person · Reporting owner

MICHELSON MICHAEL W

Disclosed activity across 9 companies

Tapewire entity: 17046
SEC CIK: 0001182415

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
HCA Healthcare, Inc.HCA · Entity 2929	Director	April 28, 2026	April 30, 2026
KINDERCARE LEARNING CENTERS INC /DEKDCR · Entity 17579	10% owner	January 07, 2005	January 11, 2005
Rockwood Holdings, Inc.ROC · Entity 16727	10% owner	June 17, 2008	June 19, 2008
SEALY CORPZZ · Entity 16658	10% owner	July 10, 2009	July 16, 2009
ZIMMER BIOMET HOLDINGS, INC.ZBH · Entity 3278	Director	May 10, 2024	May 14, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HCA Healthcare, Inc.

Report date April 28, 2026 · Filed April 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	12,576	Reported balance After 2026-04-28 transaction · row 1 1 source row Row 1 · 2026-04-28 · Grant · Acquired 925 · Balance 12,576 F1: Represents common stock underlying 509 restricted share units attributable to an annual director equity award and 416 restricted share units received in lieu of annual cash retainers for service as a director and as independent presiding director. The restricted share units shall vest on the sooner of the date of the 2027 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents common stock underlying 509 restricted share units attributable to an annual director equity award and 416 restricted share units received in lieu of annual cash retainers for service as a director and as independent presiding director. The restricted share units shall vest on the sooner of the date of the 2027 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc.

KINDERCARE LEARNING CENTERS INC /DE

Report date January 07, 2005 · Filed January 11, 2005

Jointly reported with KKR KLC L L C, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GREENE JAMES H JR, GOLKIN PERRY, GILHULY EDWARD A, STUART SCOTT M

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee	0	Reported balance After 2005-01-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2005-01-07 · Sale · Disposed 15,454,210 · Balance 0 F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction.

F2: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C.

Rockwood Holdings, Inc.

Report date June 17, 2008 · Filed June 19, 2008

Jointly reported with KKR Millennium GP LLC, KKR Millennium Fund L.P., KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, KRAVIS HENRY R, ROBERTS GEORGE R, KKR Associates Millennium L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	2,285,721	Reported balance After 2008-06-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2008-06-17 · Sale · Disposed 1,068,387 · Balance 2,285,721 F1: Represents price to the public pursuant to an underwritten offering. F2: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	11,414,975	Reported balance After 2008-06-17 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2008-06-17 · Sale · Disposed 3,759,393 · Balance 11,414,975 F1: Represents price to the public pursuant to an underwritten offering. F3: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	98,615	Reported balance After 2008-06-17 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2008-06-17 · Sale · Disposed 32,478 · Balance 98,615 F1: Represents price to the public pursuant to an underwritten offering. F4: These securities are held of record by KKR Partners II, L.P. As the sole general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	239,348	Reported balance After 2008-06-17 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2008-06-17 · Sale · Disposed 78,826 · Balance 239,348 F1: Represents price to the public pursuant to an underwritten offering. F5: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnote	8,006,339	Reported balance After 2008-06-17 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2008-06-17 · Sale · Disposed 2,636,797 · Balance 8,006,339 F1: Represents price to the public pursuant to an underwritten offering. F6: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents price to the public pursuant to an underwritten offering.

F2: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P.

F3: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P.

F4: These securities are held of record by KKR Partners II, L.P. As the sole general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P.

F5: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F).

F6: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership.

F7: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8)

F8: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein.

F9: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s.

F10: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement.

SEALY CORP

Report date July 10, 2009 · Filed July 16, 2009

Jointly reported with KKR Millennium GP LLC, Sealy Holding LLC, KKR Millennium Fund L.P., KKR Associates Millennium L.P., KRAVIS HENRY R, ROBERTS GEORGE R, GREENE JAMES H JR, RAETHER PAUL E, GOLKIN PERRY

Security / award	Ownership account	Disclosed shares / units	Disclosure context
8% Senior Secured Third Lien Convertible Notes due 2016SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-07-15	IndirectSee	3,753,910	Reported balance After 2009-07-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2009-07-10 · Purchase · Acquired 3,753,910 · Balance 3,753,910 F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company F2: Immediately exercisable F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.

Filing footnotes · ownership attribution and instrument terms

F1: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company

F2: Immediately exercisable

F3: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC.

F4: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein.

F5: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement.

F6: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4.

ZIMMER BIOMET HOLDINGS, INC.

Report date May 10, 2024 · Filed May 14, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $121.61	Direct	12,239.749	Reported balance After 2024-05-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2024-05-10 · Grant · Acquired 0 · Balance 12,239.749 F1: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. (the "Company") Deferred Compensation Plan for Non-Employee Directors. F2: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3: These units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. F4: Includes 23.851 phantom stock units accrued on April 30, 2024 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	8,549.937	Reported balance After 2024-05-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2024-05-10 · Grant · Acquired 0 · Balance 8,549.937 F2: The Conversion or Exercise Price of Derivative Security is 1-for-1. F5: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date. F6: Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.

