Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Prologis, Inc.AMB · Entity 2877 | President, Private Capital | February 10, 2009 | February 13, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Prologis, Inc.
Report date February 10, 2009 · Filed February 13, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 344,140 |
Reported balance
After 2009-02-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-02-10 · Grant · Acquired 15,703 · Balance 344,140 F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-forth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013. |
| Common StockSEC Table I · non-derivative | Direct | 347,574 |
Reported balance
After 2009-02-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2009-02-10 · Grant · Acquired 3,434 · Balance 347,574 F2: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012. F3: Of the 347,574 securities beneficially owned, 138,230 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 78,616 |
Reported balance
After 2009-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2009-02-10 · Grant · Acquired 78,616 · Balance 78,616 F5: Not applicable. F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 826,616 |
Reported balance
After 2009-02-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2009-02-10 · Grant · Acquired 40,000 · Balance 826,616 F5: Not applicable. F6: The shares subject to the option vested fully on the date of grant, February 10, 2009. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.92 · Expires 2019-02-10 | Direct | 846,616 |
Reported balance
After 2009-02-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2009-02-10 · Grant · Acquired 20,000 · Balance 846,616 F5: Not applicable. F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses as to one-forth of such shares annually on February 1. The repurchase right lapses fully on February 1, 2013.
F2: Shares were granted pursuant to the Company's 2002 Stock Option and Incentive Plan and are subject to a repurchase right held by AMB Property Corporation, which lapses partially each February 1; 40% lapses annually for the first 2 years, and 20% lapses in the third year. The repurchase right lapses fully on Febraury 1, 2012.
F3: Of the 347,574 securities beneficially owned, 138,230 are held directly (D), 120,000 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 88,654 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation Plan.
F4: One-third of the shares subject to the option vest and become exercisable annually on February 1. The shares will vest fully on February 1, 2012.
F5: Not applicable.
F6: The shares subject to the option vested fully on the date of grant, February 10, 2009.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DIGITAL REALTY TRUST, INC.
Report date May 13, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long-Term Incentive UnitsSEC Table II · derivative / convertible security | Direct | 2,586 |
Reported balance
After 2019-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 100 · Balance 2,586 F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Long-Term Incentive Units are profits interest units in Digital Realty Trust, L.P. ("Operating Partnership"), of which the Issuer is the general partner. Profits interest units may initially not have full parity with common limited partnership units of Operating Partnership ("Common Units") with respect to liquidating distributions; however upon the occurrence of specified events, profits interest units may achieve full parity with Common Units for all purposes. Vested profits interest units that have achieved full parity with Common Units may be converted into an equal number of Common Units on a 1-for-1 basis at any time. Common Units are redeemable for cash based on the FMV of an equivalent number of shares of common stock of the Issuer, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.
F2: N/A
DIGITAL REALTY TRUST, L.P.
Report date May 13, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Long-Term Incentive UnitsSEC Table II · derivative / convertible security | Direct | 2,586 |
Reported balance
After 2019-05-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 100 · Balance 2,586 F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. F2: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Long-term incentive units are profits interest units in the Issuer, of which Digital Realty Trust, Inc. ("General Partner") is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership ("Common Units") in the Issuer subject to the terms of the Issuer's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the General Partner's common stock, or, at the election of the General Partner, for an equal number of shares of the General Partner's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.
F2: N/A
DUPONT FABROS TECHNOLOGY, INC.
