Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Prologis, Inc.AMB · Entity 2877 | President, Private Capital | February 10, 2009 | February 13, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Prologis, Inc.
Report date February 10, 2009 · Filed February 13, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 344,140 |
Reported balance
After 2009-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-02-10 · Grant · Acquired 15,703 · Balance 344,140 F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-forth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013. |
| Common StockSEC Table I · non-derivative | Direct | 347,574 |
Reported balance
After 2009-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2009-02-10 · Grant · Acquired 3,434 · Balance 347,574 F2: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012. F3: Of the 347,574 securities beneficially owned, 138,230 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 78,616 |
Reported balance
After 2009-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-02-10 · Grant · Acquired 78,616 · Balance 78,616 F5: Not applicable. F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 826,616 |
Reported balance
After 2009-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2009-02-10 · Grant · Acquired 40,000 · Balance 826,616 F5: Not applicable. F6: The shares subject to the option vested fully on the date of grant, February 10, 2009. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 846,616 |
Reported balance
After 2009-02-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2009-02-10 · Grant · Acquired 20,000 · Balance 846,616 F5: Not applicable. F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-forth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013.
F2: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012.
F3: Of the 347,574 securities beneficially owned, 138,230 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan.
F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012.
F5: Not applicable.
F6: The shares subject to the option vested fully on the date of grant, February 10, 2009.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DIGITAL REALTY TRUST, INC.
Report date May 13, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long-Term Incentive UnitsSEC Table II · derivative / convertible security | Direct | 2,586 |
Reported balance
After 2019-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 100 · Balance 2,586 F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.
F2: N/A
DIGITAL REALTY TRUST, L.P.
Report date May 13, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long-Term Incentive UnitsSEC Table II · derivative / convertible security | Direct | 2,586 |
Reported balance
After 2019-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 100 · Balance 2,586 F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.
F2: N/A
DUPONT FABROS TECHNOLOGY, INC.
Report date September 14, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 22,721 · Balance 0 F1: On September 14, 2017, pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the Merger Agreement), by and among Digital Realty Trust, Inc. (DLR), Penguins REIT Sub, LLC (REIT Merger Sub), Digital Realty Trust, L.P. (DLR OP), Penguins OP Sub 2, LLC (Merger Sub GP), Penguins OP Sub, LLC (OP Merger Sub), DuPont Fabros Technology, Inc. (DFT) and DuPont Fabros Technology, L.P. (DFT OP), DLR and DFT combined through (i) a merger of DFT with and into REIT Merger Sub, with REIT Merger Sub surviving the merger as the surviving entity (the REIT Merger), and (ii) a merger of OP Merger Sub with and into DFT OP, with DFT OP surviving the merger as the surviving partnership. Pursuant to the Merger Agreement, at the effective time of the REIT Merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of DLR common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 14, 2017, pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the Merger Agreement), by and among Digital Realty Trust, Inc. (DLR), Penguins REIT Sub, LLC (REIT Merger Sub), Digital Realty Trust, L.P. (DLR OP), Penguins OP Sub 2, LLC (Merger Sub GP), Penguins OP Sub, LLC (OP Merger Sub), DuPont Fabros Technology, Inc. (DFT) and DuPont Fabros Technology, L.P. (DFT OP), DLR and DFT combined through (i) a merger of DFT with and into REIT Merger Sub, with REIT Merger Sub surviving the merger as the surviving entity (the REIT Merger), and (ii) a merger of OP Merger Sub with and into DFT OP, with DFT OP surviving the merger as the surviving partnership. Pursuant to the Merger Agreement, at the effective time of the REIT Merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of DLR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 16, 2019 00:21 UTC | DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 | GrantLong-Term Incentive Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001494877-19-000060 · wf-form4_155796609949695.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 Underlying: Common Stock · 100 shares Expires not disclosed F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| May 13, 2019 Filed May 16, 2019 00:22 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantLong-Term Incentive Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-19-000084 · wf-form4_155796612830784.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,586 Underlying: Common Stock · 100 shares Expires not disclosed F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:50 UTC | DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 | GrantLong-Term Incentive Units · Derivative | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001494877-19-000044 · wf-form4_155122864199621.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 210 shares Expires not disclosed F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:54 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantLong-Term Incentive Units · Derivative | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-19-000054 · wf-form4_155122885924436.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 210 shares Expires not disclosed F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:18 UTC | DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 | GrantLong-Term Incentive Units · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001494877-18-000100 · wf-form4_154353710890285.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276 Underlying: Common Stock · 89 shares Expires not disclosed F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.exercise_price: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. F2 · derivative.exercise_date: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. F2 · derivative.expiration_date: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:20 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantLong-Term Incentive Units · Derivative | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-18-000167 · wf-form4_154353723942616.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276 Underlying: Common Stock · 89 shares Expires not disclosed F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.exercise_price: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. F2 · derivative.exercise_date: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. F2 · derivative.expiration_date: 100% of these units will vest on the date of the Company's 2019 Annual Meeting of Stockholders. The vested profits interest units have no expiration date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:45 UTC | DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 | GrantLong-Term Incentive Units · Derivative | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001494877-18-000056 · wf-form4_152599578770881.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 1,387 shares Expires not disclosed F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2018 Filed May 10, 2018 23:47 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantLong-Term Incentive Units · Derivative | 1,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-18-000079 · wf-form4_152599603683724.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,187 Underlying: Common Stock · 1,387 shares Expires not disclosed F1 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F1 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.expiration_date: N/A Read SEC document |