Filing footnotes · ownership attribution and instrument terms

F1: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. (the "Company") Deferred Compensation Plan for Non-Employee Directors.

F2: The Conversion or Exercise Price of Derivative Security is 1-for-1.

F3: These units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director.

F4: Includes 23.851 phantom stock units accrued on April 30, 2024 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.

F5: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date.

F6: Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ACCURIDE CORP

Report date May 25, 2007 · Filed May 30, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, KKR 1996 FUND L P, Hubcap Acquisition LLC, KRAVIS HENRY R, ROBERTS GEORGE R, RAETHER PAUL E, GOLKIN PERRY, HUTH JOHANNES P

Section 16 reporting ended · disclosed 2007-05-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Hubcap Acquisition LLC	3,094,556	Reported balance After 2007-05-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-05-25 · Sale · Disposed 4,755,657 · Balance 3,094,556 F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C. F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement. F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C.

F2: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement.

F3: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P.

AMPHENOL CORP /DE/

Report date February 07, 2005 · Filed February 10, 2005

Section 16 reporting ended · disclosed 2005-02-10. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	14,000	Reported balance After 2005-02-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2005-02-07 · Grant · Acquired 88 · Balance 14,000 F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom Stock Units convert to Class A common stock on a one-for-one basis.

F2: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event.

F3: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004.

Alliance HealthCare Services, Inc

Report date March 16, 2007 · Filed May 15, 2007

Jointly reported with KKR 1996 GP LLC, KKR ASSOCIATES 1996 L P, Viewer Holdings LLC, FISHER TODD A, GOLKIN PERRY, GREENE JAMES H JR, HUTH JOHANNES P, KRAVIS HENRY R, KKR 1996 FUND L P

Section 16 reporting ended · disclosed 2007-05-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Viewer Holdings LLC	1,443,065	Reported balance After 2007-03-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2007-03-16 · Sale · Disposed 24,501,505 · Balance 1,443,065 F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC.

F2: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement.

F3: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P.

WALTER INDUSTRIES INC /NEW/

Report date October 28, 2004 · Filed November 01, 2004

Jointly reported with KKR ASSOCIATES, GREENE JAMES H JR, KRAVIS HENRY R, RAETHER PAUL E, ROBERTS GEORGE R, GOLKIN PERRY, STUART SCOTT M, GILHULY EDWARD A

Section 16 reporting ended · disclosed 2004-11-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Notes	1,092,488	Reported balance After 2004-10-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2004-10-28 · Sale · Disposed 4,374,755 · Balance 1,092,488 F1: Shares sold pursuant to a registered offering. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2004-10-28 · Other · Disposed 1,092,488 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	7,239	Reported balance After 2004-10-28 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2004-10-28 · Sale · Disposed 28,988 · Balance 7,239 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2004-10-28 · Other · Disposed 7,239 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	26,484	Reported balance After 2004-10-28 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2004-10-28 · Sale · Disposed 106,051 · Balance 26,484 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2004-10-28 · Other · Disposed 26,484 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	871,594	Reported balance After 2004-10-28 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2004-10-28 · Sale · Disposed 3,490,206 · Balance 871,594 F1: Shares sold pursuant to a registered offering. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.
Common StockSEC Table I · non-derivative	IndirectSee Notes	0	Reported balance After 2004-10-28 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2004-10-28 · Other · Disposed 871,594 · Balance 0 F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a registered offering.

F2: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest.

F3: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest.

F4: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004.

F5: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest.

F6: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest.

