Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RAMBUS INCRMBS · Entity 3575 | SVP, GM ESD | February 09, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RAMBUS INC
Report date February 09, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 235,590 |
Ending reported balance
After 2018-02-09 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-02-09 · Exercise / conversion · Acquired 463 · Balance 236,053 Row 2 · 2018-02-09 · Exercise / conversion · Acquired 700 · Balance 236,753 Row 3 · 2018-02-09 · Exercise / conversion · Acquired 971 · Balance 237,724 Row 4 · 2018-02-09 · Exercise / conversion · Acquired 802 · Balance 238,526 Row 5 · 2018-02-09 · Sale · Disposed 2,936 · Balance 235,590 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.55 · Expires 2019-02-02 | Direct | 12,467 |
Reported balance
After 2016-02-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-02-09 · Exercise / conversion · Disposed 463 · Balance 12,467 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2022-02-01 | Direct | 19,600 |
Reported balance
After 2016-02-09 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-02-09 · Exercise / conversion · Disposed 700 · Balance 19,600 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.46 · Expires 2023-02-01 | Direct | 27,200 |
Reported balance
After 2016-02-09 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-02-09 · Exercise / conversion · Disposed 971 · Balance 27,200 F2: Shares subject to the option are fully vested and immediately exercisable. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.76 · Expires 2024-02-03 | Direct | 35,357 |
Reported balance
After 2016-02-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-02-09 · Exercise / conversion · Disposed 802 · Balance 35,357 F2: Shares subject to the option are fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017.
F2: Shares subject to the option are fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 12, 2017 Filed Apr 13, 2017 22:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-026919 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,196 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 973 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,884 Underlying: Common Stock · 973 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,300 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,116 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,810 | $13.10 | $49,911.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,511 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: All shares were sold at an exact sale price of $13.10. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 973 | $5.46 | $5,312.58 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-020862 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 555 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 14 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 555 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,238 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 13 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,857 Underlying: Common Stock · 1,238 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,333 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 12 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 1,333 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 884 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 11 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,581 Underlying: Common Stock · 884 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,010 | $12.71 | $50,967.10 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,379 F3 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016. F4 · price: All shares were sold at an exact sale price of $12.71. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 555 | $8.76 | $4,861.80 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,238 | $5.46 | $6,759.48 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,333 | $7.31 | $9,744.23 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 884 | $8.55 | $7,558.20 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 1,595 | $12.67 | $20,208.65 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,379 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee stock option (right to buy) · Derivative | 38,202 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · derivative · entry 10 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,202 Underlying: Common Stock · 38,202 shares Expires 2027-02-01 F5 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 28,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,974 F2 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 24,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,542 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:05 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 2,667 | $12.80 | $34,137.60 |
DisclosureSEC source: 0001209191-17-007707 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,154 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:58 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 5,171 | $12.67 | $65,516.57 |
DisclosureSEC source: 0001209191-16-153391 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,821 Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 555 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,555 Underlying: Common Stock · 555 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,238 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,095 Underlying: Common Stock · 1,238 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,333 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,333 Underlying: Common Stock · 1,333 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 884 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,465 Underlying: Common Stock · 884 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,010 | $12.51 | $50,147.46 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,992 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.45 to $12.61. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 555 | $8.76 | $4,861.80 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,238 | $5.46 | $6,759.48 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,333 | $7.31 | $9,744.23 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 6, 2016 21:53 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 884 | $8.55 | $7,558.20 |
DisclosureSEC source: 0001209191-16-145284 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 555 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,110 Underlying: Common Stock · 555 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,238 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,333 Underlying: Common Stock · 1,238 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,333 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,666 Underlying: Common Stock · 1,333 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 884 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,349 Underlying: Common Stock · 884 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 4,010 | $14.35 | $57,527.46 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,992 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $14.29 to $14.41. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 555 | $8.76 | $4,861.80 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,238 | $5.46 | $6,759.48 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,333 | $7.31 | $9,744.23 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 21:12 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 884 | $8.55 | $7,558.20 |
DisclosureSEC source: 0001209191-16-140435 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 802 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,357 Underlying: Common Stock · 802 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,600 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| February 09, 2016 Filed Feb 13, 2018 01:14 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 463 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0000899243-18-003597 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,467 Underlying: Common Stock · 463 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.