TapewireFind a company

person · Reporting owner

keller brett

Disclosed activity across 2 companies

Tapewire entity
17001
SEC CIK
0001214608

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252DirectorApril 08, 2026April 09, 2026
Booking Holdings Inc.PCLN · Entity 450Chief Marketing OfficerFebruary 24, 2010March 08, 2010

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date April 08, 2026 · Filed April 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,968 Ending reported balance After 2026-04-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-08 · Grant · Acquired 54 · Balance 16,942

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Row 2 · 2026-04-08 · Grant · Acquired 26 · Balance 16,968

F2: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F2: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Booking Holdings Inc.

Report date February 24, 2010 · Filed March 08, 2010

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,780 Reported balance After 2010-02-24 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2010-02-24 · Gift · Disposed 250 · Balance 4,780

F1: On February 24, 2010, Mr. Keller made a charitable gift of 250 shares of priceline.com Incoporated common stock, par value $0.008 per share.

Common StockSEC Table I · non-derivativeDirect11,030 Reported balance After 2010-03-05 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2010-03-05 · Grant · Acquired 2,500 · Balance 11,030

F3: On March 5, 2010, performance share units, which were originally issued on March 5, 2007, vested pursuant to their terms and upon the satisfaction of the applicable performance criteria resulting in the issuance of 2,500 shares of priceline.com common stock.

Common StockSEC Table I · non-derivativeDirect9,956 Reported balance After 2010-03-05 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2010-03-05 · Tax withholding · Disposed 1,074 · Balance 9,956

F4: On March 5, 2010, 1,074 shares of priceline.com's common stock were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units of Mr. Keller.

Common StockSEC Table I · non-derivativeDirect8,632 Reported balance After 2010-03-05 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2010-03-05 · Tax withholding · Disposed 1,324 · Balance 8,632

F5: On March 5, 2010, 3,750 shares of priceline.com Incorporated restricted common stock granted to Mr. Keller on March 5, 2007 vested and 1,324 shares of priceline.com common stock were withheld to satisfy certain tax withholding obligations.

2010 Performance Share Unit GrantSEC Table I · non-derivativeDirect2,438 Reported balance After 2010-03-04 transaction · row 2
1 source row

Row 2 · 2010-03-04 · Grant · Acquired 2,438 · Balance 2,438

F2: On March 4, 2010, Mr. Keller was granted 2,438 priceline.com Incorporated (the "Company") performance share units, which represents the "target" number of performance share units. The exact number of shares to be issued to Mr. Keller, which could be as many as one to two times the initial grant, will depend upon, among other things, the Company's financial performance. The shares, if any, will be issued on or about March 1, 2013 or earlier, in the event of, among other things, a termination of employment in certain circumstances.

2008 Performance Share UnitsSEC Table I · non-derivativeDirect3,137 Reported balance Holding disclosure · report date 2010-02-24 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,137

F6: Represents "target" number of performance share units outstanding. The actual number of shares issued, if any, could increase or decrease depending on certain performance factors.

Restricted Stock UnitsSEC Table I · non-derivativeDirect4,839 Reported balance Holding disclosure · report date 2010-02-24 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 4,839

Filing footnotes · ownership attribution and instrument terms

F1: On February 24, 2010, Mr. Keller made a charitable gift of 250 shares of priceline.com Incoporated common stock, par value $0.008 per share.

F2: On March 4, 2010, Mr. Keller was granted 2,438 priceline.com Incorporated (the "Company") performance share units, which represents the "target" number of performance share units. The exact number of shares to be issued to Mr. Keller, which could be as many as one to two times the initial grant, will depend upon, among other things, the Company's financial performance. The shares, if any, will be issued on or about March 1, 2013 or earlier, in the event of, among other things, a termination of employment in certain circumstances.

F3: On March 5, 2010, performance share units, which were originally issued on March 5, 2007, vested pursuant to their terms and upon the satisfaction of the applicable performance criteria resulting in the issuance of 2,500 shares of priceline.com common stock.