| September 14, 2017 Filed Sep 19, 2017 00:24 UTC | DIGITAL REALTY TRUST, L.P. DLR · Entity 32832 | GrantLong-Term Incentive Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001494877-17-000074 · wf-form4_150578066763967.xml · derivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires not disclosed F1 · security: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.. F1 · derivative.exercise_price: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.. F1 · derivative.exercise_date: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.. F2 · derivative.expiration_date: N/A Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 15:18 UTC | DUPONT FABROS TECHNOLOGY, INC. DFT · Entity 173093 | Disposition to issuerCommon Stock | 22,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001407739-17-000127 · wf-form4_150576229348707.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On September 14, 2017, pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the Merger Agreement), by and among Digital Realty Trust, Inc. (DLR), Penguins REIT Sub, LLC (REIT Merger Sub), Digital Realty Trust, L.P. (DLR OP), Penguins OP Sub 2, LLC (Merger Sub GP), Penguins OP Sub, LLC (OP Merger Sub), DuPont Fabros Technology, Inc. (DFT) and DuPont Fabros Technology, L.P. (DFT OP), DLR and DFT combined through (i) a merger of DFT with and into REIT Merger Sub, with REIT Merger Sub surviving the merger as the surviving entity (the REIT Merger), and (ii) a merger of OP Merger Sub with and into DFT OP, with DFT OP surviving the merger as the surviving partnership. Pursuant to the Merger Agreement, at the effective time of the REIT Merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of DLR common stock. Read SEC document |
| September 14, 2017 Filed Sep 19, 2017 00:29 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantLong-Term Incentive Units · Derivative | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-17-000138 · wf-form4_150578096744939.xml · derivative · entry 2 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires not disclosed F2 · security: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.exercise_price: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2 · derivative.exercise_date: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F3 · derivative.expiration_date: N/A Read SEC document |
| September 14, 2017 Filed Sep 19, 2017 00:29 UTC | DIGITAL REALTY TRUST, INC. DLR · Entity 2981 | GrantCommon Stock | 12,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001297996-17-000138 · wf-form4_150578096744939.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,382 F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the "Merger Agreement"), by and among the Issuer, DuPont Fabros Technology, Inc. ("DFT") and certain subsidiaries of the Issuer and DFT, DFT was merged with and into the Issuer, with the Issuer surviving as the continuing entity. At the effective time of the merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of the Issuer's common stock. On the trading day immediately prior to the effective time, the closing price of the Issuer's common stock was $121.54 per share and the closing price of DFT common stock was $66.31 per share. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 17:54 UTC | DUPONT FABROS TECHNOLOGY, INC. DFT · Entity 173093 | GrantCommon Stock | 2,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001407739-17-000077 · wf-form4_149747728357086.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,721 F1 · shares: The Issuer's director compensation policy provides for a $90,000 annual cash retainer to the Reporting Person for his service as an independent director and lead independent director. The Reporting Person had made an election that any cash retainer approved for payment be paid in shares of the Issuer's common stock. On June 12, 2017, following the Reporting person's election to a one-year term as a director at the Issuer's annual meeting of stockholders held on the same day, the Compensation Committee of the Board of Directors of the Issuer's approved the payment of the annual retainer. Consequently, the stock award reported on this Form 4 includes shares of the Issuer's common stock related to the annual cash retainer. F2 · shares: The Issuer's director compensation policy provides for a grant to the Reporting Person of an award of common stock in an amount equal to $80,000. On June 12, 2017, the Compensation Committee granted a stock award to the Reporting Person in an annual amount equal to $80,000. F3 · shares: The number of shares of common stock granted for all of the awards described above was based on the average of the opening and closing price per share of the Issuer's common stock on June 12, 2017, or $60.935. Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 01:05 UTC | Prologis, Inc. AMB · Entity 2877 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | Not disclosed Strike: $15.92 | Not disclosed |
DisclosureSEC source: 0001209191-09-008800 · doc4.xml · derivative · entry 5 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,616 Underlying: Common Stock · 20,000 shares Expires 2019-02-10 F5 · price: Not applicable. F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 01:05 UTC | Prologis, Inc. AMB · Entity 2877 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | Not disclosed Strike: $15.92 | Not disclosed |
DisclosureSEC source: 0001209191-09-008800 · doc4.xml · derivative · entry 4 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,616 Underlying: Common Stock · 40,000 shares Expires 2019-02-10 F5 · price: Not applicable. F6 · derivative.exercise_date: The shares subject to the option vested fully on the date of grant, February 10, 2009. Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 01:05 UTC | Prologis, Inc. AMB · Entity 2877 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 78,616 | Not disclosed Strike: $15.92 | Not disclosed |
DisclosureSEC source: 0001209191-09-008800 · doc4.xml · derivative · entry 3 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,616 Underlying: Common Stock · 78,616 shares Expires 2019-02-10 F5 · price: Not applicable. F4 · derivative.exercise_date: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 01:05 UTC | Prologis, Inc. AMB · Entity 2877 | GrantCommon Stock | 3,434 | $15.92 | $54,669.28 |
DisclosureSEC source: 0001209191-09-008800 · doc4.xml · nonDerivative · entry 2 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,574 F2 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012. F3 · balance_after: Of the 347,574 securities beneficially owned, 138,230 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan. Read SEC document |
| February 10, 2009 Filed Feb 13, 2009 01:05 UTC | Prologis, Inc. AMB · Entity 2877 | GrantCommon Stock | 15,703 | $15.92 | $249,991.76 |
