Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Senior Vice Chairman | January 20, 2009 | January 22, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2009 · Filed January 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 877,430.5 |
Reported balance
After 2009-01-20 transaction · row 1
1 source rowRow 1 · 2009-01-20 · Tax withholding · Disposed 24,877 · Balance 877,430.5 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CONOCOPHILLIPS
Report date May 14, 2008 · Filed May 16, 2008
Section 16 reporting ended · disclosed 2008-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,927.9837 |
Reported balance
After 2008-05-14 transaction · row 1
1 source rowRow 1 · 2008-05-14 · Exercise / conversion · Acquired 16,927.9837 · Balance 16,927.9837 F1: The reporting person has elected to receive payment in a lump sum beginning six months from the date of his termination of service on May 14, 2008, which payment may be in the form of cash or stock depending upon the election of the reporting person. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2008-05-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2008-05-14 · Exercise / conversion · Disposed 16,927.9837 · Balance 0 F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person has elected to receive payment in a lump sum beginning six months from the date of his termination of service on May 14, 2008, which payment may be in the form of cash or stock depending upon the election of the reporting person.
F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis, or a right to receive cash in the amount of the value of such conversion, depending upon the election of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2005 Filed Nov 16, 2005 16:09 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 21,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-061752 · rrd97278.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,087 Read SEC document |
| November 14, 2005 Filed Nov 16, 2005 16:09 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 6,500 | $47.89 | $311,285.00 |
DisclosureSEC source: 0001181431-05-061752 · rrd97278.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,587 F1 · balance_after: Includes 340.1 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program. Read SEC document |
| February 15, 2005 Filed Feb 18, 2005 00:20 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001315886-05-000053 · edgar.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992 Underlying: Common Stock · 992 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments. Read SEC document |
| February 14, 2005 Filed Feb 16, 2005 12:46 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 11,834.4 | $49.25 | $582,844.20 |
DisclosureSEC source: 0001181431-05-010339 · rrd68959.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,746.9 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:57 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 18,927.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003899 · rrd65061.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,581.3 F2 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Supplemental CAP Program). Read SEC document |
| January 18, 2005 Filed Jan 20, 2005 16:57 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 31,545.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-003899 · rrd65061.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,653.8 F1 · shares: Award of deferred stock under the Issuer's 1997 Stock Incentive Plan (Core CAP Program). Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 96,955 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · derivative · entry 6 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,955 shares Expires 2005-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 31,859 | $46.05 | $1,467,106.95 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · nonDerivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,107.9 Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 16,200 | $46.05 | $746,010.00 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · nonDerivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,966.9 Read SEC document |
| November 17, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 96,955 | $7.69 | $746,020.25 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,166.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | GiftCommon Stock | 32,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,211.9 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 15:49 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 60,000 | $46.05 | $2,763,000.00 |
DisclosureSEC source: 0001181431-04-053908 · rrd58589.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,011.9 Read SEC document |
| June 01, 2004 Filed Jun 17, 2004 22:49 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000158 · edgar.xml · derivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934 Underlying: Common Stock · 814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock units become payable, at the election of the director, (i) the date the director ceases to serve on the Board of Directors (subject to a minimum of three years from the grant date prior to payment), (ii) the date which is five years after the date the director ceases to serve on the Board of Directors or (iii) the date three years after the applicable grant date. This transaction represents the settlement of the stock units in ConocoPhillips common stock on the date three years after the applicable grant date pursuant to the election of the director. F2 · derivative.expiration_date: The stock units become payable, at the election of the director, (i) the date the director ceases to serve on the Board of Directors (subject to a minimum of three years from the grant date prior to payment), (ii) the date which is five years after the date the director ceases to serve on the Board of Directors or (iii) the date three years after the applicable grant date. This transaction represents the settlement of the stock units in ConocoPhillips common stock on the date three years after the applicable grant date pursuant to the election of the director. Read SEC document |
| June 01, 2004 Filed Jun 17, 2004 22:49 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000158 · edgar.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:16 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 48,115 | $0.00 Strike: $50.69 | $0.00 |
DisclosureSEC source: 0001181431-04-004611 · rrd30202.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,115 Underlying: Common Stock · 48,115 shares Expires 2012-02-13 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:16 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 53,609 | $0.00 Strike: $42.11 | $0.00 |
DisclosureSEC source: 0001181431-04-004611 · rrd30202.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,440 Underlying: Common Stock · 53,609 shares Expires 2012-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:16 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,581 | $50.69 | $181,520.89 |
DisclosureSEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,011.9 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:16 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 44,534 | $50.69 | $2,257,428.46 |
DisclosureSEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,592.9 Read SEC document |