F4: On March 5, 2010, 1,074 shares of priceline.com's common stock were withheld to satisfy certain tax withholding obligations related to the vesting of performance share units of Mr. Keller.

F5: On March 5, 2010, 3,750 shares of priceline.com Incorporated restricted common stock granted to Mr. Keller on March 5, 2007 vested and 1,324 shares of priceline.com common stock were withheld to satisfy certain tax withholding obligations.

F6: Represents "target" number of performance share units outstanding. The actual number of shares issued, if any, could increase or decrease depending on certain performance factors.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2023 Filed Apr 4, 2023 20:15 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004523 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,706

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 17:14 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000481 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,502

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 17:14 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-000481 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,491

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 19:58 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 201 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012944 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,455

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:02 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,730 $0.00 Strike: $133.74 $0.00
Disclosure

SEC source: 0001225208-22-011620 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,730

Underlying: Common Stock · 2,730 shares

Expires 2032-11-09

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 09, 2022 Filed Nov 14, 2022 18:02 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 627 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011620 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,254

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 16:39 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010885 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,627

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 16:39 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010885 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,619

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 15:09 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010483 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,591

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:35 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008713 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,421

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 06, 2022 Filed Jul 7, 2022 20:35 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 27 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008713 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,414

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:03 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008192 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:12 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005678 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 05, 2022 Filed Apr 7, 2022 18:12 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005678 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,159

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
March 24, 2022 Filed Mar 25, 2022 16:05 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005075 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,134

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:26 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 5 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000579 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,950

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 17:26 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000579 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,945

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 06, 2021 Filed Dec 7, 2021 17:00 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014545 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,923

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,360 $0.00 Strike: $173.00 $0.00
Disclosure

SEC source: 0001225208-21-014017 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Underlying: Common Stock · 2,360 shares

Expires 2031-11-18

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:06 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014017 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,761

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 17:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 155 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013036 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,276

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:56 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012999 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,121

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 18:56 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012999 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 15:31 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 4 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010156 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,095

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 02, 2021 Filed Jul 6, 2021 15:31 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 20 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-010156 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,091

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 16:21 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009408 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 02, 2021 Filed Apr 5, 2021 18:46 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006396 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 02, 2021 Filed Apr 5, 2021 18:46 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-006396 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 14:48 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 184 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005556 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,882

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 14:59 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000619 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,698

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 14:59 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000619 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,696

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
December 18, 2020 Filed Dec 18, 2020 22:47 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 169 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014903 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,675

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 16:54 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,931 $0.00 Strike: $146.60 $0.00
Disclosure

SEC source: 0001225208-20-013790 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,931

Underlying: Common Stock · 2,931 shares

Expires 2030-11-19

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 16:54 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-013790 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,506

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 13:57 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012295 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 13:57 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-012295 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 18:53 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 199 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011722 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,918

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 20:02 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009625 · doc4.xml · nonDerivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,719

F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 20:02 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009625 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,718

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 16:48 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009089 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,697

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 17:01 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 30 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006119 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,477

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 17:45 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 305 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005516 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,447

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 19:34 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000455 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,142

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:10 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,657 $0.00 Strike: $119.37 $0.00
Disclosure

SEC source: 0001225208-19-014606 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Underlying: Common Stock · 2,657 shares

Expires 2029-11-14

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:10 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 648 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-014606 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,120

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 03, 2019 Filed Oct 7, 2019 15:20 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013226 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,472

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
July 03, 2019 Filed Jul 8, 2019 14:41 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010084 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 13:51 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 19 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006490 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Read SEC document
January 03, 2019 Filed Jan 4, 2019 20:44 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000568 · doc4.xml · nonDerivative · entry 1

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 08, 2018 Filed Nov 13, 2018 15:28 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 2,801 $0.00 Strike: $107.52 $0.00
Disclosure

SEC source: 0001225208-18-015418 · doc4.xml · derivative · entry 2

KELLER BRETT · CIK 0001214608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,801

Underlying: Common Stock · 2,801 shares

Expires 2028-11-08

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.