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person · Reporting owner

JHA SANJAY K

Disclosed activity across 3 companies

Tapewire entity
17132
SEC CIK
0001216458

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cerence Inc.CRNC · Entity 5708DirectorFebruary 15, 2024February 16, 2024
QUALCOMM INC/DEQCOM · Entity 2852COO, EVP & Group President QCTAugust 01, 2008August 05, 2008
Trepont Acquistion Corp ITACA.U · Entity 144985DirectorDecember 01, 2020December 01, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cerence Inc.

Report date February 15, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,243 Reported balance After 2024-02-15 transaction · row 1
1 source row

Row 1 · 2024-02-15 · Grant · Acquired 7,196 · Balance 37,243

F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are subject to a Restricted Stock Agreement and will vest on the first anniversary of the date of grant.

QUALCOMM INC/DE

Report date August 01, 2008 · Filed August 05, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust29,712 Reported balance After 2008-08-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2008-08-01 · Exercise / conversion · Acquired 4,600 · Balance 29,712

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Common StockSEC Table I · non-derivativeIndirectby Trust75,112 Reported balance After 2008-08-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2008-08-01 · Exercise / conversion · Acquired 45,400 · Balance 75,112

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Common StockSEC Table I · non-derivativeIndirectby Trust25,112 Reported balance After 2008-08-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2008-08-01 · Sale · Disposed 50,000 · Balance 25,112

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.29 · Expires 2013-02-06Direct0 Reported balance After 2008-08-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2008-08-01 · Exercise / conversion · Disposed 4,600 · Balance 0

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.23 · Expires 2013-11-27Direct354,600 Reported balance After 2008-08-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2008-08-01 · Exercise / conversion · Disposed 45,400 · Balance 354,600

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

F2: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3: The sale prices for this transaction ranged from $55.15 to $55.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4: Includes 296 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2008.

F5: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Trepont Acquistion Corp I

Report date December 01, 2020 · Filed December 01, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2020-12-01 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Filing footnotes · ownership attribution and instrument terms

F1: These Class B ordinary shares will automatically convert into Class A ordinary shares on a one-for-one basis for no additional consideration concurrently with or immediately following the consummation of the Issuer's initial business combination. The Class B ordinary shares have no expiration date. If the reporting person is removed from office as director or voluntarily resigns such position before the consummation of the Issuer's initial business combination, all of these Class B ordinary shares will be forfeited.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2005 Filed Mar 3, 2005 00:52 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,600 $3.51 $16,146.00
Disclosure

SEC source: 0001234452-05-000047 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 23, 2005 Filed Feb 23, 2005 21:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000042 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
February 23, 2005 Filed Feb 23, 2005 21:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $34.72 $166,656.00
Disclosure

SEC source: 0001234452-05-000042 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 23, 2005 Filed Feb 23, 2005 21:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000042 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 16, 2005 Filed Feb 17, 2005 01:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000039 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
February 16, 2005 Filed Feb 17, 2005 01:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $36.62 $175,776.00
Disclosure

SEC source: 0001234452-05-000039 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 16, 2005 Filed Feb 17, 2005 01:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000039 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 02:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000034 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,200

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 02:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $36.27 $174,096.00
Disclosure

SEC source: 0001234452-05-000034 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 09, 2005 Filed Feb 11, 2005 02:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000034 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 19:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000030 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 19:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $36.76 $176,448.00
Disclosure

SEC source: 0001234452-05-000030 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
February 02, 2005 Filed Feb 3, 2005 19:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000030 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 26, 2005 Filed Jan 27, 2005 02:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000025 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,800

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
January 26, 2005 Filed Jan 27, 2005 02:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $36.65 $175,920.00
Disclosure

SEC source: 0001234452-05-000025 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 26, 2005 Filed Jan 27, 2005 02:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000025 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 19, 2005 Filed Jan 19, 2005 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000023 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,600

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
January 19, 2005 Filed Jan 19, 2005 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $42.45 $203,760.00
Disclosure