F7: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 31, 2018 Filed Feb 2, 2018 19:49 UTC	HCA Healthcare, Inc. HCA · Entity 2929	GrantCommon Stock	473	$0.00	$0.00	Disclosure SEC source: 0001209191-18-007232 · doc4.xml · nonDerivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473 F1 · kind: Represents common stock underlying 473 restricted share units which shall vest on the sooner of the date of the Issuer's 2018 annual shareholders' meeting or the first anniversary of the grant date. Vested shares will be delivered to the reporting person on the date the reporting person ceases to be a member of the Board of Directors of the Issuer. Read SEC document
December 31, 2017 Filed Jan 3, 2018 18:31 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	195.812	$0.00 Strike: $121.29	$0.00	Disclosure SEC source: 0000911916-18-000017 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346.217 Underlying: Common Stock · 195.812 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 97.906 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 97.906 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F4 · balance_after: Includes 6.141 phantom stock units accrued on October 27, 2017 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 30, 2017 Filed Oct 3, 2017 12:59 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	204.266	$0.00 Strike: $116.27	$0.00	Disclosure SEC source: 0000911916-17-000237 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144.264 Underlying: Common Stock · 204.266 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 102.133 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 102.133 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F4 · balance_after: Includes 5.665 phantom stock units accrued on July 28, 2017 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:55 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	184.954	$0.00 Strike: $128.41	$0.00	Disclosure SEC source: 0000911916-17-000214 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934.333 Underlying: Common Stock · 184.954 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 92.477 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 92.477 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. Read SEC document
May 12, 2017 Filed May 16, 2017 18:10 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantRestricted Stock Units · Derivative	1,067.85	$0.00	$0.00	Disclosure SEC source: 0000911916-17-000171 · edgar.xml · derivative · entry 2 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195.931 Underlying: Common Stock · 1,067.85 shares Expires not disclosed F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F5 · derivative.exercise_date: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date. F5 · derivative.expiration_date: The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date. F6 · balance_after: Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods. Read SEC document
May 12, 2017 Filed May 16, 2017 18:10 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	500	$0.00 Strike: $121.74	$0.00	Disclosure SEC source: 0000911916-17-000171 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,749.379 Underlying: Common Stock · 500 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: The units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director ("Annual Deferred Share Units"). F3 · derivative.expiration_date: The units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director ("Annual Deferred Share Units"). F4 · balance_after: Includes 4.548 phantom stock units accrued on April 28, 2017 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
March 31, 2017 Filed Apr 4, 2017 19:13 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	195.49	$0.00 Strike: $121.49	$0.00	Disclosure SEC source: 0000911916-17-000153 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244.831 Underlying: Common Stock · 195.49 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 97.745 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 97.745 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F4 · balance_after: Includes 3.736 phantom stock units accrued on January 27, 2017 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
December 31, 2016 Filed Jan 4, 2017 20:53 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	229.713	$0.00 Strike: $103.39	$0.00	Disclosure SEC source: 0000911916-17-000016 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,045.605 Underlying: Common Stock · 229.713 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 114.856 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 114.856 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F4 · balance_after: Includes 3.201 phantom stock units accrued on October 28, 2016 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
September 30, 2016 Filed Oct 4, 2016 20:25 UTC	ZIMMER BIOMET HOLDINGS, INC. ZBH · Entity 3278	GrantPhantom Stock Units · Derivative	183.582	$0.00 Strike: $129.37	$0.00	Disclosure SEC source: 0000911916-16-000674 · edgar.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,812.691 Underlying: Common Stock · 183.582 shares Expires not disclosed F1 · security: The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. ("Company") Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_price: The Conversion or Exercise Price of Derivative Security is 1-for-1. F3 · derivative.exercise_date: 91.791 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F3 · derivative.expiration_date: 91.791 of the units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. The remaining units are to be settled in cash in a lump sum within sixty days after cessation of the reporting person's service as a Director. F4 · balance_after: Includes 2.648 phantom stock units accrued on July 29, 2016 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. Read SEC document
July 10, 2009 Filed Jul 16, 2009 18:27 UTC	SEALY CORP ZZ · Entity 16658	Purchase8% Senior Secured Third Lien Convertible Notes due 2016 · Derivative	3,753,910	$25.00 Strike: $0.00	$93,847,750.00	Disclosure SEC source: 0001104659-09-043506 · a4.xml · derivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 3,753,910 Underlying: Common Stock par value $0.01 per share · 93,847,750 shares Expires 2016-07-15 F1 · security: 8% Senior Secured Third Lien Convertible Notes due 2016 co-issued by Sealy Corporation and Sealy Mattress Company F2 · derivative.exercise_date: Immediately exercisable F3 · ownership.nature: The convertible notes of the Issuer reported on this Form 4 are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such convertible notes of the Issuer held by Sealy Holding LLC. F4 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any convertible notes of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F5 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
