Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HCA Healthcare, Inc.HCA · Entity 2929 | Director | April 28, 2026 | April 30, 2026 |
| KINDERCARE LEARNING CENTERS INC /DEKDCR · Entity 17579 | 10% owner | January 07, 2005 | January 11, 2005 |
| Rockwood Holdings, Inc.ROC · Entity 16727 | 10% owner | June 17, 2008 | June 19, 2008 |
| SEALY CORPZZ · Entity 16658 | 10% owner | July 10, 2009 | July 16, 2009 |
| ZIMMER BIOMET HOLDINGS, INC.ZBH · Entity 3278 | Director | May 10, 2024 | May 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HCA Healthcare, Inc.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,576 |
Reported balance
After 2026-04-28 transaction · row 1
1 source rowRow 1 · 2026-04-28 · Grant · Acquired 925 · Balance 12,576 F1: Represents common stock underlying 509 restricted share units attributable to an annual director equity award and 416 restricted share units received in lieu of annual cash retainers for service as a director and as independent presiding director. The restricted share units shall vest on the sooner of the date of the 2027 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock underlying 509 restricted share units attributable to an annual director equity award and 416 restricted share units received in lieu of annual cash retainers for service as a director and as independent presiding director. The restricted share units shall vest on the sooner of the date of the 2027 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc.
KINDERCARE LEARNING CENTERS INC /DE
Report date January 07, 2005 · Filed January 11, 2005
Jointly reported with KKR KLC L L C, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GREENE JAMES H JR, GOLKIN PERRY, GILHULY EDWARD A, STUART SCOTT M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee | 0 |
Reported balance
After 2005-01-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2005-01-07 · Sale · Disposed 15,454,210 · Balance 0 F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C. |
Filing footnotes · ownership attribution and instrument terms
F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction.
F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.
Rockwood Holdings, Inc.
Report date June 17, 2008 · Filed June 19, 2008
Jointly reported with KKR Millennium GP LLC, KKR Millennium Fund L.P., KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, KRAVIS HENRY R, ROBERTS GEORGE R, KKR Associates Millennium L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 2,285,721 |
Reported balance
After 2008-06-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2008-06-17 · Sale · Disposed 1,068,387 · Balance 2,285,721 F1: Represents price to the public pursuant to an underwritten offering. F2: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 11,414,975 |
Reported balance
After 2008-06-17 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2008-06-17 · Sale · Disposed 3,759,393 · Balance 11,414,975 F1: Represents price to the public pursuant to an underwritten offering. F3: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 98,615 |
Reported balance
After 2008-06-17 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2008-06-17 · Sale · Disposed 32,478 · Balance 98,615 F1: Represents price to the public pursuant to an underwritten offering. F4: These securities are held of record by KKR Partners II, L.P. As the sole general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 239,348 |
Reported balance
After 2008-06-17 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2008-06-17 · Sale · Disposed 78,826 · Balance 239,348 F1: Represents price to the public pursuant to an underwritten offering. F5: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 8,006,339 |
Reported balance
After 2008-06-17 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2008-06-17 · Sale · Disposed 2,636,797 · Balance 8,006,339 F1: Represents price to the public pursuant to an underwritten offering. F6: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents price to the public pursuant to an underwritten offering.
F2: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P.
F3: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P.
F4: These securities are held of record by KKR Partners II, L.P. As the sole general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P.
F5: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F).
F6: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership.
F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8)
F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein.
F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s.
F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.
SEALY CORP
Report date July 10, 2009 · Filed July 16, 2009
Jointly reported with KKR Millennium GP LLC, Sealy Holding LLC, KKR Millennium Fund L.P., KKR Associates Millennium L.P., KRAVIS HENRY R, ROBERTS GEORGE R, GREENE JAMES H JR, RAETHER PAUL E, GOLKIN PERRY
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Senior Secured Third Lien Convertible Notes due 2016SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-07-15 | IndirectSee | 3,753,910 |
Reported balance
After 2009-07-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-07-10 · Purchase · Acquired 3,753,910 · Balance 3,753,910 F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company F2: Immediately exercisable F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. |
Filing footnotes · ownership attribution and instrument terms
F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company
F2: Immediately exercisable
F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC.
F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein.
F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement.
F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.
ZIMMER BIOMET HOLDINGS, INC.
