Incorporated on August 13, 2004. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 22,800 | $37.40 | $852,802.08 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 6 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 F1 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 22,800 | $2.81 | $64,068.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 5 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 29,200 | $37.35 | $1,090,620.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 4 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 29,200 | $2.81 | $82,052.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 3 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,400 | $37.40 | $239,383.04 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,672 Read SEC document |
| August 20, 2004 Filed Aug 24, 2004 23:14 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,400 | $2.33 | $14,912.00 |
DisclosureSEC source: 0001234452-04-000132 · edgardoc.xml · nonDerivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 23:16 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 161 | $68.70 Strike: $1.00 | $11,060.70 |
DisclosureSEC source: 0001234452-04-000099 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 6,385.576 Underlying: Common Stock · 161 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 22:09 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 173 | $63.77 Strike: $1.00 | $11,032.21 |
DisclosureSEC source: 0001234452-04-000056 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 6,215.508 Underlying: Common Stock · 173 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 31, 2003 Filed Jan 3, 2004 00:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,280 | $52.66 Strike: $1.00 | $67,404.80 |
DisclosureSEC source: 0001234452-04-000007 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 6,035.733 Underlying: Common Stock · 1,280 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 22:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $44.46 | $0.00 |
DisclosureSEC source: 0001234452-03-000156 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2013-11-27 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 23:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 137 | $43.75 Strike: $1.00 | $5,993.75 |
DisclosureSEC source: 0001234452-03-000107 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, QCT 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 4,749.437 Underlying: Common Stock · 137 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 01:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 167 | $35.83 Strike: $1.00 | $5,983.61 |
DisclosureSEC source: 0001234452-03-000033 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 4,604.932 Underlying: Common Stock · 167 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| May 02, 2003 Filed May 28, 2003 22:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $32.21 | $0.00 |
DisclosureSEC source: 0001234452-03-000004 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · 150,000 shares Expires 2013-05-01 F1 · derivative.exercise_date: The options vest 10% on this date and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 156 | $38.26 Strike: $1.00 | $5,968.56 |
DisclosureSEC source: 0001191307-03-000033 · edgardoc.xml · derivative · entry 2 JHA SANJAY K · CIK 0001216458 · President, 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 156 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2003 Filed May 20, 2003 18:52 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 5.881 | $36.31 Strike: $1.00 | $213.53 |
DisclosureSEC source: 0001191307-03-000033 · edgardoc.xml · derivative · entry 1 JHA SANJAY K · CIK 0001216458 · President, 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: Not disclosed Underlying: Common Stock · 5.881 shares Expires 1988-08-08 F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · kind: The shares were acquired through the dividend reinvestment provision of the Company's Executive Retirement Contribution Matching Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.