June 17, 2008 Filed Jun 19, 2008 19:45 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	2,636,797	$38.60	$101,780,364.20	Disclosure SEC source: 0001104659-08-040940 · a4.xml · nonDerivative · entry 5 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,006,339 F1 · price: Represents price to the public pursuant to an underwritten offering. F6 · ownership.nature: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
June 17, 2008 Filed Jun 19, 2008 19:45 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	78,826	$38.60	$3,042,683.60	Disclosure SEC source: 0001104659-08-040940 · a4.xml · nonDerivative · entry 4 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 239,348 F1 · price: Represents price to the public pursuant to an underwritten offering. F5 · ownership.nature: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
June 17, 2008 Filed Jun 19, 2008 19:45 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	32,478	$38.60	$1,253,650.80	Disclosure SEC source: 0001104659-08-040940 · a4.xml · nonDerivative · entry 3 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 98,615 F1 · price: Represents price to the public pursuant to an underwritten offering. F4 · ownership.nature: These securities are held of record by KKR Partners II, L.P. As the sole general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
June 17, 2008 Filed Jun 19, 2008 19:45 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	3,759,393	$38.60	$145,112,569.80	Disclosure SEC source: 0001104659-08-040940 · a4.xml · nonDerivative · entry 2 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,414,975 F1 · price: Represents price to the public pursuant to an underwritten offering. F3 · ownership.nature: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
June 17, 2008 Filed Jun 19, 2008 19:45 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	1,068,387	$38.60	$41,239,738.20	Disclosure SEC source: 0001104659-08-040940 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,285,721 F1 · price: Represents price to the public pursuant to an underwritten offering. F2 · ownership.nature: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P., Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttal and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively, and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fischer, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Form 4s. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
December 07, 2007 Filed Dec 12, 2007 02:08 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	97,999	$34.00	$3,331,966.00	Disclosure SEC source: 0001104659-07-088311 · a4.xml · nonDerivative · entry 2 KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner HUTH JOHANNES P · CIK 0001206779 · 10% owner NAVAB ALEXANDAR JR · CIK 0001205612 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,174,368 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions upon the exercise of the underwriters' over-allotment option. F3 · ownership.nature: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. In addition, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 have not had any change in their beneficial ownership or deemed beneficial ownership and, accordingly, are not filing a Form 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
November 16, 2007 Filed Nov 21, 2007 02:12 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	2,694,553	$34.00	$91,614,802.00	Disclosure SEC source: 0001104659-07-084473 · a4.xml · nonDerivative · entry 5 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,643,136 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions. F6 · ownership.nature: The securities are held of record by KKR European Fund, Limited Partnership. As the sole general partner of KKR European Fund, Limited Partnership, KKR Associates Europe, Limited Partnership may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited also may be deemed to be the beneficial owner of such securities held by KKR European Fund, Limited Partnership. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
November 16, 2007 Filed Nov 21, 2007 02:12 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	80,553	$34.00	$2,738,802.00	Disclosure SEC source: 0001104659-07-084473 · a4.xml · nonDerivative · entry 4 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 318,174 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions. F5 · ownership.nature: These securities are held of record by KKR Partners III, L.P. (Series F). As the sole general partner of KKR Partners III, L.P., KKR III GP LLC may be deemed to be the beneficial owner of such securities held by KKR Partners III, L.P. (Series F). F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
November 16, 2007 Filed Nov 21, 2007 02:12 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	33,189	$34.00	$1,128,426.00	Disclosure SEC source: 0001104659-07-084473 · a4.xml · nonDerivative · entry 3 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 131,093 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions. F4 · ownership.nature: These securities are held of record by KKR Partners II, L.P. As the general partners of KKR Partners II, L.P., KKR Associates (Strata) L.P. and KKR Associates, L.P. may be deemed to be the beneficial owners of such securities held by KKR Partners II, L.P. As the sole general partner of KKR Associates (Strata) L.P., Strata L.L.C. also may be deemed to be the beneficial owner of such securities held by KKR Partners II, L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
November 16, 2007 Filed Nov 21, 2007 02:12 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	3,866,549	$34.00	$131,462,666.00	Disclosure SEC source: 0001104659-07-084473 · a4.xml · nonDerivative · entry 2 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,272,367 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions. F3 · ownership.nature: These securities are held of record by KKR 1996 Fund L.P. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of such securities held by KKR 1996 Fund L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