Report date May 10, 2024 · Filed May 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $121.61 | Direct | 12,239.749 |
Reported balance
After 2024-05-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-10 · Grant · Acquired 0 · Balance 12,239.749 F1: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. (the "Company") Deferred Compensation Plan for Non-Employee Directors. F2: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3: These units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. F4: Includes 23.851 phantom stock units accrued on April 30, 2024 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,549.937 |
Reported balance
After 2024-05-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-10 · Grant · Acquired 0 · Balance 8,549.937 F2: The Conversion or Exercise Price of Derivative Security is 1-for-1. F5: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date. F6: Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods. |
Filing footnotes · ownership attribution and instrument terms
F1: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. (the "Company") Deferred Compensation Plan for Non-Employee Directors.
F2: The Conversion or Exercise Price of Derivative Security is 1-for-1.
F3: These units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director.
F4: Includes 23.851 phantom stock units accrued on April 30, 2024 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
F5: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date.
F6: Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ACCURIDE CORP
Report date May 25, 2007 · Filed May 30, 2007
Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, Hubcap Acquisition LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GOLKIN PERRY, HUTH JOHANNES P
Section 16 reporting ended · disclosed 2007-05-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Hubcap Acquisition LLC | 3,094,556 |
Reported balance
After 2007-05-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2007-05-25 · Sale · Disposed 4,755,657 · Balance 3,094,556 F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C. F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement. F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C.
F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement.
F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P.
AMPHENOL CORP /DE/
Report date February 07, 2005 · Filed February 10, 2005
Section 16 reporting ended · disclosed 2005-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,000 |
Reported balance
After 2005-02-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-02-07 · Grant · Acquired 88 · Balance 14,000 F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis.
F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event.
F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004.
Alliance HealthCare Services, Inc
Report date March 16, 2007 · Filed May 15, 2007
Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, Viewer Holdings LLC, FISHER TODD A, GOLKIN PERRY, GREENE JAMES H JR, HUTH JOHANNES P, KRAVIS HENRY R, KKR 1996 FUND L P
Section 16 reporting ended · disclosed 2007-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Viewer Holdings LLC | 1,443,065 |
Reported balance
After 2007-03-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2007-03-16 · Sale · Disposed 24,501,505 · Balance 1,443,065 F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC.
F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement.
F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P.
WALTER INDUSTRIES INC /NEW/
Report date October 28, 2004 · Filed November 01, 2004
Jointly reported with KKR ASSOCIATES, GREENE JAMES H JR, KRAVIS HENRY R, RAETHER PAUL E, ROBERTS GEORGE R, GOLKIN PERRY, STUART SCOTT M, GILHULY EDWARD A
Section 16 reporting ended · disclosed 2004-11-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 1,092,488 |
Reported balance
After 2004-10-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2004-10-28 · Sale · Disposed 4,374,755 · Balance 1,092,488 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2004-10-28 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2004-10-28 · Other · Disposed 1,092,488 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 7,239 |
Reported balance
After 2004-10-28 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2004-10-28 · Sale · Disposed 28,988 · Balance 7,239 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2004-10-28 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2004-10-28 · Other · Disposed 7,239 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 26,484 |
Reported balance
After 2004-10-28 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2004-10-28 · Sale · Disposed 106,051 · Balance 26,484 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2004-10-28 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2004-10-28 · Other · Disposed 26,484 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 871,594 |
Reported balance
After 2004-10-28 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2004-10-28 · Sale · Disposed 3,490,206 · Balance 871,594 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. |
| Common StockSEC Table I · non-derivative | IndirectSee Notes | 0 |
Reported balance
After 2004-10-28 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2004-10-28 · Other · Disposed 871,594 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold pursuant to a registered offering.
F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest.
F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004.
