Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Vice President and Controller | February 12, 2009 | February 17, 2009 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Director | January 21, 2022 | January 24, 2022 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Director | January 21, 2022 | January 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date February 12, 2009 · Filed February 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (rights to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.47 · Expires 2019-02-12 | Direct | 34,300 |
Reported balance
After 2009-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-02-12 · Grant · Acquired 34,300 · Balance 34,300 F1: The stock options become exercisable in three equal annual installments beginning on February 12, 2010. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,326 |
Reported balance
After 2009-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2009-02-12 · Grant · Acquired 7,104 · Balance 55,326 F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of stock units until a later date. F4: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options become exercisable in three equal annual installments beginning on February 12, 2010.
F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of stock units until a later date.
F4: The stock units do not have an expiration date.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,292 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,292 |
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,196 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,196 |
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 958 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 958 |
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,092 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 2,092 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,111 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,111 F1: Includes 11 shares acquired under the TEAF dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 11 shares acquired under the TEAF dividend reinvestment plan.
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 735 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 735 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 28,400 | $27.39 | $777,734.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 2 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 16,000 | $31.14 | $498,240.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 200 | $88.85 | $17,770.00 |
DisclosureSEC source: 0001209191-08-031507 · doc4.xml · nonDerivative · entry 3 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,813 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,600 | $88.88 | $142,208.00 |
DisclosureSEC source: 0001209191-08-031507 · doc4.xml · nonDerivative · entry 2 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,013 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:51 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,662 | $88.89 | $147,735.18 |
DisclosureSEC source: 0001209191-08-031507 · doc4.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,613 Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 13,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-011463 · doc4.xml · derivative · entry 2 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,222 Underlying: Common Stock · 13,812 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death; (d) terminaton of employment following disability; or (e) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period and (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 14, 2008 Filed Feb 19, 2008 22:40 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 18,600 | $0.00 Strike: $79.38 | $0.00 |
DisclosureSEC source: 0001209191-08-011463 · doc4.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,600 Underlying: Common Stock · 18,600 shares Expires 2018-02-14 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 14, 2009. Read SEC document |
| January 17, 2008 Filed Jan 22, 2008 22:06 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 349.22 | $88.30 | $30,836.13 |
DisclosureSEC source: 0001209191-08-004797 · doc4.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,108.02 Underlying: Common Stock · 349.22 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 17,600 | $0.00 Strike: $23.44 | $0.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · derivative · entry 11 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,600 shares Expires 2009-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the common stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F2 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 7,800 | $0.00 Strike: $23.44 | $0.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · derivative · entry 10 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2008-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the common stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F2 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 5,468 | $0.00 Strike: $21.68 | $0.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · derivative · entry 9 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,468 shares Expires 2008-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the common stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F2 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 2,254 | $70.39 | $158,659.06 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 7 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,549 Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 700 | $70.38 | $49,266.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 6 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,713 Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 20,000 | $70.37 | $1,407,400.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 5 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,413 Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 2,504 | $69.98 | $175,229.92 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 4 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,413 Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 17,600 | $23.44 | $412,544.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 3 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 7,800 | $23.15 | $180,570.00 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 2 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2007 Filed May 15, 2007 20:53 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 5,468 | $21.68 | $118,546.24 |
DisclosureSEC source: 0001387502-07-000026 · edgar.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 16,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001358582-07-000127 · edgar.xml · derivative · entry 2 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,410 Underlying: Common Stock · 16,014 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period and (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 08, 2007 Filed Feb 12, 2007 23:55 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 19,000 | $0.00 Strike: $66.37 | $0.00 |
DisclosureSEC source: 0001358582-07-000127 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires 2017-02-08 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 8, 2008. Read SEC document |
| January 18, 2007 Filed Jan 23, 2007 00:22 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 333.4 | $71.95 | $23,988.13 |