November 16, 2007 Filed Nov 21, 2007 02:12 UTC	Rockwood Holdings, Inc. ROC · Entity 16727	SaleCommon Stock, par value $0.01 per share	1,091,788	$34.00	$37,120,792.00	Disclosure SEC source: 0001104659-07-084473 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR 1996 GP LLC · CIK 0001031667 · 10% owner KKR ASSOCIATES 1996 L P · CIK 0001031666 · 10% owner KKR 1996 FUND L P · CIK 0001031665 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,354,108 F1 · price: Represents price to the public pursuant to an underwritten offering before underwriting discounts and commissions. F2 · ownership.nature: These securities are held of record by KKR Millennium Fund L.P. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such securities held by KKR Millennium Fund L.P. F7 · ownership.nature: As members of KKR Millennium GP LLC, KKR 1996 GP LLC and KKR III GP LLC, Messrs. Henry R. Kravis, George R. Roberts, Paul E. Raether, Michael W. Michelson, James H. Greene, Perry Golkin, Johannes Huth, Alexander Navab and Todd A. Fisher may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P., KKR 1996 Fund L.P. and KKR Partners III L.P. (Series F), respectively; as members of Strata L.L.C. and general partners of KKR Associates, L.P, Messrs. Kravis, Roberts, Raether, Michelson, Greene and Golkin also may be deemed to be beneficial owners of the securities held by KKR Partners II, L.P.; (continued in footnote 8) F8 · ownership.nature: (continued from footnote 7); as members of KKR Millennium GP LLC and KKR III GP LLC, Messrs. Marc S. Lipshchultz, Jacques Garaialde, Reinhard Gorenflos, Scott C. Nuttall and Michael M. Calbert may also be deemed to be beneficial owners of the securities held by KKR Millennium Fund L.P. and KKR Partners III, L.P., respectively; and as directors of KKR Europe Limited, Messrs. Kravis, Roberts, Raether, Michelson, Greene, Golkin, Huth, Navab, Fisher, Lipschultz and Garaialde also may be deemed to be beneficial owners of the securities held by KKR European Fund, Limited Partnership. Each Reporting Person other than the record holders disclaims beneficial ownership of the securities that may be deemed to be beneficially owned by such Reporting Person, except to the extent of such Reporting Person's own pecuniary interest therein. F9 · ownership.nature: Due to the limitations of Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. F10 · ownership.nature: The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the Reporting Person is the beneficial owner of any equity securities covered by this statement. Read SEC document
May 25, 2007 Filed May 30, 2007 17:40 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	4,755,657	$14.91	$70,906,845.87	Disclosure SEC source: 0001104659-07-044159 · a4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 & 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 & 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 & 2 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 & 2 ROBERTS GEORGE R · CIK 0001081715 · See Footnotes 1 & 2 RAETHER PAUL E · CIK 0001192062 · See Footnotes 1 & 2 MICHELSON MICHAEL W · CIK 0001182415 · See Footnotes 1 & 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 & 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 & 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Hubcap Acquisition LLC Disclosed balance after: 3,094,556 F1 · ownership.nature: The shares of common stock of Issuer reported on this Form 4 are held of record by Hubcap Acquisition L.L.C. As the managing member of Hubcap Acquisition L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acquisition L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of such shares of the Issuer held by Hubcap Acquision L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP, L.L.C. also may deemed to be the beneficial owner of such shares of common stock of the Issuer held by Hubcap Acqusition L.L.C. F2 · ownership.nature: KKR 1996 GP, L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members are Messrs. Paul E. Raether, Michael W. Michaelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Greene is a director of the Issuer and may be deemed to share beneficial ownership of any shares beneficially owned by KKR 1996 GP, L.L.C. Each such Reporting Person, other than Hubcap Acqusition L.L.C., disclaims beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons, other than Hubcap Acqusition L.L.C, are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: Mr. Fredrick M. Goltz, a member of KKR & Co. L.L.C., the general partner Kohlberg Kravis Roberts & Co. L.P., is also a member of the Issuer's board of directors. Mr. Goltz disclaims that he is the owner (beneficial or otherwise) of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
March 16, 2007 Filed May 15, 2007 16:06 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	24,501,505	$6.25	$153,134,406.25	Disclosure SEC source: 0001209191-07-030339 · doc4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 1,443,065 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings LLC. As the senior member of Viewer Holdings LLC, KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996 L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. As the sole general partner of KKR Associates 1996 L.P., KKR 1996 GP LLC also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings LLC. F2 · ownership.nature: KKR 1996 GP LLC is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP LLC may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
November 29, 2006 Filed Nov 29, 2006 17:24 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	1,200,000	$5.41	$6,486,000.00	Disclosure SEC source: 0001209191-06-061887 · doc4.xml · nonDerivative · entry 2 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 25,944,570 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C. As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. F2 · ownership.nature: KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