DisclosureSEC source: 0001209191-09-008800 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,140 F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-forth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013. Read SEC document |
| November 12, 2008 Filed Nov 13, 2008 21:28 UTC | Prologis, Inc. AMB · Entity 2877 | PurchaseCommon Stock | 20,000 | $16.55 | $331,000.00 |
DisclosureSEC source: 0001209191-08-060486 · doc4.xml · nonDerivative · entry 3 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,437 F3 · price: This is an aggregate weighted share sales price. The price range for the sale of these shares was $16.40-$16.68. F4 · balance_after: Roberts - Of the 328,437 securities beneficially owned, 119,093 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation plan. Read SEC document |
| November 12, 2008 Filed Nov 13, 2008 21:28 UTC | Prologis, Inc. AMB · Entity 2877 | PurchaseCommon Stock | 13,100 | $16.56 | $216,936.00 |
DisclosureSEC source: 0001209191-08-060486 · doc4.xml · nonDerivative · entry 2 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,437 F2 · price: This is an aggregate weighted share sales price. The price range for the sale of these shares was $16.22-$17.08. Read SEC document |
| November 11, 2008 Filed Nov 13, 2008 21:28 UTC | Prologis, Inc. AMB · Entity 2877 | PurchaseCommon Stock | 36,900 | $17.22 | $635,418.00 |
DisclosureSEC source: 0001209191-08-060486 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,337 F1 · price: This is an aggregate weighted share sales price. The price range for the sale of these shares was $17.15-$17.25. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 01:36 UTC | Prologis, Inc. AMB · Entity 2877 | GrantCommon Stock | 28,552 | $48.76 | $1,392,195.52 |
DisclosureSEC source: 0001209191-08-013149 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · President, Private Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,437 F1 · security: Shares were granted pursuant to the Company's 2002 Amended and Restated Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fourth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2012. F2 · balance_after: Of the 258,437 securities beneficially owned, 49,093 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation plans. Read SEC document |
| February 15, 2007 Filed Feb 17, 2007 00:36 UTC | Prologis, Inc. AMB · Entity 2877 | GrantCommon Stock | 11,841 | $64.18 | $759,955.38 |
DisclosureSEC source: 0001209191-07-011637 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,885 F1 · security: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-fifth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2012. F2 · balance_after: Of the 229,885 securities beneficially owned, 39,508 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 69,687 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 39 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 14,800 Underlying: Common · 200 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,300 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 38 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 15,000 Underlying: Common · 2,300 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 37 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 17,300 Underlying: Common · 600 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,100 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 36 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 17,900 Underlying: Common · 1,100 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,900 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 35 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 19,000 Underlying: Common · 1,900 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 34 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 20,900 Underlying: Common · 300 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 500 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 33 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 21,200 Underlying: Common · 500 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 32 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 21,700 Underlying: Common · 100 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 31 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 21,800 Underlying: Common · 3,000 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 30 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 24,800 Underlying: Common · 3,500 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,400 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 29 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 28,300 Underlying: Common · 2,400 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 700 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 28 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 30,700 Underlying: Common · 700 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · derivative · entry 27 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 31,400 Underlying: Common · 2,000 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 200 | $55.55 | $11,110.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 26 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 F1 · kind: These sales are being made pursuant to a previously adopted plan intended to comply with Rule 10b5-1(c) of the Securities Exchange Act of 1934. This 10b5-1 plan was adopted on July 14, 2006. F2 · balance_after: Of the 218,044 securities beneficially owned, 32,257 are held directly (D), 136,532 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 48,565 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation plan. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 200 | $27.12 | $5,424.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 25 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 2,300 | $55.54 | $127,742.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 24 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 2,300 | $27.12 | $62,376.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 23 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 220,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 600 | $55.53 | $33,318.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 22 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 600 | $27.12 | $16,272.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 21 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,100 | $55.49 | $61,039.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 20 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,100 | $27.12 | $29,832.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 19 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,900 | $55.32 | $105,100.02 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 18 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,900 | $27.12 | $51,528.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 17 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 300 | $55.27 | $16,581.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 16 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 300 | $27.12 | $8,136.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 15 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 500 | $55.25 | $27,625.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 14 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 500 | $27.12 | $13,560.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 13 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.