DisclosureSEC source: 0001358582-07-000085 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Underlying: Common Stock · 333.4 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:44 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 18,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001320923-06-000028 · edgar.xml · derivative · entry 2 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,396 Underlying: Common Stock · 18,396 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of the (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of the stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 10, 2006 Filed Feb 14, 2006 23:44 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 17,400 | $0.00 Strike: $59.08 | $0.00 |
DisclosureSEC source: 0001320923-06-000028 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,400 Underlying: Common Stock · 17,400 shares Expires 2016-02-10 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 10, 2007. Read SEC document |
| January 19, 2006 Filed Jan 23, 2006 22:25 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 316.6 | $64.32 | $20,363.71 |
DisclosureSEC source: 0001315886-06-000041 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,315 Underlying: Common Stock · 316.6 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 300 | $0.00 Strike: $25.13 | $0.00 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · derivative · entry 11 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2007-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 614 | $0.00 Strike: $21.88 | $0.00 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · derivative · entry 10 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 614 shares Expires 2007-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 4,986 | $0.00 Strike: $22.88 | $0.00 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · derivative · entry 9 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,986 shares Expires 2007-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 6,824 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · derivative · entry 8 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,824 shares Expires 2006-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherCommon Stock | 9,127 | $65.74 | $600,008.98 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 7 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By ConocoPhillips Savings Plan Disclosed balance after: 978 Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | OtherCommon Stock | 13,642 | $65.98 | $900,099.16 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 6 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By ConocoPhillips Savings Plan Disclosed balance after: 10,105 F2 · balance_after: On June 1, 2005, the issuer declared a stock dividend, payable to all holders of record of common stock on May 16, 2005, of one share of common stock for each share of common stock outstanding. As a result, the total number of shares of common stock held by the reporting person through the ConocoPhillips Savings Plan as of the date of the transaction reported herein reflects the stock dividend. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 3,837 | $66.08 | $253,548.96 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 5 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,049 Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 300 | $25.13 | $7,539.00 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 4 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 614 | $21.88 | $13,434.32 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 3 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,586 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,986 | $22.88 | $114,079.68 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 2 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:16 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 6,824 | $17.38 | $118,601.12 |
DisclosureSEC source: 0001315886-05-000204 · edgar.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On June 1, 2005, the issuer declared a stock dividend, payable to all holders of record of common stock on May 16, 2005, of one share of common stock for each share of common stock outstanding. As a result, the total number of shares of common stock held by the reporting person as of the date of the transaction reported herein reflects the stock dividend. Read SEC document |
| February 04, 2005 Filed Feb 8, 2005 23:01 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (right to buy) · Derivative | 12,700 | $0.00 Strike: $95.66 | $0.00 |
DisclosureSEC source: 0001315886-05-000029 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,700 Underlying: Common Stock · 12,700 shares Expires 2015-02-04 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 4, 2006. Read SEC document |
| January 20, 2005 Filed Jan 24, 2005 20:19 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 160.871 | $87.59 | $14,090.69 |
DisclosureSEC source: 0001234266-05-000012 · edgar.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979.602 Underlying: Common Stock · 160.871 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 150 | $0.00 Strike: $50.25 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 14 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150 shares Expires 2007-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 4,400 | $0.00 Strike: $46.29 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 13 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,677 Underlying: Common Stock · 4,400 shares Expires 2008-10-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 607 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 12 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 607 shares Expires 2007-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 293 | $0.00 Strike: $43.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 11 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 293 shares Expires 2007-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 1,766 | $0.00 Strike: $43.35 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 10 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,766 shares Expires 2008-01-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 412 | $0.00 Strike: $34.75 | $0.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · derivative · entry 9 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 412 shares Expires 2006-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 3,823 | $89.55 | $342,349.65 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 7 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,581 Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 150 | $50.25 | $7,537.50 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 6 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,400 | $46.29 | $203,676.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 5 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 607 | $45.75 | $27,770.25 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 4 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 293 | $43.75 | $12,818.75 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 3 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 1,766 | $43.35 | $76,556.10 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 2 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2004 Filed Nov 29, 2004 19:47 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 412 | $34.75 | $14,317.00 |
DisclosureSEC source: 0001234266-04-000258 · edgar.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.