November 27, 2006 Filed Nov 29, 2006 17:24 UTC	Alliance HealthCare Services, Inc AIQ · Entity 17292	SaleCommon Stock	8,000,000	$5.41	$43,240,000.00	Disclosure SEC source: 0001209191-06-061887 · doc4.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See Footnotes 1 and 2 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See Footnotes 1 and 2 Viewer Holdings LLC · CIK 0001381953 · 10% owner · See Footnotes 1 and 2 FISHER TODD A · CIK 0001206470 · See Footnotes 1 and 2 GOLKIN PERRY · CIK 0001206581 · See Footnotes 1 and 2 GREENE JAMES H JR · CIK 0001205970 · See Footnotes 1 and 2 HUTH JOHANNES P · CIK 0001206779 · See Footnotes 1 and 2 KRAVIS HENRY R · CIK 0001081714 · See Footnotes 1 and 2 MICHELSON MICHAEL W · CIK 0001182415 · Director · See Footnotes 1 and 2 KKR 1996 FUND L P · CIK 0001031665 · See Footnotes 1 and 2 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viewer Holdings LLC Disclosed balance after: 27,144,570 F1 · ownership.nature: The shares of common stock of the Issuer reported on this Form 4 are held of record by Viewer Holdings L.L.C. As the senior member of Viewer Holdings L.L.C., KKR 1996 Fund L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR 1996 Fund L.P., KKR Associates 1996, L.P. may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. As the sole general partner of KKR Associates 1996, L.P., KKR 1996 GP L.L.C. also may be deemed to be the beneficial owner of the shares of common stock of the Issuer held by Viewer Holdings L.L.C. F2 · ownership.nature: KKR 1996 GP L.L.C. is a Delaware limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are Messrs. Paul E. Raether, Michael W. Michelson, James H. Greene, Jr., Perry Golkin, Johannes P. Huth, Todd A. Fisher and Alexander Navab, Jr. Mr. Michelson is a director of the Issuer. Each of the individual Reporting Persons may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR 1996 GP L.L.C. may beneficially own or be deemed to beneficially own, but each disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of section 16 of the Securities Exchange Act of 1934 or otherwise, the individual Reporting Persons are the beneficial owners of all such equity securities covered by this statement. F3 · ownership.nature: James C. Momtazee is a director of the Issuer, an executive of KKR and a limited partner of KKR Associates 1996 L.P. Mr. Momtazee disclaims beneficial ownership of any shares beneficially owned by KKR Associates 1996 L.P. Read SEC document
April 11, 2006 Filed Apr 13, 2006 13:49 UTC	SEALY CORP ZZ · Entity 16658	SaleCommon stock, par value $0.01 per share	3,481,868	$16.00	$55,709,888.00	Disclosure SEC source: 0001104659-06-024939 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,625,921 F1 · price: Represents price to the public pursuant to an underwritten initial public offering before underwriting discounts. F2 · ownership.nature: These securities are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. F3 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
April 06, 2006 Filed Apr 10, 2006 17:25 UTC	SEALY CORP ZZ · Entity 16658	PurchaseCommon Stock, par value $0.01 per share	146,000	$16.00	$2,336,000.00	Disclosure SEC source: 0001104659-06-024109 · a4.xml · nonDerivative · entry 2 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 146,000 F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F6 · ownership.nature: These securities are held of record by Aurora Investments II, LLC. As the managing members of Aurora Investments II, LLC, Messrs. Henry R. Kravis and George R. Roberts each may be deemed to be the beneficial owners of such shares of common stock of the Issuer held by Aurora Investments II LLC. Messrs. Henry R. Kravis and George R. Roberts each disclaim beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document
April 06, 2006 Filed Apr 10, 2006 17:25 UTC	SEALY CORP ZZ · Entity 16658	SaleCommon stock, par value $0.01 per share	6,632,130	$16.00	$106,114,080.00	Disclosure SEC source: 0001104659-06-024109 · a4.xml · nonDerivative · entry 1 KKR Millennium GP LLC · CIK 0001288738 · 10% owner Sealy Holding LLC · CIK 0001358535 · 10% owner KKR Millennium Fund L.P. · CIK 0001288736 · 10% owner KKR Associates Millennium L.P. · CIK 0001288737 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 50,107,789 F1 · price: Represents price to the public pursuant to an underwritten initial public offering before underwriting discounts. F2 · ownership.nature: The securities are held of record by Sealy Holding LLC. As senior member of Sealy Holding LLC, KKR Millennium Fund L.P. may be deemed a beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Millennium Fund L.P., KKR Associates Millennium L.P. may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. As the sole general partner of KKR Associates Millennium L.P., KKR Millennium GP LLC also may be deemed to be the beneficial owner of such shares of common stock of the Issuer held by Sealy Holding LLC. F3 · ownership.nature: The members of KKR Millennium GP LLC are Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Reinhard Gorenflos, Jacques Garaialde, Michael M. Calbert and Scott C. Nuttall, and as such, may be deemed to share beneficial ownership of any shares of common stock of the Issuer that KKR Millennium GP LLC may be deemed to beneficially own. Each Reporting Person, other than Sealy Holding LLC, disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed and admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owners of all such equity securities covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain of the persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on separate Forms 4. Read SEC document
October 12, 2005 Filed Oct 14, 2005 12:30 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	641,137	$13.25	$8,495,065.25	Disclosure SEC source: 0001179110-05-019678 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,850,213 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 7,903,213 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
October 05, 2005 Filed Oct 7, 2005 14:15 UTC	ACCURIDE CORP ACW · Entity 17284	SaleCommon Stock	4,274,250	$13.25	$56,633,812.50	Disclosure SEC source: 0001179110-05-019505 · edgar.xml · nonDerivative · entry 1 KKR 1996 GP LLC · CIK 0001031667 · See footnote 1 KKR ASSOCIATES 1996 L P · CIK 0001031666 · See footnote 1 KKR 1996 FUND L P · CIK 0001031665 · See footnote 1 Hubcap Acquisition LLC · CIK 0001323671 · 10% owner KRAVIS HENRY R · CIK 0001081714 · See footnone 1 ROBERTS GEORGE R · CIK 0001081715 · See footnote 1 RAETHER PAUL E · CIK 0001192062 · See footnote 1 MICHELSON MICHAEL W · CIK 0001182415 · See footnote 1 GILHULY EDWARD A · CIK 0001206780 · See footnote 1 GOLKIN PERRY · CIK 0001206581 · See footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,491,350 F2 · balance_after: Henry R. Kravis and George R. Roberts reported on Form 4 the acquisition and indirect ownership of 53,000 shares of common stock on April 25, 2005. Together whith those shares reported in item 5 of Table 1, Messrs. Kravis and Roberts benefecially own 8,544,350 shares of common stock of the issuer. F1 · ownership.nature: See attached joint filer information. Information with respect to Messrs. Greene, Jr., Fisher, Stuart, Huth, Navab, Goltz and Momtazee may be found on a corresponding Form 4 filed on the date hereof. Read SEC document
February 07, 2005 Filed Feb 10, 2005 01:00 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	GrantPhantom Stock Units · Derivative	88	$38.47	$3,385.36	Disclosure SEC source: 0001104659-05-005003 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Class A Common Stock · 88 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document