| January 23, 2004 Filed Jan 27, 2004 13:16 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 53,609 | $42.11 | $2,257,458.91 |
DisclosureSEC source: 0001181431-04-004611 · rrd30202.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,126.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 75,000 | $0.00 Strike: $49.50 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · derivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2010-01-20 F3 · derivative.exercise_date: The options are exercisable in three annual installments beginning on July 20, 2005. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionDeferred Share Units (1 for 1) · Derivative | 7,556.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · derivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,556.8 shares Expires 2004-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Cash settlement of Deferred Share Units. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:23 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 25,407.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-003948 · rrd29794.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,517.9 F1 · shares: Award of deferred stock under the Issuer's Capital Accumulation Program. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 18:07 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 7,373 | $49.40 | $364,189.34 |
DisclosureSEC source: 0001181431-04-003390 · rrd29321.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,110.4 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's Capital Accumulation Program. Read SEC document |
| January 15, 2004 Filed Jan 20, 2004 14:27 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001234266-04-000021 · edgar.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,317 Underlying: Common Stock · 1,375 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: The stock units become payable, at the election of the director (i) the date the director ceases to serve on the Board of Directors (subject to a minimum of three years from the grant date prior to payment) or (ii) the date which is three years after the applicable grant date. F2 · derivative.expiration_date: The stock units become payable, at the election of the director (i) the date the director ceases to serve on the Board of Directors (subject to a minimum of three years from the grant date prior to payment) or (ii) the date which is three years after the applicable grant date. Read SEC document |
| December 31, 2003 Filed Jan 5, 2004 17:52 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Shares Units · Derivative | 54.7 | $47.96 Strike: $0.00 | $2,623.41 |
DisclosureSEC source: 0001181431-04-000936 · rrd27530.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556.8 Underlying: Common Stock · 54.7 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of December 31, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:18 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Option (Right to Buy) · Derivative | 58,615 | $0.00 Strike: $47.40 | $0.00 |
DisclosureSEC source: 0001181431-03-029113 · rrd21600.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,615 Underlying: Common Stock · 58,615 shares Expires 2008-11-02 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:18 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 85,776 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-03-029113 · rrd21600.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,776 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:18 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 18,953 | $47.40 | $898,372.20 |
DisclosureSEC source: 0001181431-03-029113 · rrd21600.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772,483.4 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:18 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 39,662 | $47.40 | $1,879,978.80 |
DisclosureSEC source: 0001181431-03-029113 · rrd21600.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,436.4 Read SEC document |
| November 03, 2003 Filed Nov 5, 2003 13:18 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 85,776 | $21.92 | $1,880,004.06 |
DisclosureSEC source: 0001181431-03-029113 · rrd21600.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,098.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2003 Filed Oct 2, 2003 15:43 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Share Units · Derivative | 60.2 | $43.24 Strike: $0.00 | $2,602.75 |
DisclosureSEC source: 0001181431-03-025369 · rrd19662.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,502.1 Underlying: Common Stock · 60.2 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of September 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. Read SEC document |
| June 30, 2003 Filed Jul 2, 2003 15:54 UTC | CITIGROUP INC C · Entity 2837 | OtherDeferred Share Units · Derivative | 37.2791 | $39.73 Strike: $0.00 | $1,480.91 |
DisclosureSEC source: 0001181431-03-012762 · rrd12076.xml · derivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,441.8481 Underlying: Common Stock · 37.2791 shares Expires 2004-01-19 F1 · security: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F1 · derivative.exercise_price: These Deferred Share Units are calculated as of June 30, 2003 and are payable in cash on a 1 for 1 basis upon vesting. F2 · price: The price used is the average of the high and low price of the Issuer's common stock on the dividend record date. F3 · balance_after: In addition, the Reporting Person directly beneficially owns options to purchase 1,273,750 shares of common stock which have various exercise prices, exercise dates and expiration dates. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:57 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 57,500 | $0.00 Strike: $45.24 | $0.00 |
DisclosureSEC source: 0000831001-03-000392 · primary_doc.xml · derivative · entry 5 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,500 Underlying: Common Stock · 57,500 shares Expires 2008-11-02 F1 · balance_after: In addition, the Reporting Person directly beneficially owns (1) 1,216,250 options to purchase 1,216,250 shares of common stock which have various exercise prices, exercise dates and expiration dates and (2) 7,404 Deferred Share Units, calculated as of March 31, 2003, which are payable in cash upon vesting. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:57 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 64,199 | $0.00 Strike: $37.65 | $0.00 |
DisclosureSEC source: 0000831001-03-000392 · primary_doc.xml · derivative · entry 4 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,199 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:57 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 4,072 | $45.24 | $184,217.28 |
DisclosureSEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 3 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,322 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:57 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 53,428 | $45.24 | $2,417,082.72 |
DisclosureSEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 2 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,394 Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 13:57 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 64,199 | $37.65 | $2,417,092.35 |
DisclosureSEC source: 0000831001-03-000392 · primary_doc.xml · nonDerivative · entry 1 RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.