Report date September 14, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 22,721 · Balance 0 F1: On September 14, 2017, pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the Merger Agreement), by and among Digital Realty Trust, Inc. (DLR), Penguins REIT Sub, LLC (REIT Merger Sub), Digital Realty Trust, L.P. (DLR OP), Penguins OP Sub 2, LLC (Merger Sub GP), Penguins OP Sub, LLC (OP Merger Sub), DuPont Fabros Technology, Inc. (DFT) and DuPont Fabros Technology, L.P. (DFT OP), DLR and DFT combined through (i) a merger of DFT with and into REIT Merger Sub, with REIT Merger Sub surviving the merger as the surviving entity (the REIT Merger), and (ii) a merger of OP Merger Sub with and into DFT OP, with DFT OP surviving the merger as the surviving partnership. Pursuant to the Merger Agreement, at the effective time of the REIT Merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of DLR common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 14, 2017, pursuant to the Agreement and Plan of Merger dated as of June 8, 2017 (the Merger Agreement), by and among Digital Realty Trust, Inc. (DLR), Penguins REIT Sub, LLC (REIT Merger Sub), Digital Realty Trust, L.P. (DLR OP), Penguins OP Sub 2, LLC (Merger Sub GP), Penguins OP Sub, LLC (OP Merger Sub), DuPont Fabros Technology, Inc. (DFT) and DuPont Fabros Technology, L.P. (DFT OP), DLR and DFT combined through (i) a merger of DFT with and into REIT Merger Sub, with REIT Merger Sub surviving the merger as the surviving entity (the REIT Merger), and (ii) a merger of OP Merger Sub with and into DFT OP, with DFT OP surviving the merger as the surviving partnership. Pursuant to the Merger Agreement, at the effective time of the REIT Merger, each share of DFT common stock issued and outstanding immediately prior to such time was converted into the right to receive 0.545 shares of DLR common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 100 | $55.23 | $5,523.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 12 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 100 | $27.12 | $2,712.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 11 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 3,000 | $55.22 | $165,660.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 10 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 3,000 | $27.12 | $81,360.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 9 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 221,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 3,500 | $55.20 | $193,200.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 8 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 3,500 | $27.12 | $94,920.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 7 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 221,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 2,400 | $55.19 | $132,456.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 6 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 2,400 | $27.12 | $65,088.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 5 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 220,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 700 | $55.18 | $38,626.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 4 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 700 | $27.12 | $18,984.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 3 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 2,000 | $55.15 | $110,300.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 2 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:23 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 2,000 | $27.12 | $54,240.00 |
DisclosureSEC source: 0001209191-06-048866 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 220,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 30 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 0 Underlying: Common · 400 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,300 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 29 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 400 Underlying: Common · 1,300 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 800 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 28 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,700 Underlying: Common · 800 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,100 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 27 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 2,500 Underlying: Common · 1,100 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,200 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 26 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 3,600 Underlying: Common · 1,200 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 25 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 4,800 Underlying: Common · 400 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 24 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 5,200 Underlying: Common · 1,000 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 23 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 6,200 Underlying: Common · 600 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,400 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 22 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 6,800 Underlying: Common · 3,400 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,600 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · derivative · entry 21 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 10,200 Underlying: Common · 4,600 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 400 | $55.65 | $22,260.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 20 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 F1 · kind: These sales are being made pursuant to a previously adopted plan intended to comply with Rule 10b5-1(c) of the Securities Exchange Act of 1934. This 10b5-1 plan was adopted on July 14, 2006. F2 · balance_after: Of the 218,044 securities beneficially owned, 32,257 are held directly (D), 136,532 are indirectly (I) owned through the Roberts Family Trust, 690 securities are indirectly held through custodial accounts for children and 48,565 securities are held indirectly (I) through a rabbi trust pursuant to our nonqualified deferred compensation plan. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 400 | $27.12 | $10,848.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 19 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,300 | $55.64 | $72,332.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 18 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,300 | $27.12 | $35,256.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 17 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 800 | $55.63 | $44,504.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 16 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 800 | $27.12 | $21,696.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 15 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,100 | $55.62 | $61,182.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 14 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,100 | $27.12 | $29,832.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 13 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,200 | $55.61 | $66,732.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 12 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,200 | $27.12 | $32,544.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 11 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 400 | $55.60 | $22,240.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 10 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 400 | $27.12 | $10,848.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 9 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 1,000 | $55.59 | $55,590.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 8 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 1,000 | $27.12 | $27,120.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 7 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 219,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 600 | $55.58 | $33,348.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 6 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 600 | $27.12 | $16,272.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 5 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 3,400 | $55.57 | $188,938.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 4 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 3,400 | $27.12 | $92,208.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 3 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 221,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | SaleCommon Stock | 4,600 | $55.56 | $255,576.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 2 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 218,044 Read SEC document |
| August 31, 2006 Filed Sep 5, 2006 21:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionCommon Stock | 4,600 | $27.12 | $124,752.00 |
DisclosureSEC source: 0001209191-06-048869 · doc4.xml · nonDerivative · entry 1 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 222,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,400 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 39 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 51,200 Underlying: Common · 1,400 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 38 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 52,600 Underlying: Common · 300 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 37 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 52,900 Underlying: Common · 300 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 36 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 53,200 Underlying: Common · 200 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,800 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 35 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 53,400 Underlying: Common · 1,800 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 900 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 34 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 55,200 Underlying: Common · 900 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 800 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 33 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 56,100 Underlying: Common · 800 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
| August 30, 2006 Filed Aug 31, 2006 23:27 UTC | Prologis, Inc. AMB · Entity 2877 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | Not disclosed Strike: $27.12 | Not disclosed |
DisclosureSEC source: 0001209191-06-048410 · doc4.xml · derivative · entry 32 ROBERTS JOHN T JR · CIK 0001213056 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 56,900 Underlying: Common · 1,000 shares Expires 2013-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not applicable. F3 · derivative.exercise_date: One-third of the shares subject to the option vest and become exerciseable annually on January 1. The shares vested fully on January 1, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.