January 07, 2005 Filed Jan 11, 2005 17:47 UTC	KINDERCARE LEARNING CENTERS INC /DE KDCR · Entity 17579	SaleCommon Stock, par value $0.01 per share	15,454,210	$25.96	$401,191,291.60	Disclosure SEC source: 0000893750-05-000017 · form4_ex.xml · nonDerivative · entry 1 KKR KLC L L C · CIK 0001024808 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner GOLKIN PERRY · CIK 0001206581 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Disclosed balance after: 0 F1 · price: $1.18 of the per share purchase price has been deposited into escrow to secure indemnity and expense obligations of stockholders in accordance with the terms of the agreements relating to the transaction. F2 · ownership.nature: 15,454,210 shares of common stock shown as having been formerly beneficially owned by KKR-KLC L.L.C. were directly held by KLC Associates, L.P. KKR-KLC L.L.C. is the sole general partner of KKR Associates (KLC) L.P., which is the sole general partner of KLC Associates, L.P., and possesses sole voting and investment power with respect to such shares. KKR-KLC L.L.C. is a limited liability company, the members of which are Messrs. Henry R. Kravis; George R. Roberts; Paul E. Raether; Michael W. Michelson; James H. Greene, Jr.; Perry Golkin; Scott M. Stuart; and Edward A. Gilhuly. Each of the members of KKR-KLC L.L.C. may be deemed to share beneficial ownership of the shares shown as beneficially owned by KKR-KLC L.L.C. Each member disclaims beneficial ownership of these shares. In addition, 203,684 shares of common stock were formerly directly held by KKR Partners II, L.P., an affiliate of KKR-KLC L.L.C. Read SEC document
December 31, 2004 Filed Jan 6, 2005 17:33 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	GrantPhantom Stock Units · Derivative	306.21	$36.74	$11,250.16	Disclosure SEC source: 0001104659-05-000542 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,911.89 Underlying: Class A Common Stock · 306.21 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	871,594	$16.16	$14,082,780.06	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 8 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	3,490,206	$16.35	$57,064,868.10	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 7 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 871,594 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F7 · ownership.nature: These shares are directly owned by Channel One Associates, L.P. ("Channel One"). KKR Associates is the general partner of Channel One and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by Channel One, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	26,484	$16.16	$427,915.23	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 6 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	106,051	$16.35	$1,733,933.85	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 5 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 26,484 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F6 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the general partner of KKR Partners and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by KKR Partners, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	7,239	$16.16	$116,964.14	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 4 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	28,988	$16.35	$473,953.80	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 3 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 7,239 F1 · kind: Shares sold pursuant to a registered offering. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. F5 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the general partner of JWC II and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC II, but disclaims such beneficial ownership, except to the extent of its economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock	1,092,488	$16.16	$17,651,874.86	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 2 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 0 F4 · kind: Shares sold to the Issuer pursuant to a Stock Repurchase Agreement dated October 28, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
October 28, 2004 Filed Nov 1, 2004 17:00 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	SaleCommon Stock	4,374,755	$16.35	$71,527,244.25	Disclosure SEC source: 0001209191-04-050462 · doc4.xml · nonDerivative · entry 1 KKR ASSOCIATES · CIK 0000901651 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 1,092,488 F1 · kind: Shares sold pursuant to a registered offering. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the general partner of JWC and in such capacity may be deemed to have beneficial ownership of the shares of common stock owned by JWC, but disclaims such beneficial ownership, except to the extent of its economic interest. F3 · ownership.nature: Messrs. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stuart and Edward A. Gilhuly are the general partners of KKR Associates, and in such capacity, may be deemed to have beneficial ownership of the shares of common stock that are owned or may be deemed to be owned by KKR Associates; however, each disclaims such beneficial ownership, except to the extent of his economic interest. Read SEC document
October 27, 2004 Filed Oct 30, 2004 00:47 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	183,623	$34.05	$6,252,363.15	Disclosure SEC source: 0001104659-04-032728 · a4.xml · nonDerivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,401 F1 · kind: On October 27, 2004, 183,623 shares of Class A Common Stock of Amphenol Corporation were sold by KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P. in a secondary offering. As a member of KKR-NXS L.L.C., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be a "beneficial owner" of shares of Class A Common Stock of NXS Associates L.P.; however, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is a beneficial owner of such shares of Class A Common Stock. F2 · kind: Upon the consummation of the sale, KKR-NXS L.L.C. owned 333,205 shares of common stock, and distributed such shares of common stock to KKR executives and entities. In addition, KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P., distributed all of its 1,527,614 shares of Class A Common Stock to KKR executives and entities. As a result of such transactions, Mr. Michelson owns directly 160,401 shares of Class A Common Stock. Read SEC document
