Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENCOR INDUSTRIES INCGENC · Entity 6059 | Director · Chairman · 10% owner | December 26, 2017 | December 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENCOR INDUSTRIES INC
Report date December 26, 2017 · Filed December 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2017-12-26 transaction · row 1
1 source rowRow 1 · 2017-12-26 · Exercise / conversion · Acquired 15,000 · Balance 15,000 |
| Class BSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
After 2017-12-26 transaction · row 4
1 source rowRow 4 · 2017-12-26 · Exercise / conversion · Acquired 15,000 · Balance 15,000 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.13 · Expires 2021-10-01 | Direct | 120,000 |
Reported balance
After 2017-12-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-12-26 · Exercise / conversion · Disposed 30,000 · Balance 120,000 F1: Stock options are fully vested and expire on 10/1/2021. |
| Common StockSEC Table I · non-derivative | IndirectElliott Foundation Inc | 73,467 |
Reported balance
Holding disclosure · report date 2017-12-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 73,467 |
| Common StockSEC Table I · non-derivative | IndirectFamily Limited Partnership | 1,518,828 |
Reported balance
Holding disclosure · report date 2017-12-26 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,518,828 |
| Class BSEC Table I · non-derivative | IndirectFamily Limited Partnership | 2,022,477 |
Reported balance
Holding disclosure · report date 2017-12-26 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,022,477 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options are fully vested and expire on 10/1/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 26, 2017 Filed Dec 27, 2017 15:47 UTC | GENCOR INDUSTRIES INC GENC · Entity 6059 | Exercise / conversionStock Options (right to buy) · Derivative | 30,000 | $5.13 Strike: $5.13 | $153,780.00 |
DisclosureSEC source: 0001249954-17-000001 · primary_doc.xml · derivative · entry 6 ELLIOTT E J · CIK 0001249954 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 30,000 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options are fully vested and expire on 10/1/2021. Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 15:47 UTC | GENCOR INDUSTRIES INC GENC · Entity 6059 | Exercise / conversionClass B | 15,000 | $5.13 | $76,890.00 |
DisclosureSEC source: 0001249954-17-000001 · primary_doc.xml · nonDerivative · entry 4 ELLIOTT E J · CIK 0001249954 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2017 Filed Dec 27, 2017 15:47 UTC | GENCOR INDUSTRIES INC GENC · Entity 6059 | Exercise / conversionCommon Stock | 15,000 | $5.13 | $76,890.00 |
DisclosureSEC source: 0001249954-17-000001 · primary_doc.xml · nonDerivative · entry 1 ELLIOTT E J · CIK 0001249954 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.