SEC source: 0001234452-05-000023 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 19, 2005 Filed Jan 19, 2005 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000023 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 12, 2005 Filed Jan 13, 2005 02:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000016 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,400

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
January 12, 2005 Filed Jan 13, 2005 02:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $43.27 $207,696.00
Disclosure

SEC source: 0001234452-05-000016 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 12, 2005 Filed Jan 13, 2005 02:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000016 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 05, 2005 Filed Jan 6, 2005 20:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-05-000012 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
January 05, 2005 Filed Jan 6, 2005 20:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $42.15 $202,320.00
Disclosure

SEC source: 0001234452-05-000012 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 342

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Includes 342 shares acquired under the Company's Employee Stock Purchase Plan on December 31, 2004.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
January 05, 2005 Filed Jan 6, 2005 20:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-05-000012 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 21:55 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantPhantom Stock Unit · Derivative 2,488 $43.42 Strike: $1.00 $108,016.52
Disclosure

SEC source: 0001234452-05-000002 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 15,567.325

Underlying: Common Stock · 2,488 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
December 29, 2004 Filed Dec 29, 2004 22:45 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000257 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
December 29, 2004 Filed Dec 29, 2004 22:45 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $43.31 $207,888.00
Disclosure

SEC source: 0001234452-04-000257 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 29, 2004 Filed Dec 29, 2004 22:45 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000257 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 22, 2004 Filed Dec 22, 2004 21:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000254 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,800

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
December 22, 2004 Filed Dec 22, 2004 21:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $43.60 $209,280.00
Disclosure

SEC source: 0001234452-04-000254 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 22, 2004 Filed Dec 22, 2004 21:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000254 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 01:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000249 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,600

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 01:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $43.90 $210,720.00
Disclosure

SEC source: 0001234452-04-000249 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 15, 2004 Filed Dec 16, 2004 01:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000249 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 08, 2004 Filed Dec 10, 2004 15:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000244 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,400

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
December 08, 2004 Filed Dec 10, 2004 15:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $43.03 $206,544.00
Disclosure

SEC source: 0001234452-04-000244 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 08, 2004 Filed Dec 10, 2004 15:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000244 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 03, 2004 Filed Dec 8, 2004 00:09 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantNon-Qualified Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $43.62 $0.00
Disclosure

SEC source: 0001234452-04-000238 · edgardoc.xml · derivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2014-12-02

F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000230 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,200

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $41.76 $200,448.00
Disclosure

SEC source: 0001234452-04-000230 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
December 01, 2004 Filed Dec 3, 2004 21:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000230 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
November 24, 2004 Filed Nov 24, 2004 20:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000225 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
November 24, 2004 Filed Nov 24, 2004 20:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $40.94 $196,512.00
Disclosure

SEC source: 0001234452-04-000225 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
November 24, 2004 Filed Nov 24, 2004 20:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000225 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
November 17, 2004 Filed Nov 18, 2004 01:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000219 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,800

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
November 17, 2004 Filed Nov 18, 2004 01:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $40.53 $194,541.12
Disclosure

SEC source: 0001234452-04-000219 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
November 17, 2004 Filed Nov 18, 2004 01:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,800 $3.51 $16,848.00
Disclosure

SEC source: 0001234452-04-000219 · edgardoc.xml · nonDerivative · entry 1

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document
November 10, 2004 Filed Nov 10, 2004 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,800 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0001234452-04-000213 · edgardoc.xml · derivative · entry 4

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,600

Underlying: Common Stock · 4,800 shares

Expires 2008-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in five equal annual installments beginning one year after the date of grant.

Read SEC document
November 10, 2004 Filed Nov 10, 2004 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,800 $39.00 $187,200.00
Disclosure

SEC source: 0001234452-04-000213 · edgardoc.xml · nonDerivative · entry 2

JHA SANJAY K · CIK 0001216458 · President, QCT

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Sanjay K. Jha and Fiona Mackin-Jha Trustees for the Jha Family Trust dtd. 1/4/00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.