September 30, 2004 Filed Oct 4, 2004 22:26 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	GrantPhantom Stock Units · Derivative	328.37	$34.26	$11,249.96	Disclosure SEC source: 0001104659-04-029546 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,605.68 Underlying: Class A Common Stock · 328.37 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document
September 09, 2004 Filed Sep 13, 2004 23:24 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	OtherClass A Common Stock	6,656,814	$29.45	$196,043,172.30	Disclosure SEC source: 0001104659-04-027491 · a4.xml · nonDerivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,044,442 F1 · kind: Sale of shares in a registered underwritten secondary offering. The underwriting agreement was entered into on September 9, 2004; the sale is expected to be consummated on September 14, 2004. The reported price of $29.45 per share does not reflect an underwriting discount of $0.09 per share. The Reporting Person received $29.36 per share. F2 · ownership.nature: As a member of KKR 1996 GP L.L.C., which is the sole general partner of KKR Associates 1996 L.P., which is the sole general partner of KKR 1996 Fund L.P.; as a member of Strata L.L.C., which is the sole general partner of KKR Associates (Strata) L.P., which is a general partner of KKR Partners II L.P.; and as a member of KKR-NXS L.L.C., which is the sole general partner of KKR Associates (NXS) L.P., which is the sole general partner of NXS Associates L.P., the Reporting Person may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), to be a "beneficial owner" of shares of Class A Common Stock directly held by KKR 1996 Fund L.P., NXS Associates L.P. and KKR Partners II, L.P. However, pursuant to Rule 16a-1(a)(2) promulgated under the Act, the Reporting Person disclaims that it is the beneficial owner of such Class A Common Stock. Read SEC document
July 01, 2004 Filed Jul 2, 2004 16:38 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	GrantPhantom Stock Units · Derivative	337.64	$33.32	$11,250.16	Disclosure SEC source: 0001104659-04-018879 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,277.31 Underlying: Class A Common Stock · 337.64 shares Expires not disclosed F1 · derivative.exercise_price: Phantom Stock Units convert to Class A common stock on a one-for-one basis. F2 · derivative.exercise_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F2 · derivative.expiration_date: Under the Amphenol Corporation Directors' Compensation Plan, the Reporting Person is entitled to receive shares of Class A common stock on a one-for-one basis upon the later of the first day of the year following the Reporting Person's retirement or separation from the board of directors or six months after such event. F3 · balance_after: Reflects the 2-for-1 stock split of the Class A Common Stock completed on March 29, 2004. Read SEC document
May 27, 2004 Filed Jun 1, 2004 17:09 UTC	AMPHENOL CORP /DE/ APH · Entity 2846	GrantStock Option · Derivative	4,000	$0.00 Strike: $32.36	$0.00	Disclosure SEC source: 0001104659-04-015856 · a4.xml · derivative · entry 1 MICHELSON MICHAEL W · CIK 0001182415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires 2014-05-27 F1 · derivative.exercise_date: Date Exercisable: 30% per year over a three-year period commencing on the first anniversary of date of grant. F2 · balance_after: Securities owned reflect 2-for-1 Stock Split effective March 29, 2004. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	47,031	$12.50	$587,887.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 3 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 132,535 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	12,856	$12.50	$160,700.00	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 2 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 36,227 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F3 · ownership.nature: These shares are directly owned by JWC Associates II, L.P. ("JWC II"). KKR Associates is the sole general partner of JWC II. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC II. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 27, 2004 Filed Apr 29, 2004 17:54 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	1,940,113	$12.50	$24,251,412.50	Disclosure SEC source: 0001104659-04-011913 · a4.xml · nonDerivative · entry 1 ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner GOLKIN PERRY · CIK 0001206581 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 5,467,243 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 22, 2004. F2 · ownership.nature: These shares are directly owned by JWC Associates, L.P. ("JWC"). KKR Associates, L.P. ("KKR Associates") is the sole general partner of JWC. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by JWC. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document
April 20, 2004 Filed Apr 23, 2004 17:03 UTC	WALTER INDUSTRIES INC /NEW/ WLT · Entity 17601	OtherCommon Stock, par value $.01 per share	46,109	$12.75	$587,889.75	Disclosure SEC source: 0001104659-04-011129 · a4.xml · nonDerivative · entry 3 GOLKIN PERRY · CIK 0001206581 · Director · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner RAETHER PAUL E · CIK 0001192062 · 10% owner MICHELSON MICHAEL W · CIK 0001182415 · 10% owner GILHULY EDWARD A · CIK 0001206780 · 10% owner GREENE JAMES H JR · CIK 0001205970 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner KKR ASSOCIATES · CIK 0000901651 · 10% owner STUART SCOTT M · CIK 0001081716 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Notes Disclosed balance after: 179,566 F1 · kind: Sale to the Issuer pursuant to the Stock Repurchase Agreement, dated April 13, 2004. F4 · ownership.nature: These shares are directly owned by KKR Partners II, L.P. ("KKR Partners"). KKR Associates is the sole general partner of KKR Partners. Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly are the general partners of KKR Associates. Therefore, each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly may be deemed to beneficially own the Common Stock owned by KKR Partners. F6 · ownership.nature: Pursuant to Rule 16a-1(4) promulgated under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons states that the reporting of beneficial ownership herein shall not be deemed an admission that he or it is the beneficial owner of any of the securities covered by this Statement. Each of KKR Associates, Henry R. Kravis, George R. Roberts, Michael W. Michelson, Paul E. Raether, James H. Greene, Jr., Perry Golkin, Scott M. Stewart and Edward A. Gilhuly disclaims beneficial ownership of the Common Stock directly owned by JWC, JWC II, KKR Partners and Channel One, except to the extent of his or its pecuniary interest. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.