F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2004 Filed Apr 23, 2004 17:03 UTC | WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601 | OtherCommon Stock, par value $.01 per share | 12,604 | $12.75 | $160,701.00 |
DisclosureSEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 2 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 49,083 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document |
| April 20, 2004 Filed Apr 23, 2004 17:03 UTC | WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601 | OtherCommon Stock, par value $.01 per share | 1,902,071 | $12.75 | $24,251,405.25 |
DisclosureSEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 1 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,407,356 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 21:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 378.79 | $29.70 | $11,250.06 |
DisclosureSEC source: 0001104659-04-009323 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,939.67 Underlying: Class A Common Stock · 378.79 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document |
| February 23, 2004 Filed Feb 26, 2004 02:45 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | OtherClass A Common Stock | 7,560,000 | $60.00 | $453,600,000.00 |
DisclosureSEC source: 0001104659-04-005750 · a4.xml · nonDerivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,350,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on February 23, 2004; the sale is expected to be consummated on February 27, 2004. The reported price of $60.00 per share does not reflect an underwriting discount of $2.10 per share. The Reporting Person received $57.90 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 01:10 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 117.32 | $63.93 | $7,500.27 |
DisclosureSEC source: 0001104659-04-000259 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10 % Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,280.44 Underlying: Class A Common Stock · 117.32 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2003 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 144.09 | $52.05 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 25 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163.12 Underlying: Class A Common Stock · 144.09 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| August 15, 2003 Filed Aug 20, 2003 01:44 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | OtherClass A Common Stock | 8,970,722 | $50.00 | $448,536,100.00 |
DisclosureSEC source: 0001104659-03-019227 · a4.xml · nonDerivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,910,628 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on August 15, 2003; the sale is expected to be consummated on August 20, 2003. The reported price of $50.00 per share does not reflect an underwriting discount of $1.98 per share. The Reporting Person received $48.02 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "ten percent beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document |
| June 30, 2003 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.19 | $46.82 | $7,500.10 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 24 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,019.03 Underlying: Class A Common Stock · 160.19 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2003 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 184.05 | $40.75 | $7,500.04 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 23 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,858.84 Underlying: Class A Common Stock · 184.05 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2002 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 197.37 | $38.00 | $7,500.06 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 22 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,674.79 Underlying: Class A Common Stock · 197.37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2002 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 241.94 | $31.00 | $7,500.14 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 21 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,477.42 Underlying: Class A Common Stock · 241.94 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2002 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 208.33 | $36.00 | $7,499.88 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 20 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,235.48 Underlying: Class A Common Stock · 208.33 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2002 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 160.26 | $46.80 | $7,500.17 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 19 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,027.15 Underlying: Class A Common Stock · 160.26 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2001 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 156.08 | $48.05 | $7,499.64 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 18 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,866.89 Underlying: Class A Common Stock · 156.08 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2001 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 215.82 | $34.75 | $7,499.75 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 17 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710.81 Underlying: Class A Common Stock · 215.82 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2001 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 187.27 | $40.05 | $7,500.16 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 16 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,494.99 Underlying: Class A Common Stock · 187.27 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2001 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 238.09 | $31.50 | $7,499.84 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 15 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307.72 Underlying: Class A Common Stock · 238.09 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| December 31, 2000 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 191.39 | $39.19 | $7,500.10 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 14 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,069.63 Underlying: Class A Common Stock · 191.39 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| September 30, 2000 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 131.72 | $56.94 | $7,499.81 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 13 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,163.12 Underlying: Class A Common Stock · 131.72 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| June 30, 2000 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 113.48 | $66.09 | $7,500.32 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 12 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746.52 Underlying: Class A Common Stock · 113.48 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. Read SEC document |
| March 31, 2000 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 146.7 | $51.13 | $7,500.04 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 11 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,633.04 Underlying: Class A Common Stock · 146.7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| December 31, 1999 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 225.36 | $33.28 | $7,500.25 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 10 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,486.34 Underlying: Class A Common Stock · 225.36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| September 30, 1999 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 302.64 | $24.78 | $7,499.78 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 9 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,260.98 Underlying: Class A Common Stock · 302.64 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| June 30, 1999 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 377.36 | $19.88 | $7,500.03 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 8 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,958.34 Underlying: Class A Common Stock · 377.36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| March 31, 1999 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 392.16 | $19.13 | $7,500.06 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 7 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,580.98 Underlying: Class A Common Stock · 392.16 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| December 31, 1998 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 496.9 | $15.09 | $7,500.06 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 6 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188.82 Underlying: Class A Common Stock · 496.9 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| September 30, 1998 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 430.1 | $17.44 | $7,499.87 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 5 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691.92 Underlying: Class A Common Stock · 430.1 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| June 30, 1998 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 384.614 | $19.50 | $7,499.97 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 4 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261.82 Underlying: Class A Common Stock · 384.614 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| March 31, 1998 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 260.02 | $28.84 | $7,499.94 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 3 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877.206 Underlying: Class A Common Stock · 260.02 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| December 31, 1997 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 269.36 | $27.84 | $7,499.98 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617.186 Underlying: Class A Common Stock · 269.36 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
| September 30, 1997 Filed Oct 3, 2003 00:03 UTC | AMPHENOL CORP /DE/ APH · Entity 2846 | GrantPhantom Stock Units · Derivative | 347.826 | $21.56 | $7,500.00 |
DisclosureSEC source: 0001104659-03-022139 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director · 10% Owner;See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347.826 Underlying: Class A Common Stock · 347.826 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · price: Amount reflects a two-for-one stock split effected on April 24, 2000. F3 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.underlying_shares: Amount reflects a two-for-one stock split effected on April 24, 2000. F2 · balance_after: Amount reflects a two-for-one stock split effected on April 24, 2000. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.